DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Research Financial Strategies

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul John CellaInternational Assets Investment Management, LLC BD affiliatedResearch Financial Strategies independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2021Feb 22, 2021
Michael Charles MattisonLPL Financial LLC independent RIAResearch Financial Strategies otherOtherMay 9, 2018Dec 12, 2011
J Thomas KnightWinston Paul Capital Management, Inc. unclassifiedResearch Financial Strategies otherOtherNov 8, 2017Nov 10, 2017
David Michael GoarUBS Financial Services Inc. wirehouseResearch Financial Strategies otherOtherApr 8, 2015Apr 8, 2015
Roberta Keating WelshLPL Financial LLC otherResearch Financial Strategies otherOtherJan 27, 2015Jan 16, 2015
Faith Goldman RashOsaic Fs, Inc. otherResearch Financial Strategies otherOtherJun 20, 2014Jun 24, 2014
Nathan Caleb LewisFirst Allied Advisory Services, Inc. otherResearch Financial Strategies otherOtherMay 21, 2014May 7, 2014
Paul Edward LewisFirst Allied Advisory Services, Inc. otherResearch Financial Strategies otherOtherMay 20, 2014May 6, 2014
Bryan Allen SarffVoya Financial Advisors, Inc. otherResearch Financial Strategies otherOtherJul 22, 2013Jul 22, 2013
Chandra Alexis BurnsLPL Financial LLC otherResearch Financial Strategies otherOtherFeb 25, 2013Mar 7, 2013
Scott A BishopSfs Advisors, LLC unclassifiedResearch Financial Strategies otherOtherJan 18, 2013Jan 9, 2013
Richard Keith ScottArtemis Wealth Advisors LLC unclassifiedResearch Financial Strategies otherOtherOct 1, 2012Oct 22, 2012
Lance Robert YurichArtemis Wealth Advisors LLC unclassifiedResearch Financial Strategies otherOtherOct 1, 2012Oct 23, 2012
Radon Newton StancilRetirement Investment unclassifiedResearch Financial Strategies otherOtherAug 9, 2012Aug 27, 2012
James Cameron MusgraveLPL Financial LLC otherResearch Financial Strategies otherOtherAug 7, 2012Jan 24, 2012
Jaideep ChawlaOsaic Fa, Inc. otherResearch Financial Strategies otherOtherApr 20, 2012May 3, 2012
John Anthony MezzulloTriad Advisors, LLC otherResearch Financial Strategies otherOtherJan 17, 2012Mar 19, 2012 (62 d)
Mark Philip SkibbieWells Fargo Advisors wirehouseResearch Financial Strategies otherOtherDec 21, 2011Jan 4, 2012
James Anthony ParrishLPL Financial LLC otherResearch Financial Strategies otherOtherDec 21, 2011Apr 18, 2011
Judy Lee EsauLincoln Investment otherResearch Financial Strategies otherOtherDec 20, 2011Dec 22, 2011
Christopher Michael RuspiRaymond James Financial Services Advisors, Inc otherResearch Financial Strategies otherOtherDec 13, 2011Dec 16, 2011
Michael Anthony D'AndreaFounders Financial Securities, LLC otherResearch Financial Strategies otherOtherDec 6, 2011Dec 12, 2011
Ronald Eugene FisherInvestors Capital Advisory otherResearch Financial Strategies otherOtherNov 22, 2011Dec 13, 2011
J. Brian KingLPL Financial LLC otherResearch Financial Strategies otherOtherNov 4, 2011Dec 13, 2011 (39 d)
Pamela Diane MoreLPL Financial LLC otherResearch Financial Strategies otherOtherApr 28, 2011Oct 1, 2010
John Fleming ReutemannLPL Financial LLC otherResearch Financial Strategies otherOtherApr 26, 2011May 6, 2010
Elaine RoeckleinLPL Financial LLC otherResearch Financial Strategies otherOtherSep 23, 2010Oct 25, 2010 (32 d)
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27 moves match.