DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Stf Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cloverfields Capital Group, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ruggaard & Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Davis, Glenn, & Glover Wealth Management Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Outfitter Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Advyzon Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Titan Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Spouting Rock Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cooper Capital Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Finance Friends reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ryan Heritage, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Anchor Bay Capital, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Unconventional Investor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Teton Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Steinway Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Old Oak Financial Planning, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vertiqa Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Quest Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jlfranklin Wealth Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sterling Investment Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baird Capital Global Fund Management I Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Blackdiamond Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthcare Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- R H Bluestein & Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alex. Brown Realty, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Matrix Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Thinkbetter reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Columbia Pacific Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthcare Advisory Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Blue Water Life Science Advisors, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Regentatlantic reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stone House Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Golden State Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lyme Timber Company Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Investment Advisors Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Callahan Wealth Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- James Investment Research Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Makara reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stone Harbor Investment Partners Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Banner Oak Capital Partners, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mccutchen Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lane Generational Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pure Financial Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- George Mckelvey Co., Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Southwestern Investment Advisory Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Shakespeare Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Crossgrain Family Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oceanlink Management Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Abacus Capital Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arrington Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ball & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Caprock Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Republic Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Matisse Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Trust Capital Management L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pagaya Investments Us Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dh Logix, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Embassy Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Goss Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mdk Financial Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)