DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 49 Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Theodore Stanley Grant III49 Financial independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2026Jun 2, 2026
Austin David Thompson49 Financial independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2026Jun 2, 2026
Patrick Hawkins49 Financial independent RIACornerstone Wealth independent RIARIA to RIAMay 27, 2026Jul 19, 2026 (53 d)
Cooper Krudwig49 Financial independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 8, 2026Jun 16, 2026 (39 d)
Jake Hunter Fetchen49 Financial independent RIABallast Rock Private Wealth independent RIARIA to RIAApr 23, 2026May 21, 2026
Taylor Mcshane Funke49 Financial independent RIABlue Financial independent RIARIA to RIAApr 3, 2026May 6, 2026 (33 d)
Tyler Nicholas Dodson49 Financial independent RIADestiny Wealth Partners, LLC independent RIARIA to RIAMar 17, 2026Apr 17, 2026 (31 d)
Cassady Frey49 Financial independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 12, 2026May 8, 2026 (57 d)
Charles Martin Bourquin49 Financial independent RIAMid-American Wealth Advisory Group independent RIARIA to RIAFeb 4, 2026Feb 20, 2026
Jackson Smith49 Financial independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2026Mar 3, 2026
Josiah Paul Sears49 Financial independent RIAMvrk Financial Consultants, LLC state registeredRIA to a state-registered adviserJan 12, 2026Aug 8, 2025
Christopher Joseph Johnson49 Financial independent RIAHb Wealth independent RIARIA to RIADec 16, 2025Jan 29, 2026 (44 d)
Stephen Charles Rao49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserNov 19, 2025Dec 3, 2025
Lukas Jay Morris49 Financial independent RIATwo West Capital Advisors LLC institutionalOtherNov 4, 2025Nov 6, 2025
Derek Pfister49 Financial independent RIAState Farm Investment Management Corp. asset managerOtherOct 14, 2025Jul 23, 2026 (282 d)
Cameron James Mcilhenny49 Financial independent RIAGranite Harbor Advisors, Inc. independent RIARIA to RIAAug 14, 2025Mar 4, 2026 (202 d)
Gunnar Owen Covinsky49 Financial independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2025Dec 5, 2025 (123 d)
Owen Robert Freese49 Financial independent RIAAlliancebernstein L.P. otherOtherJul 8, 2025Jun 3, 2026 (330 d)
Griffin Wallace Rea49 Financial independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAJun 13, 2025Jun 18, 2025
Thomas Alexander Campbell49 Financial independent RIA&Partners independent RIARIA to RIAJun 5, 2025Jun 2, 2025
Kaden Millard49 Financial independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 4, 2025Apr 22, 2025 (49 d)
Denver C Horn49 Financial independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 4, 2025Dec 24, 2025 (295 d)
Jacob Anthony Villarreal49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserFeb 21, 2025Apr 16, 2025 (54 d)
Kristian Delan Mtetwa49 Financial independent RIAAtlas independent RIARIA to RIAFeb 10, 2025Jul 11, 2025 (151 d)
William Cooper Crawford49 Financial independent RIAStephens BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2025Aug 27, 2025 (231 d)
Derrick James Catherman49 Financial independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2024Aug 14, 2025 (255 d)
Hunter Rockwell Favorite49 Financial independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 16, 2024Jan 27, 2025 (103 d)
Lauren Marie Baccari49 Financial independent RIAHb Wealth independent RIARIA to RIAAug 5, 2024Oct 14, 2025 (435 d)
Michael David Wuest49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserJul 1, 2024Jun 24, 2024
Jonas Adam Mioen Dahlstrom49 Financial independent RIAOxbow Advisors, LLC independent RIARIA to RIAJun 13, 2024Jun 26, 2024
Daniel Allen Grover49 Financial independent RIACaptrust institutionalOtherMay 14, 2024Jul 22, 2024 (69 d)
Michael James French49 Financial independent RIAFinancial Gravity Family Office Services, LLC independent RIARIA to RIAMay 8, 2024Apr 10, 2024
Kristopher Douglas Blasl49 Financial independent RIAFinancial Gravity Family Office Services, LLC independent RIARIA to RIAMay 8, 2024May 8, 2024
Quinn Charles Davis49 Financial independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 8, 2024Apr 16, 2024
John Samuel Alves49 Financial independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 8, 2024Apr 10, 2024
Kaili Erin Winters49 Financial independent RIAFinancial Gravity Family Office Services, LLC independent RIARIA to RIAApr 14, 2024Apr 15, 2024
Alexandra Mcarthur49 Financial independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2024Apr 22, 2024 (55 d)
Joshua Charles Studebaker49 Financial independent RIABjm Financial Inc state registeredRIA to a state-registered adviserFeb 27, 2024Feb 20, 2024
Noah James Behrman49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserNov 6, 2023Feb 7, 2024 (93 d)
Leslie Barry49 Financial independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2023Apr 22, 2024 (169 d)
Soha Samer Dessouky49 Financial independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2023Nov 27, 2023 (55 d)
Bryan Paul Farney49 Financial independent RIAThrivent Advisor Network, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2023Jan 31, 2024 (125 d)
Connor Michael Stiscak49 Financial independent RIACetera Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2023May 10, 2023
Hunter Schaad Millsaps49 Financial independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 18, 2023Jun 29, 2023 (72 d)
Parker Isaiah Olson49 Financial independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2023Apr 12, 2023
Jonathan Lawrence Rice49 Financial independent RIAAnderson Growth Partners, LLC asset managerOtherApr 4, 2023Apr 6, 2023
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46 moves match.