DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Global Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Curtis EkolaSummit Global Investments, LLC mixed wealthYour Ia, LLC independent RIARIA to RIAAug 3, 2026Aug 3, 2026
Ryan KartchnerSummit Global Investments, LLC mixed wealthCaptrust institutionalOtherFeb 17, 2026Apr 7, 2026 (49 d)
Jeffrey M GapinskiSummit Global Investments, LLC mixed wealthYour Ia, LLC no RAUMRIA to a newly registered adviserJan 7, 2026Jan 30, 2026
David Hartley TurleySummit Global Investments, LLC mixed wealthModern Wealth Management, LLC independent RIARIA to RIADec 12, 2025Dec 17, 2025
Ethan Christopher RoweSummit Global Investments, LLC mixed wealthMonere Wealth Management, Inc. independent RIARIA to RIASep 19, 2025Oct 7, 2025
Christopher Lee FeltonSummit Global Investments, LLC mixed wealthYour Ia, LLC no RAUMRIA to a newly registered adviserSep 10, 2025Nov 24, 2025 (75 d)
Lance T SpencerSummit Global Investments, LLC mixed wealthProsper Private Wealth independent RIARIA to RIAApr 9, 2025Dec 9, 2025 (244 d)
Joshua Adam GardnerSummit Global Investments, LLC mixed wealthProsper Private Wealth independent RIARIA to RIAApr 9, 2025Dec 2, 2024
Abraham FitzsimmonsSummit Global Investments, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2025Jan 1, 2025
Carlina Ann DugganSummit Global Investments, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2025Apr 14, 2025
Carilynn LapeSummit Global Investments, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 19, 2025Mar 31, 2025
Kendra J HukariSummit Global Investments, LLC mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2025Feb 14, 2025
George Allen Yackey JrSummit Global Investments, LLC mixed wealthIbn Advisory Services, Inc. independent RIARIA to RIAFeb 3, 2025Feb 4, 2025
Bryce Jay SuttonSummit Global Investments, LLC mixed wealthColab Capital no RAUMRIA to a newly registered adviserJan 16, 2025Dec 3, 2025 (321 d)
Colby Jeremy HauptSummit Global Investments, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2024Dec 17, 2024
Eric Peart BurtonSummit Global Investments, LLC mixed wealthCaptrust institutionalOtherOct 7, 2024Oct 3, 2024
Michelle CasuloSummit Global Investments, LLC mixed wealthEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2024Nov 26, 2024 (53 d)
Nathan Elijah De La CruzSummit Global Investments, LLC mixed wealthAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2024May 27, 2025 (237 d)
Douglas Vincent EatoughSummit Global Investments, LLC mixed wealthOrion Portfolio Solutions, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2024Jun 15, 2026 (655 d)
Eric Glen McnewSummit Global Investments, LLC mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankAug 21, 2023Sep 17, 2024 (393 d)
Keith JacksonSummit Global Investments, LLC mixed wealthErnst & Young Investment Advisers Llp no RAUMOtherAug 18, 2023May 9, 2023
Rick C. JasterSummit Global Investments, LLC otherQbi Financial, LLC no RAUMOtherJan 19, 2017Feb 17, 2017
Mark Lynn KenisonSummit Global Investments, LLC otherTurning Point Financial, Inc. state registeredOtherMay 28, 2015Oct 17, 2012
Page 1 of 1
23 moves match.