DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Monticello Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kurt Allen JohnsonMonticello Investment Services, Inc. otherFreedom Wealth Advisors, LLC state registeredOtherAug 10, 2016Aug 29, 2016
Robert Brian RaabMonticello Investment Services, Inc. otherTrustmont Advisory Group, Inc. otherOtherAug 10, 2016May 23, 2016
Baron Thomas WillisMonticello Investment Services, Inc. no RAUMChelsea Advisory Services, Inc independent RIAOtherFeb 18, 2016Jun 19, 2017 (487 d)
Guillermo Fidel NodarseMonticello Investment Services, Inc. no RAUMIp Financial Advisory Services LLC independent RIAOtherDec 16, 2015Feb 18, 2020 (1525 d)
David Russell LambMonticello Investment Services, Inc. no RAUMChelsea Advisory Services, Inc independent RIAOtherDec 2, 2015May 4, 2016 (154 d)
Toni Lynn IannarelliMonticello Investment Services, Inc. no RAUMWestern International Securities otherOtherNov 30, 2015Nov 16, 2015
John C LettsMonticello Investment Services, Inc. no RAUMCambridge Investment Research Advisors, Inc. otherOtherNov 27, 2015Jun 2, 2016 (188 d)
Michael Steven GreenbergMonticello Investment Services, Inc. no RAUMGreenberg Financial Group state registeredOtherOct 6, 2015Oct 6, 2015
Eric Richard HemingwayMonticello Investment Services, Inc. no RAUMUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 28, 2015Oct 2, 2015
Richard Ira HemingwayMonticello Investment Services, Inc. no RAUMUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 28, 2015Sep 25, 2015
Harold Dennis RotaryMonticello Investment Services, Inc. otherRegal Investment Advisors LLC otherOtherMar 5, 2015Mar 2, 2015
James Mark MaddoxMonticello Investment Services, Inc. otherDempsey Lord Smith, LLC otherOtherNov 25, 2014Dec 16, 2014
George Frederick PhelpsMonticello Investment Services, Inc. otherD.H. Hill Advisors, Inc. independent RIAOtherOct 22, 2014Mar 2, 2015 (131 d)
Brenton Lee FewoxMonticello Investment Services, Inc. otherHorter Investment Management, LLC otherOtherSep 17, 2014Sep 29, 2014
Jack Christopher CariniMonticello Investment Services, Inc. otherForesters Equity Services, Inc. otherOtherAug 1, 2014Aug 21, 2014
Michael Ryan ModicaMonticello Investment Services, Inc. otherForesters Equity Services, Inc. otherOtherAug 1, 2014Aug 13, 2014
Todd Franklin GregoryMonticello Investment Services, Inc. otherD.H. Hill Advisors, Inc. independent RIAOtherJul 23, 2014Oct 1, 2014 (70 d)
Shannon Scott CarsonMonticello Investment Services, Inc. otherAlliance Wealth Management, LLC state registeredOtherJun 3, 2014Aug 18, 2014 (76 d)
Randy Leon FloydMonticello Investment Services, Inc. otherBrookstone Wealth Advisors, LLC otherOtherApr 3, 2014Apr 3, 2014
Roger Allen RekateMonticello Investment Services, Inc. otherAdvisor One, LLC state registeredOtherDec 9, 2013Dec 6, 2013
Robert Rocco La SpadaMonticello Investment Services, Inc. otherDiamond Sage Financial, LLC unclassifiedOtherMay 7, 2013Mar 27, 2013
David RenkenMonticello Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherMar 25, 2013Oct 28, 2024 (4235 d)
Michael John MartinezMonticello Investment Services, Inc. otherFsc Securities Corporation otherOtherMar 30, 2012May 14, 2012 (45 d)
James Blaine KennonMonticello Investment Services, Inc. otherKennon Wealth Management, LLC state registeredOtherDec 31, 2011Jan 3, 2012
Steven Anthony BassettoMonticello Investment Services, Inc. otherRedhawk Wealth Advisors, Inc. otherOtherDec 8, 2011Jan 9, 2012 (32 d)
Robert Morgan MyrickMonticello Investment Services, Inc. otherNwt Advisors, LLC state registeredOtherMay 13, 2011May 12, 2011
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26 moves match.