DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Steward Partners Investment Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Bernacchia | Steward Partners Investment Advisory, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 8, 2026 |
| Darren Dequatro | Steward Partners Investment Advisory, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 8, 2026 |
| Angelo Gentile | Steward Partners Investment Advisory, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 8, 2026 |
| Matthew J Baltuch | Steward Partners Investment Advisory, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 17, 2026 |
| Michelle Lynn Lauder | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 23, 2026 |
| Wayne Earle Mccormick | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 23, 2026 |
| Grant Henry Robert Denniston | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 23, 2026 |
| Kyle Penders | Steward Partners Investment Advisory, LLC BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 | Aug 21, 2026 (66 d) |
| Timothy Burr Davis | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 8, 2026 |
| Michael Richard Carilli | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 6, 2026 |
| Edward Joseph Neibert | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 6, 2026 |
| Michaelyn Dawn Bortolotti | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 6, 2026 |
| Beth Ann Sweeney | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 14, 2026 |
| Virginia Anne Koontz | Steward Partners Investment Advisory, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2026 | Apr 9, 2026 |
| Eric Carl Dean Sweeney | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 14, 2026 |
| Ryan Nathaniel Russo | Steward Partners Investment Advisory, LLC BD affiliated | Elan Wealth Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Mar 24, 2024 |
| Matthew James Spradlin | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 13, 2026 |
| Richard Godfrey | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 16, 2026 |
| Amanda Rae Crawley | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Mar 13, 2026 (72 d) |
| Elizabeth Madonna | Steward Partners Investment Advisory, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 5, 2025 |
| Calvin Roberts | Steward Partners Investment Advisory, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Feb 2, 2026 (110 d) |
| Alondra Robles | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 9, 2025 |
| Jeffery Carson | Steward Partners Investment Advisory, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2025 | Mar 23, 2026 (165 d) |
| Randolph Robin Price | Steward Partners Investment Advisory, LLC BD affiliated | Clear Trail Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 15, 2025 | Aug 15, 2025 |
| Matthew William Price | Steward Partners Investment Advisory, LLC BD affiliated | Clear Trail Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 14, 2025 | Aug 12, 2025 |
| Matthew Stephen Kerns | Steward Partners Investment Advisory, LLC BD affiliated | Steward Partners Investment Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Jun 1, 2022 |
| Virginia Lee-Davis Tycksen | Steward Partners Investment Advisory, LLC BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Jul 10, 2025 | Feb 5, 2026 (210 d) |
| Charles Wesley Devoe | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 12, 2025 |
| Andrew Edward Githmark | Steward Partners Investment Advisory, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2025 | Jan 23, 2025 |
| Michael David Cushwa | Steward Partners Investment Advisory, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2024 | Dec 13, 2024 |
| Amanda Sachs | Steward Partners Investment Advisory, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 23, 2024 |
| Liana Marie Poodiack | Steward Partners Investment Advisory, LLC BD affiliated | Birch Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 30, 2024 | Oct 23, 2024 |
| Travis James Poodiack | Steward Partners Investment Advisory, LLC BD affiliated | Birch Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 30, 2024 | Oct 22, 2024 |
| Corinne Marie Moccia-Cunha | Steward Partners Investment Advisory, LLC BD affiliated | Canaccord Genuity Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Oct 11, 2024 |
| Joshua Ian Houle | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 15, 2024 |
| Ryan L Yarbrough | Steward Partners Investment Advisory, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 20, 2024 | May 3, 2024 (44 d) |
| Andurea Dawn Alexander | Steward Partners Investment Advisory, LLC BD affiliated | Commerce Street Investment Management institutional | Other | Mar 7, 2024 | Feb 11, 2026 (706 d) |
| Dino Joseph Johnson | Steward Partners Investment Advisory, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 15, 2024 |
| Mathew Austin Tomlin | Steward Partners Investment Advisory, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 5, 2023 |
| Todd Schober | Steward Partners Investment Advisory, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2023 | Nov 21, 2023 |
| Rick Andrew Fuchs | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 2, 2023 |
| Graham Patrick Heck | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Sep 29, 2023 |
| James Wayne Wilson | Steward Partners Investment Advisory, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2023 | Aug 2, 2023 |
| Emma K Lalley | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Apr 6, 2023 |
| Joshua Thomas Green | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Jan 30, 2023 (69 d) |
| Joshua Ritz | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2022 | Sep 9, 2022 |
| Sharon Harkinson | Steward Partners Investment Advisory, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2022 | Sep 2, 2022 (31 d) |
| John Thomas Dougherty | Steward Partners Investment Advisory, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Sep 6, 2022 (35 d) |
| Steven Charles Lynch | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 11, 2022 | Aug 4, 2022 |
| Andrew Marcus Tran | Steward Partners Investment Advisory, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Feb 13, 2023 (249 d) |
| James Biddlecomb Galbraith | Steward Partners Investment Advisory, LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Mar 23, 2022 |
| Stacy Ann Bazylinski | Steward Partners Investment Advisory, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Jun 29, 2023 (479 d) |
| Selim Begis | Steward Partners Investment Advisory, LLC BD affiliated | Canaccord Genuity Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2022 | Feb 22, 2022 |
| Myles E Hernandez | Steward Partners Investment Advisory, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 14, 2022 | Mar 4, 2022 |
| Heidi Scali | Steward Partners Investment Advisory, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2022 | Feb 15, 2022 |
| Selmon Ted Franklin | Steward Partners Investment Advisory, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2022 | Apr 27, 2022 (114 d) |
| Nicole Jane Mccuskey | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 7, 2021 |
| Ross Charnley Hamilton | Steward Partners Investment Advisory, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 7, 2021 |
| Scott L. Weaber | Steward Partners Investment Advisory, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2021 | Jan 4, 2023 (499 d) |
| Travis Allen Tucker | Steward Partners Investment Advisory, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 29, 2023 (741 d) |
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72 moves match.