DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Danville, Ca +2 | Affiliated broker-dealer or bank to another | Jul 10, 2025 over 18 d |
| 2 | B. Riley Wealth Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Glen Head, Ny +1 | Affiliated broker-dealer or bank to another | Jul 10, 2025 |
| 3 | Edward Jones national BD | LPL Financial LLC BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Jul 7, 2025 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | St Petersburg, Fl | Affiliated broker-dealer or bank to another | Jul 2, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Ocean Springs, Ms | Affiliated broker-dealer or bank to another | Jul 2, 2025 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Eagle Point, Or +1 | Affiliated broker-dealer or bank to another | Jun 25, 2025 |
| 3 | S••••• A••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Covington, Ky | Affiliated broker-dealer or bank to another | Jun 24, 2025 over 7 d |
| 2 | T•••••• C••••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Irvine, Ca | RIA to affiliated broker-dealer or bank | Jun 24, 2025 over 13 d |
| 3 | R•••••• J•••• • A••••••••• I••• national BD | L•• F•••••••• L•• BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Jun 23, 2025 over 3 d |
| 3 | C•••••• A••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Gaitherburg, Md +2 | Affiliated broker-dealer or bank to another | Jun 23, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Gahanna, Oh +1 | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2025 over 11 d |
| 7 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Burleson, Tx +5 | Affiliated broker-dealer or bank to another | Jun 18, 2025 over 9 d |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | South Setauket, Ny +3 | Affiliated broker-dealer or bank to another | Jun 18, 2025 over 8 d |
| 2 | U••• C•••••• W••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jun 18, 2025 |
| 2 | H••••••••• F•••••••• A••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mentor, Oh | Affiliated broker-dealer or bank to another | Jun 18, 2025 over 5 d |
| 4 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Tacoma, Wa +2 | RIA to affiliated broker-dealer or bank | Jun 13, 2025 |
| 3 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Greenwood Village, Co +2 | Affiliated broker-dealer or bank to another | Jun 13, 2025 over 5 d |
| 5 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Oakdale, Mn +1 | Affiliated broker-dealer or bank to another | Jun 12, 2025 over 5 d |
| 3 | R•• C•••••• M••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | La Mesa, Ca +1 | Affiliated broker-dealer or bank to another | Jun 11, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | San Jose, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2025 over 11 d |
| 5 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Francisco, Ca +4 | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2025 over 17 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Saint Petersburg, Fl | Affiliated broker-dealer or bank to another | Jun 10, 2025 over 7 d |
| 6 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cincinnati, Oh | Affiliated broker-dealer or bank to another | Jun 9, 2025 |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Jun 9, 2025 |
| 2 | W•••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Newport Beach, Ca | Affiliated broker-dealer or bank to another | Jun 5, 2025 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• BD affiliated | Westfield, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2025 over 14 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jun 3, 2025 over 8 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Leesport, Pa | Affiliated broker-dealer or bank to another | Jun 2, 2025 over 2 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Seekonk, Ma | Affiliated broker-dealer or bank to another | May 30, 2025 |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Mifflintown, Pa +2 | Affiliated broker-dealer or bank to another | May 28, 2025 over 8 d |
| 2 | O••••••••• • C•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Briarcliff Manor, Ny +1 | Affiliated broker-dealer or bank to another | May 23, 2025 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Charlotte, Nc +1 | Wirehouse to affiliated broker-dealer or bank | May 22, 2025 over 12 d |
| 2 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | E Bridgewater, Ma +1 | Affiliated broker-dealer or bank to another | May 22, 2025 |
| 7 | S•••••••• A••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | May 20, 2025 over 35 d |
| 2 | R••••• W• B•••• • C•• I••••••••• mixed wealth | L•• F•••••••• L•• BD affiliated | Elkhorn, Ne | RIA to affiliated broker-dealer or bank | May 20, 2025 |
| 3 | W•••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Malibu, Ca +2 | Affiliated broker-dealer or bank to another | May 19, 2025 |
| 3 | I••••••••• F•••••••• G••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Ferndale, Wa | Affiliated broker-dealer or bank to another | May 16, 2025 |
| 8 | S••••••• P•••••• F••••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | San Diego, Ca +5 | Affiliated broker-dealer or bank to another | May 15, 2025 |
| 2 | R•• C•••••• M••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | May 15, 2025 over 8 d |
| 2 | S••••••• P•••••• F••••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Vacherie, La | Affiliated broker-dealer or bank to another | May 15, 2025 |
| 2 | S••••••• P•••••• F••••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | New Albany, Ms | Affiliated broker-dealer or bank to another | May 15, 2025 |
| 2 | S••••••• P•••••• F••••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Ventnor, Nj +1 | Affiliated broker-dealer or bank to another | May 15, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | West Chester, Pa +1 | Affiliated broker-dealer or bank to another | May 14, 2025 |
| 9 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Castro Valley, Ca +7 | Affiliated broker-dealer or bank to another | May 9, 2025 over 40 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Solon, Oh | Affiliated broker-dealer or bank to another | May 9, 2025 over 5 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Bay Harbor Islands, Fl +1 | Affiliated broker-dealer or bank to another | May 8, 2025 over 1 d |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Walnut Creek, Ca +2 | Wirehouse to affiliated broker-dealer or bank | May 5, 2025 over 8 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Fairborn, Oh +1 | Wirehouse to affiliated broker-dealer or bank | May 4, 2025 over 11 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | May 2, 2025 over 6 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Torrance, Ca | Affiliated broker-dealer or bank to another | May 1, 2025 over 1 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Tomball, Tx | Affiliated broker-dealer or bank to another | May 1, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2025 over 19 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Gilbert, Az +1 | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 2 | M••••••• M•••• M••••••••• A•••••••• L•• unclassified | L•• F•••••••• L•• BD affiliated | East Lansing, Mi | Other | Apr 29, 2025 |
| 6 | F•••••••• A•••••••• I••••••••• M••••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Olympia, Wa +1 | RIA to affiliated broker-dealer or bank | Apr 28, 2025 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Sandy, Ut | Affiliated broker-dealer or bank to another | Apr 23, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Kingsville, Mo +1 | Affiliated broker-dealer or bank to another | Apr 23, 2025 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Crofton, Md +1 | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2025 over 8 d |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Fairfield, Nj +1 | Affiliated broker-dealer or bank to another | Apr 16, 2025 over 9 d |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lubbock, Tx | Affiliated broker-dealer or bank to another | Apr 16, 2025 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.