What stands out against comparable advisers

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8,320 anomalies

AZTLAN EQUITY MANAGEMENT, LLCotherRAUM $851Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 10.0 (-33.0%) between the annual amendments of 2025-04-09 and 2026-03-31; the peer median change was -6.0% (27 comparable advisers, 8.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $500M to $1B (27)7.7% percentile1.5 robust deviationsconfidence 0.85
ASSET STRATEGY ADVISORS, LLCmixed wealthRAUM $649MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $917,771,097 to $649,260,559 (-29.0%) between the annual amendments of 2025-03-02 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)0.5% percentile4.9 robust deviationsconfidence 0.85
AVENIR CORPORATIONindependent RIARAUM $849Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $283,093,613 against a peer median of $106,365,769 (1260 comparable advisers, 98.0th percentile, 3.1 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,260)98% percentile3.1 robust deviationsconfidence 0.8
B•••• T••• L••mixed wealthRAUM $345Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 89.0% to 71.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••••• C•••••• M••••••••• L••no RAUMemployee count dropChange between filings
employees (Item 5.A) moved from 94.0 to 60.0 (-36.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (103 comparable advisers, 8.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, under $100M (103)7.8% percentile2.7 robust deviationsconfidence 0.85
N••••••••• C•••••• M••••••••• U•• L••asset managerRAUM $103Memployee count dropChange between filings
employees (Item 5.A) moved from 13.0 to 9.0 (-31.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 7.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)6.7% percentile2.5 robust deviationsconfidence 0.85
M••••• C•••••• H••••••• L••asset managerRAUM $157Memployee count dropChange between filings
employees (Item 5.A) moved from 19.0 to 10.0 (-47.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)3.1% percentile3.8 robust deviationsconfidence 0.85
A•••• P•••••• W•••••independent RIARAUM $405MHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 84.0% between the annual amendments of 2025-02-04 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B••••••••• R•••••• S••••••• • C••• M••••••••• L•••asset managerRAUM $119Memployee count dropChange between filings
employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.6% percentile2.9 robust deviationsconfidence 0.85
O•• S••••• I•••••••••independent RIARAUM $125MHNW share shiftChange between filings
HNW share of RAUM moved from 31.0% to 47.0% between the annual amendments of 2025-02-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
P••••• W••••• M•••••••••independent RIARAUM $146MHNW share shiftChange between filings
HNW share of RAUM moved from 32.0% to 12.0% between the annual amendments of 2025-04-04 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
R••••••••• A•••• M••••••••• L••independent RIARAUM $218MHNW share shiftChange between filings
HNW share of RAUM moved from 92.0% to 75.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
R••••••• C•••••• F••••asset managerRAUM $1.8Bemployee count dropChange between filings
employees (Item 5.A) moved from 90.0 to 49.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.0% percentile4.0 robust deviationsconfidence 0.85
G•••••••• F•••••••• G••••• L••independent RIARAUM $495MHNW share shiftChange between filings
HNW share of RAUM moved from 54.0% to 71.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
W•••• V•••••• P•••••••• L••asset managerRAUM $456Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 14% against a peer median of 0% (1568 comparable advisers, 98.0th percentile, 4.8 robust deviations)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)98% percentile4.8 robust deviationsconfidence 0.8
T••• T••• M••••••••• L•asset managerRAUM $1.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
K••••• A••••••• L•••asset managerRAUM $57.8Memployee count dropChange between filings
employees (Item 5.A) moved from 16.0 to 9.0 (-44.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was -4.0% (51 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, under $100M (51)6.0% percentile2.9 robust deviationsconfidence 0.85
Q••• C•••••• G•••• H•••••••• L••asset managerRAUM $7.8Bemployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 9.0 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (596 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $5B to $20B (596)0.2% percentile4.5 robust deviationsconfidence 0.85
A••• C•••••• M••••••••• L••independent RIARAUM $1.6Bemployee count dropChange between filings
employees (Item 5.A) moved from 28.0 to 19.0 (-32.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)1.2% percentile3.6 robust deviationsconfidence 0.85
W•••••• J••••• C•••••• M••••••••• I•••independent RIARAUM $694MHNW share shiftChange between filings
HNW share of RAUM moved from 18.0% to 41.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
F•• I••••••••• A••••••• ••• L•••asset managerRAUM $3.5Bemployee count dropChange between filings
employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)1.3% percentile3.8 robust deviationsconfidence 0.85
W•••••••••independent RIARAUM $316MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $229,477,787 to $316,209,943 (+38.0%) between the annual amendments of 2025-03-06 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)92% percentile2.2 robust deviationsconfidence 0.85
M••••• I••••••••• C•••••••••asset managerRAUM $874Bemployee count dropChange between filings
employees (Item 5.A) moved from 155.0 to 98.0 (-37.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)2.0% percentile4.0 robust deviationsconfidence 0.85
D••••• R••••• • S••••• W••••• M•••••••••independent RIARAUM $162Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 276.0 to 140.0 (-49.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)1.6% percentile6.2 robust deviationsconfidence 0.85
F•••••••• M••••••••• S••••••••• I•••independent RIARAUM $714Memployee count dropChange between filings
employees (Item 5.A) moved from 34.0 to 23.0 (-32.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was 0.0% (593 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (593)1.2% percentile2.8 robust deviationsconfidence 0.85
G•• C•••••• H•••••••• L••asset managerRAUM $646MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $1,045,341,957 to $646,189,076 (-38.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (671)3.3% percentile2.0 robust deviationsconfidence 0.85
S••• P••••• G••••• L••asset managerRAUM $777MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $1,462,499,340 to $777,050,095 (-47.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (671)1.0% percentile2.3 robust deviationsconfidence 0.85
P••• V••••• C•••••• P••••••• L••asset managerRAUM $870Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 54.0% to 74.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
W•••• V•••••• P•••••••• L••asset managerRAUM $456MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $634,809,432 to $456,114,406 (-28.0%) between the annual amendments of 2025-04-02 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 9.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)9.0% percentile1.3 robust deviationsconfidence 0.85
H•••••• P•••••••asset managerRAUM $115MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $191,320,845 to $114,617,817 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)5.6% percentile1.8 robust deviationsconfidence 0.85
D•• R••• E••••• C•••••• P•••••••• L••asset managerRAUM $673Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 8.0 (-47.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (393)1.5% percentile3.8 robust deviationsconfidence 0.85
P•••••••independent RIARAUM $5.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-02-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
C•••••• G••••independent RIARAUM $124Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 24.0% to 0.0% between the annual amendments of 2025-04-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
I•• H•••••••• L••otherRAUM $136Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 22.0% to 47.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
G••••••••• W••••• S••••••••• L••mixed wealthRAUM $371Munusual affiliate densityStatic outlier
distinct affiliate types checked on Item 7.A of 5.0 against a peer median of 2.0 (325 comparable advisers, 100.0th percentile, 4.0 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (325)100% percentile4.0 robust deviationsconfidence 0.8
S••••••••• W••••• P••••••• L••independent RIARAUM $126MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $247,984,227 to $126,064,762 (-49.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.6% percentile6.3 robust deviationsconfidence 0.85
B•••••••• • B•••••••• F•••••••• A••••••• I•••independent RIARAUM $423MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $308,492,461 to $422,974,204 (+37.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)91% percentile2.1 robust deviationsconfidence 0.85
Y••••••• M••••••••• L••otherRAUM $1.1Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 29.0% to 46.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
T•••••• C•••••• A••••••• L•asset managerRAUM $4.9Bemployee count dropChange between filings
employees (Item 5.A) moved from 93.0 to 47.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)0.9% percentile4.3 robust deviationsconfidence 0.85
M•••• A•••• M••••••••• I•••independent RIARAUM $651Mclient mix shiftChange between filings
private-client share of RAUM moved from 71.0% to 51.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
A••• M••••••• L••asset managerRAUM $4.7Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 68.0% to 84.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
I•••••• G••••• M••••••••• L••asset managerRAUM $259Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 28.0% to 9.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
P••••••• P•••••••• L•••asset managerRAUM $773Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 65.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
A••••• G••••• A•••• M••••••••• L••mixed wealthRAUM $452MHNW share shiftChange between filings
HNW share of RAUM moved from 45.0% to 23.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
Z•••••• W••••• P•••••••independent RIARAUM $158MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $116,022,167 to $158,362,396 (+36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)91% percentile2.1 robust deviationsconfidence 0.85
A•••• F•••••••• S••••••••• G••••• L••independent RIARAUM $404MHNW share shiftChange between filings
HNW share of RAUM moved from 56.0% to 72.0% between the annual amendments of 2025-03-12 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••• W••••• M••••••••• I•••independent RIARAUM $149MHNW share shiftChange between filings
HNW share of RAUM moved from 21.0% to 40.0% between the annual amendments of 2025-02-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L•••••• D••• I••••••••• L••asset managerRAUM $385MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $632,669,389 to $384,707,295 (-39.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)6.1% percentile1.8 robust deviationsconfidence 0.85
S••••••• A•••••••• L••asset managerRAUM $123Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 81.0% to 63.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
N•• I••••• C••••••independent RIARAUM $459Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B•••••••• F•••••••• A••••••• G••••• L••independent RIARAUM $333Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 2,987.0 to 1,832.0 (-39.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)4.0% percentile4.9 robust deviationsconfidence 0.85
F••• L••mixed wealthRAUM $138Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 79.0% to 100.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M• F•••••••• A•••• M••••••••• I•••independent RIARAUM $1.2BHNW share shiftChange between filings
HNW share of RAUM moved from 57.0% to 38.0% between the annual amendments of 2025-03-28 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
M••••• F•••••••• S••••••• C•••••• M••••••••• L••asset managerRAUM $7.3Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 66.0% between the annual amendments of 2025-04-29 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $5B to $20B (685)confidence 0.85
C••• I••••••••• A••••••• L••••••otherRAUM $2.8Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
C••••• C•••••• A••••••• S••••••• L••otherRAUM $375Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 49.0% to 71.0% between the annual amendments of 2025-03-20 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
C•••••••• C•••••• P•••••••• L••otherRAUM $1.7Bemployee count dropChange between filings
employees (Item 5.A) moved from 38.0 to 21.0 (-45.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (152)2.6% percentile3.8 robust deviationsconfidence 0.85
S•••• M•••• • C••BD affiliatedRAUM $2.4Bvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $52,705,331 against a peer median of $19,409,874 (56 comparable advisers, 98.0th percentile, 3.5 robust deviations)
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)98% percentile3.5 robust deviationsconfidence 0.7
I•••••• G••••• A••••••• L••independent RIARAUM $684Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 97.0% to 78.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
M•••••••• W••••• M•••••••••independent RIARAUM $872Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $290,536,970 against a peer median of $106,365,769 (1260 comparable advisers, 99.0th percentile, 3.2 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,260)99% percentile3.2 robust deviationsconfidence 0.8

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