DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Householder Group Estate & Retirement Specialists

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Darren Keith Crow	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Sep 11, 2024	Sep 9, 2024
Colin Patrick Mcgraw	Cetera Investment Advisers LLC BD affiliated	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 9, 2024	Apr 18, 2024
Amy Greenberg Nelson	Rfg Advisory, LLC independent RIA	Householder Group Estate & Retirement Specialists independent RIA	RIA to RIA	Apr 12, 2023	Mar 27, 2023
Tucker Sahnow	Edward Jones national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 24, 2023	Feb 1, 2023
Stephanie Marie Ford	Greenberg Financial Group independent RIA	Householder Group Estate & Retirement Specialists independent RIA	RIA to RIA	Jan 18, 2023	Jan 4, 2023
Jeremie Darrek Alley	Edward Jones national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 3, 2022	Sep 30, 2022
Samuel Soler-Conklin	Wescom Financial Services, LLC independent RIA	Householder Group Estate & Retirement Specialists independent RIA	RIA to RIA	Sep 22, 2022	Sep 19, 2022
Jeffrey Forbes Smith	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Jul 25, 2022	Jul 22, 2022
Skyler Hulslander	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 21, 2022	Jul 8, 2022
Tyler Finch	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 21, 2022	Jul 8, 2022
Jean Elzayek	Gladstone Wealth Partners independent RIA	Householder Group Estate & Retirement Specialists independent RIA	RIA to RIA	Jan 28, 2022	Feb 17, 2022
Anne Middleton	Wells Fargo Advisors wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Nov 9, 2021	Nov 2, 2021
Francesco Biasi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Oct 12, 2021	Nov 8, 2021
Robert Michael Valenzuela	Edward Jones national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	May 10, 2021	May 10, 2021
James Andrew Byrd	Edward Jones national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 23, 2021	Mar 22, 2021
Brandy Shera Merriam	Ameriprise Financial Services, LLC national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 16, 2021	Mar 15, 2021
Aaron Robert Mclachlan	Wells Fargo Advisors wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Nov 17, 2020	Nov 16, 2020
Kathryn Ellen Emling	Ssn Advisory, Inc. BD affiliated	Householder Group Estate & Retirement Specialists no RAUM	Other	Sep 18, 2020	Nov 19, 2013
Lori Marceil Barone	Ssn Advisory, Inc. BD affiliated	Householder Group Estate & Retirement Specialists no RAUM	Other	Sep 18, 2020	Nov 19, 2013
Scott David Vineberg	Ssn Advisory, Inc. BD affiliated	Householder Group Estate & Retirement Specialists no RAUM	Other	Sep 18, 2020	Nov 20, 2013
Justin Michael Nimock	UBS Financial Services Inc. wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Sep 11, 2020	Sep 3, 2020
Bryan Wilczewski	Edward Jones national BD	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 28, 2020	Jan 29, 2020
Ted Eric Albrecht	J.P. Morgan Securities LLC wirehouse	Householder Group Estate & Retirement Specialists independent RIA	Wirehouse to independent RIA	Oct 23, 2019	Oct 15, 2019
Brandon Tyler Wann	Forta Financial Group, Inc. independent RIA	Householder Group Estate & Retirement Specialists independent RIA	RIA to RIA	May 18, 2019	May 22, 2019
David Ray Sims	Principal Securities, Inc. BD affiliated	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 24, 2019	Jan 23, 2019
Kendle Francom Smith	Waddell & Reed BD affiliated	Householder Group Estate & Retirement Specialists independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 30, 2018	Oct 25, 2018
Erik Ryan Walker	Verus Capital Partners, LLC other	Householder Group Estate & Retirement Specialists other	Other	Dec 12, 2017	Dec 6, 2017
Alexandra Odessa Vidal	1st Global Advisors Inc other	Householder Group Estate & Retirement Specialists independent RIA	Other	Jun 9, 2017	Aug 9, 2019 (791 d)
David William Romero	Wells Fargo Advisors wirehouse	Householder Group Estate & Retirement Specialists other	Other	Jan 19, 2017	Jan 23, 2017
Damon Ridley	Southland Equity Partners, LLC. other	Householder Group Estate & Retirement Specialists other	Other	Nov 30, 2016	Apr 4, 2016
Pasquale Russo	LPL Financial LLC other	Householder Group Estate & Retirement Specialists other	Other	Sep 8, 2016	Nov 2, 2015
Robert Angus Guy	LPL Financial LLC other	Householder Group Estate & Retirement Specialists other	Other	Sep 7, 2016	Apr 17, 2015
Michael Richard Mazzella	Sii Investments, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Aug 23, 2016	Sep 7, 2016
Spiros Vassilakos	Sagepoint Financial, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Jul 15, 2016	Jun 9, 2016
Andrea Joellen Argue	Woodbury Financial Services, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Jun 24, 2016	Jun 20, 2016
Suzette Burns Bates	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Householder Group Estate & Retirement Specialists other	Other	May 19, 2016	Sep 21, 2017 (490 d)
Dennis Edward Holliman	LPL Financial LLC other	Householder Group Estate & Retirement Specialists other	Other	Mar 30, 2016	Mar 30, 2016
Brian Andrew Hill	Wesbanco Securities, Inc. BD affiliated	Householder Group Estate & Retirement Specialists other	Other	Jul 27, 2015	Jul 30, 2015
Albert Chen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Householder Group Estate & Retirement Specialists other	Other	Apr 16, 2015	Apr 22, 2015
Benjamin Wada	LPL Financial LLC other	Householder Group Estate & Retirement Specialists other	Other	Apr 15, 2015	Mar 20, 2017 (705 d)
James Jacob Mcdonald	Cetera Advisor Networks LLC other	Householder Group Estate & Retirement Specialists other	Other	Mar 3, 2015	Apr 2, 2015
Alexander Gibran Koury	Schwab Wealth Advisory, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Aug 4, 2014	Dec 2, 2014 (120 d)
Raj Shekar	Pnc Managed Account Solutions, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Jun 30, 2014	Sep 9, 2014 (71 d)
Scott Householder	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Dec 9, 2013	Jan 6, 2014
Kirk Mitchell Balin	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Dec 9, 2013	Dec 11, 2013
David Andrew Heather	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists other	Other	Dec 9, 2013	Jan 28, 2014 (50 d)
Audrey Ivy Pierson	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 27, 2013	Nov 27, 2013
Veronica Marie Aaron	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 26, 2013	Nov 25, 2013
Robert Andrew Kopp	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 20, 2013	Nov 15, 2013
Robert Steven Behunin	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 20, 2013	Nov 19, 2013
Randolph Stephen Moore	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 20, 2013	Nov 19, 2013
Darlene Lynn Shipe	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 20, 2013	Nov 19, 2013
Lynn Joseph Bilodeau	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 20, 2013	Nov 19, 2013
Jerry Ernest Todd	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Nov 13, 2013	Nov 8, 2013
David Lemoyne Barnes	Householder Group Financial Advisors, LLC other	Householder Group Estate & Retirement Specialists no RAUM	Other	Oct 31, 2013	Nov 6, 2013
Peter Girgis	Edward Jones national BD	Householder Group Estate & Retirement Specialists other	Other	Jul 29, 2013	May 19, 2014 (294 d)
Danette West Starks	Raymond James Financial Services Advisors, Inc other	Householder Group Estate & Retirement Specialists other	Other	Mar 25, 2010	Mar 30, 2016 (2197 d)
Ernest Martin Blackburn	Mutual Service Corporation unclassified	Householder Group Estate & Retirement Specialists other	Other	Sep 8, 2009	Mar 30, 2016 (2395 d)
Lance Alan Henley	Mutual Service Corporation unclassified	Householder Group Estate & Retirement Specialists other	Other	Sep 8, 2009	Jul 18, 2016 (2505 d)
Morgan Bain Nickels	Mutual Service Corporation unclassified	Householder Group Estate & Retirement Specialists other	Other	Sep 8, 2009	Mar 30, 2016 (2395 d)

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61 moves match.