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8,320 anomalies

FSAM LLCmixed wealthRAUM $138Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 79.0% to 100.0% between the annual amendments of 2025-04-01 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
CAIN INTERNATIONAL ADVISERS LIMITEDotherRAUM $2.8Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
BLACKSTON FINANCIAL ADVISORY GROUP, LLCindependent RIARAUM $333Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-24 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
S••••••••• W••••• P••••••• L••independent RIARAUM $126Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 1,396.0 to 851.0 (-39.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)4.0% percentile4.9 robust deviationsconfidence 0.85
A••••••• W••••• M••••••••• L••independent RIARAUM $596MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $415,794,260 to $595,719,066 (+43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)92% percentile2.9 robust deviationsconfidence 0.85
V•••••• C•••••• M••••••••• I•••independent RIARAUM $1.8BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $1,239,087,574 to $1,810,752,988 (+46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)92% percentile3.0 robust deviationsconfidence 0.85
C••••••• R•••• W••••• M••••••••• L••independent RIARAUM $464MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $339,836,345 to $464,365,160 (+37.0%) between the annual amendments of 2025-04-24 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)91% percentile2.1 robust deviationsconfidence 0.85
S••••• L••• C••••••• L••independent RIARAUM $1.3Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 29.0% to 50.0% between the annual amendments of 2025-03-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
I•••••• A•••••••independent RIARAUM $444Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 44.0% to 63.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
S•••••• M••••• L••independent RIARAUM $576MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $991,714,376 to $576,142,421 (-42.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)0.4% percentile6.3 robust deviationsconfidence 0.85
T•••••• A•••••••• L••independent RIARAUM $619Mclient mix shiftChange between filings
private-client share of RAUM moved from 36.0% to 54.0% between the annual amendments of 2025-03-14 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
T•••••••• P•••••••• L••independent RIARAUM $569Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 39.0% to 19.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C••••••••• A•••• M•••••••••asset managerRAUM $526MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $729,144,064 to $526,360,108 (-28.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 7.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (671)6.7% percentile1.5 robust deviationsconfidence 0.85
F•• W••••• M••••••••• L••independent RIARAUM $113Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-04-23 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••• F•••••••• S••••••• C•••••• M••••••••• L••asset managerRAUM $7.3Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 66.0% between the annual amendments of 2025-04-29 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $5B to $20B (685)confidence 0.85
B••••••••• F•••••••• G••••• L••independent RIARAUM $659Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 7.0% to 25.0% between the annual amendments of 2025-04-30 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
O•••••• C•••••••••independent RIARAUM $2.2Bclient mix shiftChange between filings
private-client share of RAUM moved from 51.0% to 67.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
B• R•••• W••••• P•••••• S•••••asset managerRAUM $47.6Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (4 comparable advisers, 0.0th percentile of changes); IAPD lists 3 advisers registered here today
filing Mar 31, 2026peers: asset managers, under $100M (4)0.0% percentileconfidence 0.85
L•••••• F•••••••• I••••••••• C•••••••••asset managerRAUM $102Bemployee count dropChange between filings
employees (Item 5.A) moved from 123.0 to 86.0 (-30.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $20B and over (461)2.4% percentile3.3 robust deviationsconfidence 0.85
G•••••• I•••••••••independent RIARAUM $177Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 75.0% to 100.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B••••••••• M•••••••••asset managerRAUM $294MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $536,979,841 to $294,443,559 (-45.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 4.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)4.3% percentile2.1 robust deviationsconfidence 0.85
N•••independent RIARAUM $312MHNW share shiftChange between filings
HNW share of RAUM moved from 81.0% to 56.0% between the annual amendments of 2025-03-29 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A••• M••••••• L••asset managerRAUM $4.7Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 68.0% to 84.0% between the annual amendments of 2025-03-26 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
F••• P•••• C•••••• P••••••• L••independent RIARAUM $2.9BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $2,002,678,000 to $2,894,516,636 (+45.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 91.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)91% percentile2.8 robust deviationsconfidence 0.85
T•••••••• P•••••••• L••independent RIARAUM $569Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 6.0% to 28.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
P••••••• F••••••••• I•••independent RIARAUM $176MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $125,956,168 to $175,860,431 (+40.0%) between the annual amendments of 2025-03-22 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 92.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)92% percentile2.4 robust deviationsconfidence 0.85
V•••••• I••••••••• •••• I•••asset managerRAUM $1.5Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 28.0% to 7.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
E•••••••independent RIARAUM $1.1BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $2,128,783,447 to $1,131,232,881 (-47.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 0.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)0.2% percentile6.6 robust deviationsconfidence 0.85
R•• W••••• M•••••••••independent RIARAUM $195MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $135,788,693 to $195,372,517 (+44.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 94.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)94% percentile2.8 robust deviationsconfidence 0.85
C••• C•••••• A•••••••• L••asset managerRAUM $2.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 17.0% to 0.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
A••• F•••••••• L••independent RIARAUM $601Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 27.0% to 7.0% between the annual amendments of 2025-03-25 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
G•• C•••••• H•••••••• L••asset managerRAUM $646Memployee count dropChange between filings
employees (Item 5.A) moved from 13.0 to 7.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $500M to $1B (393)1.8% percentile3.7 robust deviationsconfidence 0.85
C••• I••••••••• A•••••••• I•••independent RIARAUM $474Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,624.0 to 1,002.0 (-38.0%) between the annual amendments of 2025-03-19 and 2026-03-31; the peer median change was +3.0% (3308 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,308)2.9% percentile4.9 robust deviationsconfidence 0.85
W•••••• M•••••• A•••••••• I•••independent RIARAUM $498Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $165,900,684 against a peer median of $55,746,441 (3262 comparable advisers, 100.0th percentile, 3.8 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,262)100% percentile3.8 robust deviationsconfidence 0.8
T•• W••••••••• G•• L••independent RIARAUM $474MHNW share shiftChange between filings
HNW share of RAUM moved from 81.0% to 62.0% between the annual amendments of 2025-03-14 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
L•••••••• P••••••• • C••mixed wealthRAUM $572MHNW share shiftChange between filings
HNW share of RAUM moved from 48.0% to 30.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
M••••••• F•••••••• R••• M••••••••• L••asset managerRAUM $40Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 80.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: asset managers, $20B and over (512)confidence 0.85
M•••••• A••••• S••••••••• L••BD affiliatedRAUM $2.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 58.0% to 79.0% between the annual amendments of 2025-04-15 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
F•••••••• S•••• A•••••••• I•••independent RIARAUM $836Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,003.0 to 588.0 (-41.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +5.0% (1214 comparable advisers, 2.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,214)2.1% percentile6.2 robust deviationsconfidence 0.85
T•••• C•••••• B••• P•••••• W••••• A•••••••independent RIARAUM $4.2Bclient mix shiftChange between filings
private-client share of RAUM moved from 71.0% to 52.0% between the annual amendments of 2025-04-17 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
W•••••• N•• Y••• F•••••••• G••••• L••independent RIARAUM $84.1Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 91.0% to 70.0% between the annual amendments of 2025-03-19 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
S••••••••• A•••• M••••••••• G•••• L••independent RIARAUM $28Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 64.0% to 84.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $20B and over (84)confidence 0.85
B••••••••• R•••••• S••••••• • C••• M••••••••• L•••asset managerRAUM $119Memployee count dropChange between filings
employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (391 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (391)5.6% percentile2.9 robust deviationsconfidence 0.85
B•••• T••• L••mixed wealthRAUM $345Mclient mix shiftChange between filings
private-client share of RAUM moved from 10.0% to 28.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
K••••• A••••••• L•••asset managerRAUM $57.8Memployee count dropChange between filings
employees (Item 5.A) moved from 16.0 to 9.0 (-44.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was -4.0% (51 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, under $100M (51)6.0% percentile2.9 robust deviationsconfidence 0.85
M•• C•••••• M••••••••• L••independent RIARAUM $52Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 93.0% to 68.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $20B and over (84)confidence 0.85
Q•••• I••••••••• L••otherRAUM $1.2Bemployee count dropChange between filings
employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (152 comparable advisers, 3.0th percentile of changes)
filing Mar 31, 2026peers: other advisers, $1B to $5B (152)3.3% percentile3.1 robust deviationsconfidence 0.85
B•••••• • C•••••• L••independent RIARAUM $130Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 83.0% between the annual amendments of 2025-03-05 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
S••••• C•••• C•••••• M••••••••• L••asset managerRAUM $123MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $202,090,815 to $122,545,120 (-39.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 6.0th percentile of changes)
filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)6.0% percentile1.8 robust deviationsconfidence 0.85
K••• C•••••• P•••••••independent RIARAUM $170MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $125,847,308 to $169,894,908 (+35.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 90.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)90% percentile1.9 robust deviationsconfidence 0.85
A•• C•••••• M••••••••• L•otherRAUM $3.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
S•••••• C•••••• M•••••••••mixed wealthRAUM $6.5Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 76.0% to 95.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
I••••• F••••••••independent RIARAUM $1.7Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
O•• S••••• I•••••••••independent RIARAUM $125Mclient mix shiftChange between filings
private-client share of RAUM moved from 37.0% to 53.0% between the annual amendments of 2025-02-27 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
W•••• P••• C•••••• L••independent RIARAUM $431Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $143,537,678 against a peer median of $55,746,441 (3262 comparable advisers, 98.0th percentile, 3.1 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,262)98% percentile3.1 robust deviationsconfidence 0.8
L•••••• C••••••independent RIARAUM $410Munusually large average HNW clientStatic outlier
HNW RAUM per HNW client of $9,515,773 against a peer median of $2,402,353 (4945 comparable advisers, 99.0th percentile, 4.8 robust deviations)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,945)99% percentile4.8 robust deviationsconfidence 0.8
G••••••••• I••••••••• A•••••••• L••otherRAUM $841Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 51.0% to 68.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: other advisers, $500M to $1B (95)confidence 0.85
I••••••••• F•••••••• P•••••••BD affiliatedRAUM $16Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 90.0% to 71.0% between the annual amendments of 2025-03-24 and 2026-03-31
filing Mar 31, 2026peers: affiliated wealth managers, $5B to $20B (53)confidence 0.85
T•••••••• P•••••••• L••independent RIARAUM $569MHNW share shiftChange between filings
HNW share of RAUM moved from 61.0% to 81.0% between the annual amendments of 2025-03-31 and 2026-03-31
filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
P••• P••••• W••••• M•••••••••independent RIARAUM $105MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $206,679,179 to $104,737,431 (-49.0%) between the annual amendments of 2025-02-14 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.6% percentile6.3 robust deviationsconfidence 0.85

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