DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Monticello Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shannon Scott Carson	Cg Advisory Services other	Monticello Investment Services, Inc. other	Other	May 12, 2017	Apr 24, 2013
Guillermo Fidel Nodarse	Cambridge Investment Research Advisors, Inc. other	Monticello Investment Services, Inc. other	Other	Jul 3, 2012	Feb 2, 2015 (944 d)
James Mark Maddox	Msi Financial Services, Inc. other	Monticello Investment Services, Inc. other	Other	Jun 28, 2012	May 7, 2014 (678 d)
Michael Steven Greenberg	Cl Wealth Management LLC other	Monticello Investment Services, Inc. other	Other	Apr 25, 2012	May 21, 2012
Randy Leon Floyd	Global Financial Private Capital, Inc. other	Monticello Investment Services, Inc. other	Other	Apr 16, 2012	Feb 27, 2012
Baron Thomas Willis	Scf Investment Advisors, Inc. other	Monticello Investment Services, Inc. other	Other	Nov 30, 2011	May 14, 2012 (166 d)
Jack Christopher Carini	Questar Asset Management, Inc. other	Monticello Investment Services, Inc. other	Other	Nov 18, 2011	Mar 7, 2012 (110 d)
Todd Franklin Gregory	Kalos Management other	Monticello Investment Services, Inc. other	Other	Oct 27, 2011	Oct 27, 2011
Roger Allen Rekate	Global Financial Private Capital, Inc. other	Monticello Investment Services, Inc. other	Other	Oct 18, 2011	Jan 12, 2012 (86 d)
Robert Rocco La Spada	Money Concepts Advisory Service other	Monticello Investment Services, Inc. other	Other	Jul 6, 2011	Sep 12, 2011 (68 d)
James Blaine Kennon	Northwestern Mutual Investment Services,LLC other	Monticello Investment Services, Inc. other	Other	Jul 5, 2011	Jul 7, 2011
Robert Brian Raab	Capital Synergy Partners independent RIA	Monticello Investment Services, Inc. other	Other	Jun 24, 2011	Jul 16, 2013 (753 d)
Harold Dennis Rotary	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Monticello Investment Services, Inc. other	Other	Apr 8, 2011	Feb 11, 2013 (675 d)
David Russell Lamb	Peachtree Planning Advisors, Inc. unclassified	Monticello Investment Services, Inc. other	Other	Dec 31, 2010	Feb 11, 2011 (42 d)
Steven Anthony Bassetto	Harbour Investments, Inc. other	Monticello Investment Services, Inc. other	Other	Aug 24, 2010	Jan 13, 2011 (142 d)
Michael John Martinez	Brookstone Investment Advisory Services other	Monticello Investment Services, Inc. other	Other	Mar 24, 2010	Aug 13, 2010 (142 d)
David Renken	Raymond James Financial Services Advisors, Inc other	Monticello Investment Services, Inc. other	Other	Feb 17, 2010	Oct 19, 2010 (244 d)
Robert Morgan Myrick	Mutual Service Corporation unclassified	Monticello Investment Services, Inc. other	Other	Sep 3, 2009	Sep 29, 2009
George Frederick Phelps	Ameriprise Financial Services, LLC national BD	Monticello Investment Services, Inc. other	Other	Jul 3, 2008	Aug 1, 2014 (2220 d)
Brenton Lee Fewox	Insphere Securities, Inc. unclassified	Monticello Investment Services, Inc. other	Other	Feb 20, 2008	Jun 3, 2009 (469 d)
Martin John Smith	Premier Equity Group, LLC unclassified	Monticello Investment Services, Inc. other	Other	Dec 13, 2006	Oct 1, 2009 (1023 d)

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21 moves match.