DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Benjamin F. Edwards & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Monica Nicole Clevenger | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 24, 2026 |
| Stephen Perry Clevenger | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 24, 2026 |
| Michael Clevenger | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 24, 2026 |
| Christopher Jordan Hooker | Benjamin F. Edwards & Company, Incorporated BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 15, 2026 |
| Richard Dale Huite | Benjamin F. Edwards & Company, Incorporated BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Aug 10, 2026 (67 d) |
| Kristen D. Kosola-Govantes | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 4, 2026 |
| Kathryn Lynn Austin | Benjamin F. Edwards & Company, Incorporated BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 13, 2026 |
| Janet Mary Bone | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 3, 2025 |
| Peggy Anne Rakers | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Nov 3, 2025 |
| Donald Carl Rasweiler | Benjamin F. Edwards & Company, Incorporated BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Michael R. Bardwell | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 15, 2025 |
| William Patrick Ferry | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 29, 2025 |
| Robert Edward Kollar | Benjamin F. Edwards & Company, Incorporated BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 3, 2025 |
| Scott John Marn | Benjamin F. Edwards & Company, Incorporated BD affiliated | Timewealth Advisors Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 6, 2025 | Feb 14, 2025 (39 d) |
| Dana Lianne Gibbs | Benjamin F. Edwards & Company, Incorporated BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 19, 2024 |
| Jill Cobb | Benjamin F. Edwards & Company, Incorporated BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Aug 16, 2024 |
| Melissa L Wajda | Benjamin F. Edwards & Company, Incorporated BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Oct 16, 2024 (134 d) |
| Teresa L Zipf | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Apr 26, 2024 |
| Justin Andrew Souma | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 19, 2024 |
| Aaron Mabley | Benjamin F. Edwards & Company, Incorporated BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 3, 2025 (352 d) |
| Kathleen Woods | Benjamin F. Edwards & Company, Incorporated BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Aug 9, 2023 |
| Joshua Nathanial Pauli | Benjamin F. Edwards & Company, Incorporated BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 17, 2023 |
| Courtney Mowen Wright | Benjamin F. Edwards & Company, Incorporated BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 22, 2023 |
| Jim B Ford | Benjamin F. Edwards & Company, Incorporated BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Aug 7, 2025 (862 d) |
| Darryl Norman Mierl | Benjamin F. Edwards & Company, Incorporated BD affiliated | Consortium Private Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 28, 2023 | Feb 24, 2023 |
| Richard S Danielson | Benjamin F. Edwards & Company, Incorporated BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2023 | Jan 9, 2023 |
| Douglas C Tate | Benjamin F. Edwards & Company, Incorporated BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2023 | Jan 9, 2023 |
| Eric Tarlas | Benjamin F. Edwards & Company, Incorporated BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 10, 2022 |
| Andrew Boerma | Benjamin F. Edwards & Company, Incorporated BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Jan 13, 2025 (829 d) |
| Kristin Amber Lindsey | Benjamin F. Edwards & Company, Incorporated BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 6, 2022 | Oct 24, 2022 |
| Nicholas Hobart | Benjamin F. Edwards & Company, Incorporated BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Sep 14, 2023 (359 d) |
| Peter Allen Borho | Benjamin F. Edwards & Company, Incorporated BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Mar 7, 2022 |
| Eric Estelle | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2021 | Jun 3, 2022 (159 d) |
| Sviatlana Maslava | Benjamin F. Edwards & Company, Incorporated BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Apr 7, 2022 (147 d) |
| Mark Ronald Franco | Benjamin F. Edwards & Company, Incorporated BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Oct 29, 2021 |
| Mary Duncan | Benjamin F. Edwards & Company, Incorporated BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2021 | Jun 5, 2024 (1041 d) |
| Daniel Richard Lamacchia | Benjamin F. Edwards & Company, Incorporated BD affiliated | Worthington Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | Apr 30, 2021 |
| Sherry Lynn Tilson | Benjamin F. Edwards & Company, Incorporated BD affiliated | Worthington Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | Apr 30, 2021 |
| Henry Lamb Richter | Benjamin F. Edwards & Company, Incorporated BD affiliated | Worthington Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | Apr 30, 2021 |
| Gregory Arndt Hicks | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Mar 31, 2021 |
| Kathryn Kettenhofen | Benjamin F. Edwards & Company, Incorporated BD affiliated | Advisors Asset Management, Inc. other | Other | Feb 22, 2021 | Mar 1, 2021 |
| Deborah Marie Sante | Benjamin F. Edwards & Company, Incorporated BD affiliated | Archford Capital Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2021 | Feb 16, 2021 |
| Mary Jo Moehlenhof | Benjamin F. Edwards & Company, Incorporated BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2020 | Jul 19, 2021 (243 d) |
| Lydia Claire Snowden | Benjamin F. Edwards & Company, Incorporated BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Sep 26, 2023 (1047 d) |
| Troy Allen Williams | Benjamin F. Edwards & Company, Incorporated BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 27, 2020 | Oct 26, 2020 |
| Paulette Michele Davis | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 13, 2020 | Oct 19, 2020 |
| Andrew Kaye Klinger | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 17, 2020 | Sep 18, 2020 |
| Robert Forrest Zimmer | Benjamin F. Edwards & Company, Incorporated BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2020 | Mar 23, 2020 |
| Paul Sutton Kosling | Benjamin F. Edwards & Company, Incorporated BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Apr 22, 2020 (54 d) |
| Christopher James Mcgill | Benjamin F. Edwards & Company, Incorporated BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 6, 2020 |
| Mohammad Ahmed Awad-Eljied | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2020 | Feb 18, 2020 |
| Sean Russell Ford | Benjamin F. Edwards & Company, Incorporated BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2020 | Feb 6, 2020 |
| Richard Alexander Lawson | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Aug 8, 2019 |
| Gregory John Orenic | Benjamin F. Edwards & Company, Incorporated BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jan 14, 2022 (920 d) |
| Kevin Michael Fahy | Benjamin F. Edwards & Company, Incorporated BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Mar 4, 2019 |
| Jeffrey Darrin Murray | Benjamin F. Edwards & Company, Incorporated BD affiliated | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2018 | May 25, 2018 |
| Marc Leonard Breuer | Benjamin F. Edwards & Company, Incorporated other | Ameriprise Financial Services, LLC national BD | Other | Jan 4, 2018 | Feb 1, 2018 |
| Clay P Cook | Benjamin F. Edwards & Company, Incorporated other | Osaic Institutions, Inc. other | Other | Jul 20, 2017 | Jul 21, 2017 |
| Lisa Ann Hock | Benjamin F. Edwards & Company, Incorporated other | Raymond James Financial Services Advisors, Inc other | Other | Dec 2, 2016 | Dec 15, 2016 |
| Daniel Adam Parish | Benjamin F. Edwards & Company, Incorporated other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jul 18, 2016 | Jul 20, 2016 |
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78 moves match.