DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Freedom Day Solutions, LLC CRD 138962 | Houston, TX | independent RIA | $615M | 100% | 5 | $123M | 3 | 0 |
| Trinity Investors Fund Advisors, LLC CRD 314603 | Southlake, TX | asset manager | $607M | 0.0% | 2 | $303M | 0 | 56 |
| Tlwm Financial CRD 158305 | San Antonio, TX | independent RIA | $605M | 96% | 10 | $60.5M | 4 | 0 |
| A••••••• C•••••• M••••••••• CRD 123824 | Dallas, TX | independent RIA | $604M | 94% | 3 | $201M | 0 | 2 |
| V•••••• M••••••••• H•••••••• L•• CRD 175116 | Dallas, TX | asset manager | $603M | 0.0% | 1 | $603M | 0 | 11 |
| C•• W••••• M••••••••• CRD 154238 | The Woodlands, TX | independent RIA | $600M | 100% | 4 | $150M | 0 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 330923 | Dallas, TX | independent RIA | $596M | 82% | 8 | $74.5M | 0 | 0 |
| O•••••• W••••• A•••••••• L•• CRD 291465 | The Woodlands, TX | independent RIA | $594M | 100% | 6 | $99.0M | 6 | 0 |
| F•••••••• G•••••• F••••• O••••• S•••••••• L•• CRD 316024 | Lakeway, TX | independent RIA | $590M | 100% | 40 | $14.8M | 2 | 0 |
| I•• W••••• M••••••••• I••• CRD 112486 | The Woodlands, TX | independent RIA | $589M | 100% | 5 | $118M | 0 | 0 |
| V••••• C•••••• M••••••••• L• CRD 167992 | Houston, TX | asset manager | $588M | 0.0% | 1 | $588M | 0 | 6 |
| K•• P•••••• W••••• M••••••••• CRD 299583 | Houston, TX | independent RIA | $585M | 100% | 5 | $117M | 0 | 5 |
| A•••••••• L••••••••• F•••••• L•• CRD 310764 | Houston, TX | asset manager | $581M | 0.0% | 0 | Not computed | 0 | 5 |
| R•• F•••••••• A••••••• I•• CRD 109934 | Dallas, TX | independent RIA | $581M | 86% | 3 | $194M | 0 | 0 |
| M••••• A••••••• CRD 164913 | Houston, TX | independent RIA | $581M | 97% | 22 | $26.4M | 0 | 0 |
| C•••••• C•••••• M••••••••• L•• CRD 319105 | Dallas, TX | asset manager | $579M | 0.0% | 0 | Not computed | 0 | 61 |
| M•••• W••••• C•••••• L•• CRD 281411 | Austin, TX | asset manager | $576M | 0.0% | 0 | Not computed | 1 | 5 |
| S•••••• M••••• L•• CRD 20580 | Houston, TX | independent RIA | $576M | 100% | 11 | $52.4M | 1 | 0 |
| L••••••••• L•• CRD 321069 | Dallas, TX | asset manager | $575M | 0.0% | 0 | Not computed | 1 | 3 |
| L•••••••• A•••• M••••••••• I••• CRD 157450 | Friendswood, TX | independent RIA | $571M | 97% | 16 | $35.7M | 4 | 0 |
| A•• W••••• M••••••••• L•• CRD 155131 | Allen, TX | independent RIA | $569M | 100% | 5 | $114M | 1 | 0 |
| G••••••••• W••••• A••••••• CRD 135145 | Richardson, TX | independent RIA | $569M | 78% | 14 | $40.6M | 0 | 0 |
| S••••• H•••••••• L••• CRD 170237 | Dallas, TX | asset manager | $563M | 0.0% | 0 | Not computed | 0 | 10 |
| B••• C•••••• M••••••••• L•• CRD 152705 | Austin, TX | independent RIA | $562M | 99% | 9 | $62.5M | 0 | 0 |
| R•• V• L••••• CRD 285639 | Houston, TX | asset manager | $561M | 0.0% | 0 | Not computed | 1 | 9 |
| E••••••• A•••••••• L•• CRD 324925 | The Woodlands, TX | independent RIA | $560M | 100% | 10 | $56.0M | 1 | 0 |
| Q•••••• M••••••••• L•• CRD 309456 | The Woodlands, TX | asset manager | $556M | 0.0% | 0 | Not computed | 0 | 3 |
| D•••••• A•••••••• G•••• • W••••• CRD 328627 | Dallas, TX | other | $555M | 6.7% | 21 | $26.4M | 0 | 0 |
| K••••••••• A••••••• L•• CRD 169471 | San Antonio, TX | independent RIA | $555M | 92% | 3 | $185M | 4 | 0 |
| S•••• C•••••• M••••••••• C•••• CRD 161332 | Dallas, TX | asset manager | $554M | 0.0% | 1 | $554M | 0 | 3 |
| N•••• O•• F•••••••• A••••••• L•• CRD 336809 | Plano, TX | independent RIA | $552M | 100% | 6 | $92.0M | 0 | 0 |
| T•• S•• CRD 297658 | The Woodlands, TX | independent RIA | $551M | 100% | 10 | $55.1M | 1 | 0 |
| A••••• F•••••••• A•••••••• L•• CRD 131315 | Lubbock, TX | independent RIA | $551M | 90% | 19 | $29.0M | 8 | 0 |
| M••• • C•• P•••••••• L• CRD 324218 | Dallas, TX | independent RIA | $549M | 96% | 2 | $274M | 0 | 4 |
| M•••• W••••• A•••••••• L•• CRD 159251 | Southlake, TX | independent RIA | $549M | 90% | 7 | $78.4M | 0 | 2 |
| N••••••• C•••••• P•••••••• L•• CRD 161068 | Dallas, TX | asset manager | $544M | 0.0% | 2 | $272M | 0 | 0 |
| C••••• E••••• P•••••••• L•• CRD 287596 | Houston, TX | asset manager | $542M | 0.0% | 0 | Not computed | 0 | 9 |
| C•• I••••••••• R••••••••• A•••••• L•• CRD 327614 | Houston, TX | asset manager | $541M | 0.0% | 1 | $541M | 0 | 0 |
| A••••••••• P••••••• R••• E••••• F••• A••••••• L•• CRD 297526 | Dallas, TX | asset manager | $537M | 0.0% | 0 | Not computed | 2 | 3 |
| B• C•••••• E••••• A•••••••• L•• CRD 167087 | Dallas, TX | asset manager | $537M | 0.0% | 0 | Not computed | 0 | 6 |
| J•••••• C•••••• A•••••••• L••• CRD 173612 | Houston, TX | asset manager | $535M | 0.0% | 1 | $535M | 0 | 5 |
| P••••• C•••••• M••••••••• L•• CRD 142654 | The Woodlands, TX | independent RIA | $534M | 100% | 5 | $107M | 0 | 0 |
| R•••••••• I••••••••• M••••••••• CRD 115425 | Houston, TX | independent RIA | $534M | 92% | 9 | $59.3M | 0 | 0 |
| N•• C•••••• M••••••••• L• CRD 131658 | Houston, TX | independent RIA | $534M | 99% | 1 | $534M | 0 | 0 |
| S•• I••••• C•••••• CRD 305087 | Dallas, TX | asset manager | $533M | 0.0% | 1 | $533M | 0 | 9 |
| E•••• 3• F••••••••• L•• CRD 327632 | Midland, TX | independent RIA | $532M | 93% | 4 | $133M | 0 | 3 |
| T•••• R••••••••• A••••••• L•• CRD 166359 | Fulshear, TX | mixed wealth | $531M | 49% | 1 | $531M | 0 | 0 |
| T•••••• P•••••••• A•••••••• L•• CRD 151721 | Southlake, TX | independent RIA | $531M | 87% | 9 | $58.9M | 2 | 0 |
| C•••••• C••••••• L••• CRD 118156 | Dallas, TX | asset manager | $530M | 0.0% | 1 | $530M | 0 | 11 |
| F•••••••• G•••••• A•••• M••••••••• I••• CRD 144008 | Austin, TX | independent RIA | $523M | 100% | 1 | $523M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.