DFX Intelligence

RIA Intelligence

Advisor teams

Teams that joined LPL Financial LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 6, 2026 over 9 d
2	Osaic Wealth, Inc. BD affiliated	LPL Financial LLC BD affiliated	Andover, Ma	Affiliated broker-dealer or bank to another	Apr 2, 2026
2	Cetera Investment Advisers LLC BD affiliated	LPL Financial LLC BD affiliated	Quincy, Ma +1	Affiliated broker-dealer or bank to another	Apr 2, 2026 over 6 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Concord, Nh +1	Affiliated broker-dealer or bank to another	Apr 2, 2026
2	H•••••• C•••••• M••••••••• I••• other	L•• F•••••••• L•• BD affiliated	Altoona, Pa	Other	Apr 1, 2026
6	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Austin, Tx +1	Affiliated broker-dealer or bank to another	Mar 31, 2026 over 7 d
2	K••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Jupiter, Fl	Affiliated broker-dealer or bank to another	Mar 31, 2026
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Yantis, Tx +1	Affiliated broker-dealer or bank to another	Mar 30, 2026 over 8 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Liberty, Mo +1	Affiliated broker-dealer or bank to another	Mar 27, 2026 over 12 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Seattle, Wa +1	Affiliated broker-dealer or bank to another	Mar 27, 2026
2	S•••••••• A••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Mar 26, 2026
2	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Cape Girardeau, Mo	Affiliated broker-dealer or bank to another	Mar 25, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Roseville, Mn	Affiliated broker-dealer or bank to another	Mar 25, 2026
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Bay Shore, Ny +1	Wirehouse to affiliated broker-dealer or bank	Mar 20, 2026 over 10 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Topeka, Ks	Affiliated broker-dealer or bank to another	Mar 16, 2026 over 11 d
4	U•• F•••••••• S••••••• I••• wirehouse	L•• F•••••••• L•• BD affiliated	Winter Haven, Fl	Wirehouse to affiliated broker-dealer or bank	Mar 13, 2026
4	B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Atchison, Ks +1	Affiliated broker-dealer or bank to another	Mar 13, 2026
3	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Bethesda, Md +2	Affiliated broker-dealer or bank to another	Mar 13, 2026
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Redding, Ca +1	Affiliated broker-dealer or bank to another	Mar 12, 2026 over 12 d
2	E•••••••• A•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Middletown, Ny +1	Affiliated broker-dealer or bank to another	Mar 12, 2026 over 13 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Diamond Bar, Ca	Affiliated broker-dealer or bank to another	Mar 10, 2026 over 8 d
3	C•••••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Anaheim, Ca +1	Affiliated broker-dealer or bank to another	Mar 9, 2026
2	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Woodland Hills, Ca	Affiliated broker-dealer or bank to another	Mar 9, 2026 over 7 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Denver, Co	Affiliated broker-dealer or bank to another	Mar 6, 2026 over 3 d
2	R•••••• J•••• • A••••••••• I••• national BD	L•• F•••••••• L•• BD affiliated	Linn, Tx +1	Affiliated broker-dealer or bank to another	Mar 6, 2026
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Azle, Tx +1	Affiliated broker-dealer or bank to another	Mar 3, 2026 over 2 d
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Mar 3, 2026 over 6 d
4	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Maple Grove, Mn	Affiliated broker-dealer or bank to another	Mar 2, 2026 over 13 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Wayzata, Mn +1	Affiliated broker-dealer or bank to another	Feb 25, 2026 over 14 d
4	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Feb 24, 2026
3	A••••••• A••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Feb 24, 2026 over 10 d
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Vista, Ca +1	Affiliated broker-dealer or bank to another	Feb 23, 2026 over 3 d
3	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Destin, Fl	Affiliated broker-dealer or bank to another	Feb 20, 2026
3	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Gilbert, Az +1	Wirehouse to affiliated broker-dealer or bank	Feb 16, 2026 over 14 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Feb 11, 2026
2	E•• F•••••••• A••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Prosper, Tx +1	RIA to affiliated broker-dealer or bank	Feb 11, 2026 over 6 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Apache Junction, Az +1	Affiliated broker-dealer or bank to another	Feb 10, 2026 over 2 d
8	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Franklin, Wi +5	Affiliated broker-dealer or bank to another	Feb 9, 2026 over 1 d
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Portland, Or +1	Affiliated broker-dealer or bank to another	Feb 9, 2026
3	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Medina, Oh +2	Affiliated broker-dealer or bank to another	Feb 6, 2026 over 4 d
2	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Marana, Az +1	Affiliated broker-dealer or bank to another	Feb 4, 2026 over 7 d
2	C•••••••• G••••• M•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	West Hollywood, Ca +1	Affiliated broker-dealer or bank to another	Feb 4, 2026
4	M• H••••••• S••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Weatogue, Ct	Affiliated broker-dealer or bank to another	Feb 2, 2026 over 7 d
6	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Rochester, Ny +1	Affiliated broker-dealer or bank to another	Jan 29, 2026 over 12 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Auburn, Al	Affiliated broker-dealer or bank to another	Jan 28, 2026
5	O•••• I••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	The Villages, Fl +3	Affiliated broker-dealer or bank to another	Jan 27, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Ft Worth, Tx +1	Affiliated broker-dealer or bank to another	Jan 26, 2026 over 4 d
8	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Ocala, Fl +4	Affiliated broker-dealer or bank to another	Jan 23, 2026 over 21 d
2	C••••••• F•••••••• G•••• unclassified	L•• F•••••••• L•• BD affiliated	San Pedro, Ca	Other	Jan 23, 2026
3	S••••• I••••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Gulfport, Ms	Affiliated broker-dealer or bank to another	Jan 22, 2026 over 7 d
3	D••• D••••••• • C•• independent RIA	L•• F•••••••• L•• BD affiliated	Sheridan, Wy +1	RIA to affiliated broker-dealer or bank	Jan 22, 2026
2	M••••• S•••••• wirehouse	L•• F•••••••• L•• BD affiliated	Laguna Niguel, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jan 22, 2026 over 5 d
4	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Coxs Mill, Wv +3	Affiliated broker-dealer or bank to another	Jan 20, 2026 over 1 d
2	B•••• • Y•••• I••••••••• A•••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Deerfield, Il	RIA to affiliated broker-dealer or bank	Jan 20, 2026
2	C••••••••• C•••••• S••••••••• I••• independent RIA	L•• F•••••••• L•• BD affiliated	Melbourne, Fl	RIA to affiliated broker-dealer or bank	Jan 15, 2026
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Pittsfield, Ma	Wirehouse to affiliated broker-dealer or bank	Jan 14, 2026
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Indianapolis, In	Affiliated broker-dealer or bank to another	Jan 14, 2026
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Lancaster, Ca +1	Affiliated broker-dealer or bank to another	Jan 14, 2026 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Kailua Kona, Hi	Affiliated broker-dealer or bank to another	Jan 13, 2026 over 1 d
2	R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Lake Charles, La	Affiliated broker-dealer or bank to another	Jan 13, 2026 over 1 d

Page 3 of 29Previous Next

1,739 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.