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8,320 anomalies

RAYLIANT INVESTMENT RESEARCHasset managerRAUM $203Memployee count dropChange between filings
employees (Item 5.A) moved from 34.0 to 21.0 (-38.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 5.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.1% percentile3.1 robust deviationsconfidence 0.85
TALLWOODS PARTNERS, LLCindependent RIARAUM $569MHNW share shiftChange between filings
HNW share of RAUM moved from 61.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
PLUM POINTE WEALTH MANAGEMENTindependent RIARAUM $105MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $206,679,179 to $104,737,431 (-49.0%) between the annual amendments of 2025-02-14 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.6% percentile6.3 robust deviationsconfidence 0.85
T•••••• A•••••••• L••independent RIARAUM $619Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 36.0% to 57.0% between the annual amendments of 2025-03-14 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
T•••••• C•••••• A••••••• L•asset managerRAUM $4.9Bemployee count dropChange between filings
employees (Item 5.A) moved from 93.0 to 47.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)0.9% percentile4.3 robust deviationsconfidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Badvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (44 comparable advisers, 7.0th percentile of changes); IAPD lists 6 advisers registered here today
filing Mar 31, 2026peers: other advisers, $1B to $5B (44)7.0% percentile2.0 robust deviationsconfidence 0.85
S••• I••••••••• C••••••independent RIARAUM $256Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L••• C•••••• A••••••• L••otherRAUM $94.8Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 65.0% to 87.0% between the annual amendments of 2025-01-16 and 2026-03-31
filing Mar 31, 2026peers: other advisers, under $100M (660)confidence 0.85
F•• I••••••••• A••••••• ••• L•••asset managerRAUM $3.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
F•••••••• M••••••••• S••••••••• I•••independent RIARAUM $714Memployee count dropChange between filings
employees (Item 5.A) moved from 34.0 to 23.0 (-32.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (593 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (593)1.2% percentile2.8 robust deviationsconfidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Bemployee count dropChange between filings
employees (Item 5.A) moved from 38.0 to 21.0 (-45.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (152)2.6% percentile3.8 robust deviationsconfidence 0.85
M••••• T•••• A•••• M••••• I•••independent RIARAUM $58.4Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 7.0 to 4.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (56 comparable advisers, 9.0th percentile of changes); IAPD lists 5 advisers registered here today
filing Mar 31, 2026peers: independent wealth managers, under $100M (56)9.1% percentile2.1 robust deviationsconfidence 0.85
G•••••••• F•••••••• G••••• L••independent RIARAUM $495Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,952.0 to 1,264.0 (-35.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 5.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)4.6% percentile4.5 robust deviationsconfidence 0.85
P•••••••independent RIARAUM $5.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-02-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
D•• R••• E••••• C•••••• P•••••••• L••asset managerRAUM $673Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 8.0 (-47.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (393)1.5% percentile3.8 robust deviationsconfidence 0.85
V••••• P•••• A•••••••• L••independent RIARAUM $3.9BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $2,741,700,000 to $3,938,000,000 (+44.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)91% percentile2.7 robust deviationsconfidence 0.85
S•• W•••••independent RIARAUM $3.1BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $4,983,411,995 to $3,095,230,922 (-38.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)0.2% percentile5.7 robust deviationsconfidence 0.85
Z••••• W••••• M•••••••••independent RIARAUM $243MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $421,386,448 to $242,839,591 (-42.0%) between the annual amendments of 2025-04-09 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.8% percentile5.6 robust deviationsconfidence 0.85
I••••• C•••••• L••asset managerRAUM $556Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 71.0% to 54.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
A••• C•••••• M••••••••• L••independent RIARAUM $1.6Bemployee count dropChange between filings
employees (Item 5.A) moved from 28.0 to 19.0 (-32.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)1.2% percentile3.6 robust deviationsconfidence 0.85
T••• T••• M••••••••• L•asset managerRAUM $1.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
C••••• C•••••• A••••••• S••••••• L••otherRAUM $375Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 49.0% to 71.0% between the annual amendments of 2025-03-20 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
S••••••••• C••••••• I•••independent RIARAUM $142MHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 44.0% between the annual amendments of 2025-03-29 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
I•• H•••••••• L••otherRAUM $136Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 22.0% to 47.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
P••••••• P•••••••• L•••asset managerRAUM $773Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 65.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
A••• M••••••• L••asset managerRAUM $4.7Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 68.0% to 84.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
A•••••••• F•••••••• I••independent RIARAUM $223Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 628.0 to 350.0 (-44.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)2.1% percentile5.6 robust deviationsconfidence 0.85
L••••• C••••••• L••mixed wealthRAUM $927Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 68.0% to 47.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
A•••••••• L•••••• L••asset managerRAUM $1.2Bemployee count dropChange between filings
employees (Item 5.A) moved from 111.0 to 62.0 (-44.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.2% percentile3.9 robust deviationsconfidence 0.85
H•••••• F•••••••• A•••••••• L••independent RIARAUM $671Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 96.0% to 72.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
B•• S••••••••• I•••mixed wealthRAUM $402MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $295,193,450 to $402,246,518 (+36.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)91% percentile2.1 robust deviationsconfidence 0.85
S••• C••••••independent RIARAUM $351MHNW share shiftChange between filings
HNW share of RAUM moved from 37.0% to 55.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
Y••••••• M••••••••• L••otherRAUM $1.1Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 29.0% to 46.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
B• R•••• W••••• A•••••••• I•••BD affiliatedRAUM $4.2Badvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 274.0 to 172.0 (-37.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (49 comparable advisers, 4.0th percentile of changes); IAPD lists 167 advisers registered here today
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (49)4.2% percentile5.1 robust deviationsconfidence 0.85
S••••• L••• C••••••• L••independent RIARAUM $1.3Bclient mix shiftChange between filings
private-client share of RAUM moved from 71.0% to 50.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
P•••• • B•••• F••••••••independent RIARAUM $412Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 743.0 to 473.0 (-36.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)3.1% percentile4.7 robust deviationsconfidence 0.85
F••• L••mixed wealthRAUM $138Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 79.0% to 100.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
H•••••• I••••••••• S•••••••• L••independent RIARAUM $758MHNW share shiftChange between filings
HNW share of RAUM moved from 66.0% to 48.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
M••••• F•••••••• S••••••• C•••••• M••••••••• L••asset managerRAUM $7.3Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 66.0% between the annual amendments of 2025-04-29 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $5B to $20B (685)confidence 0.85
D•••••• T••••••• I••••••••• C••••independent RIARAUM $265MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $185,027,885 to $265,266,889 (+43.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)94% percentile2.8 robust deviationsconfidence 0.85
T•••••• A•••••••• L••independent RIARAUM $619Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 64.0% to 46.0% between the annual amendments of 2025-03-14 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
N•• I••••• C••••••independent RIARAUM $459Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••• I••••••••• A••••••• L••••••otherRAUM $2.8Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
N••••••••• C•••••• M••••••••• U•• L••asset managerRAUM $103MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $142,199,906 to $103,353,573 (-27.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 10.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)9.9% percentile1.3 robust deviationsconfidence 0.85
B•• H•••• C•••••• M••••••••• L••asset managerRAUM $570MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $864,385,000 to $569,785,000 (-34.0%) between the annual amendments of 2025-01-21 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 5.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (671)4.9% percentile1.8 robust deviationsconfidence 0.85
N••••• I••••••••• M••••••••• N•••• A••••••asset managerRAUM $59Bemployee count dropChange between filings
employees (Item 5.A) moved from 152.0 to 88.0 (-42.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)1.5% percentile4.5 robust deviationsconfidence 0.85
I•••••• A•••••••independent RIARAUM $444Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 44.0% to 63.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C•••••••• C•••••• L••asset managerRAUM $71.5Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 47.0% to 71.0% between the annual amendments of 2025-03-23 and 2026-03-31
filing Mar 31, 2026peers: asset managers, under $100M (329)confidence 0.85
C••• C•••••••independent RIARAUM $151Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 229.0 to 139.0 (-39.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)2.7% percentile5.0 robust deviationsconfidence 0.85
M••••••••• F•••••••• G••••independent RIARAUM $901MHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 88.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
F•• W••••• M••••••••• L••independent RIARAUM $113Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-04-23 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A•••• A••••••••• L••asset managerRAUM $1.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 82.0 to 57.0 (-30.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)2.4% percentile2.7 robust deviationsconfidence 0.85
A•• C•••••• M••••••••• L•otherRAUM $3.0Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 48.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
Q••••• W•••• A•••••••• L••independent RIARAUM $87.3MHNW share shiftChange between filings
HNW share of RAUM moved from 59.0% to 43.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
T••independent RIARAUM $165Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 791.0 to 495.0 (-37.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)4.2% percentile4.7 robust deviationsconfidence 0.85
G•••••• I•••••••••independent RIARAUM $177Mclient mix shiftChange between filings
private-client share of RAUM moved from 58.0% to 79.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••••• F•••••••• R••• M••••••••• L••asset managerRAUM $40Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 80.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $20B and over (512)confidence 0.85
T•••••••• P•••••••• L••independent RIARAUM $569Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 6.0% to 28.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
V•••••• I••••••••• •••• I•••asset managerRAUM $1.5Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 28.0% to 7.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
C••• C•••••• A•••••••• L••asset managerRAUM $2.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85

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