DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Ubp Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Feltl Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vestor Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Long Island Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bellerm Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Caves & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 100 Pearl Street, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Yatalie Capital Management Co. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Investment Management, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Compass Advisory Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tekne Capital Management L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fbl Investment Management Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stone Toro Investment Advisers reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mcmillan Office, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Comprehensive Wealth Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Creekside Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zevin Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Camden Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Robinson Financial Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Reby Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bw Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mercantile Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kenmar Global Investment Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Clarity Managed Account Platform Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Veritable Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mackensen & Co Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Colony Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Revolution Growth Management Company Ii, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strong Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rowling & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Plan Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Savant Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Longview Partners L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Winslow Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baltimore-Washington Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Traynor Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valcour Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Whelan Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Interactive Data Pricing And Reference Data, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fourpoints Investment Managers S.A.S reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stuart Chaussee & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alpha Cubed Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lyon Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Joseph Group Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mkt Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Corda Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- London Co Of Virginia reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Galaria Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pension Portfolio Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cambria Investment Management, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fac Propertys Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Louis Barajas & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Davidson Fixed Income Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Daruma Asset Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Amicus Financial Advisors, L.L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Viridis Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Genovese Burford & Brothers Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 20, 2012Succession (Item 4)factGENOVESE BURFORD & BROTHERS WEALTH AND RETIREMENT PLAN MGMT, LLCRAUM $2.2B
- Piedmont Investment Advisory Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fiduciary Asset Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ibbotson Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)