DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| New Dimensions Wealth Management, L.L.C. CRD 152136 | Allen, TX | independent RIA | $182M | 100% | 2 | $90.8M | 0 | 0 |
| Maroon Pass Advisors LP CRD 323742 | Austin, TX | asset manager | $179M | 0.0% | 1 | $179M | 0 | 0 |
| Tdc Capital Advisors, Inc. CRD 117769 | College Station, TX | independent RIA | $178M | 88% | 5 | $35.5M | 0 | 0 |
| F••••• C•••••• M••••••••• I••• CRD 169051 | Carrollton, TX | independent RIA | $178M | 100% | 3 | $59.2M | 0 | 0 |
| B•••••••• W••••• CRD 284677 | Lewisville, TX | independent RIA | $177M | 99% | 4 | $44.1M | 4 | 0 |
| Q•••••• C•••••• L•• CRD 332629 | Houston, TX | mixed wealth | $176M | 32% | 3 | $58.8M | 0 | 2 |
| H••• C•••••• G•••• CRD 307376 | Boerne, TX | independent RIA | $176M | 81% | 5 | $35.1M | 0 | 0 |
| W•• F••••• O•••••• L•• CRD 315566 | Dallas, TX | independent RIA | $175M | 100% | 1 | $175M | 1 | 0 |
| T•• A•••• M••••••••• L•• CRD 153309 | Round Rock, TX | independent RIA | $175M | 87% | 4 | $43.7M | 1 | 0 |
| N•••••• G••••• A••••••• L••• CRD 139368 | The Woodlands, TX | other | $175M | 0.0% | 2 | $87.4M | 0 | 5 |
| T••• P•••••••• L• CRD 298106 | Austin, TX | asset manager | $175M | 0.0% | 0 | Not computed | 0 | 1 |
| V••••••• A••••••• L•• CRD 333842 | Houston, TX | independent RIA | $174M | 100% | 3 | $58.1M | 0 | 0 |
| M•••• A••••••• L•• CRD 289245 | Austin, TX | independent RIA | $174M | 62% | 0 | Not computed | 0 | 8 |
| Q•• M••••••••• L•• CRD 285478 | Dallas, TX | asset manager | $174M | 0.0% | 0 | Not computed | 0 | 2 |
| A•• F•••••••• P•••••••• L•• CRD 311589 | Austin, TX | independent RIA | $174M | 96% | 2 | $87.2M | 1 | 0 |
| P•••••••• F•••••••• P•••••••• L•• CRD 291830 | Addison, TX | independent RIA | $174M | 97% | 2 | $87.1M | 4 | 0 |
| J••••• W••••• A•••••••• I••• CRD 170192 | Houston, TX | independent RIA | $174M | 95% | 3 | $57.9M | 0 | 0 |
| C•••••••• F••••••••• L•• CRD 323179 | San Antonio, TX | independent RIA | $173M | 99% | 4 | $43.2M | 0 | 0 |
| V••••• A••••••• G••••• I••• CRD 145806 | Austin, TX | independent RIA | $172M | 100% | 2 | $86.2M | 0 | 0 |
| A••••• W••••• M••••••••• I••• CRD 135376 | Round Rock, TX | independent RIA | $172M | 100% | 1 | $172M | 0 | 0 |
| R•••••••• C•••••• M••••••••• CRD 113848 | Bellaire, TX | independent RIA | $171M | 100% | 2 | $85.7M | 0 | 0 |
| P•••••• E••••• M••••••••• I• L•• CRD 170614 | Southlake, TX | asset manager | $171M | 0.0% | 0 | Not computed | 0 | 1 |
| C••• C•••••• M••••••••• L• CRD 113592 | Dallas, TX | independent RIA | $171M | 87% | 1 | $171M | 0 | 11 |
| R•• I••••••••• L•• CRD 157966 | Dallas, TX | independent RIA | $171M | 94% | 1 | $171M | 0 | 1 |
| J••••• A••••••• CRD 324475 | El Paso, TX | asset manager | $171M | 0.0% | 0 | Not computed | 0 | 8 |
| F•••• 4•• •• G••••• L•• CRD 172217 | Addison, TX | institutional | $170M | 0.0% | 2 | $84.9M | 0 | 0 |
| D••••• R••• E••••• I••••••••• CRD 326662 | Austin, TX | asset manager | $170M | 0.0% | 1 | $170M | 0 | 5 |
| E•• I••••••••• A••••••• L•• CRD 284686 | Dallas, TX | asset manager | $168M | 0.0% | 0 | Not computed | 0 | 13 |
| S•••• T•••• C•••••• A•••••••• L•• CRD 283773 | New Braunfels, TX | independent RIA | $167M | 100% | 2 | $83.6M | 0 | 0 |
| S••••••••• A••••••••• L•• CRD 109132 | Dallas, TX | independent RIA | $167M | 98% | 3 | $55.7M | 2 | 0 |
| G•••••••• I••••••••• A•••••••• L•• CRD 155704 | Round Rock, TX | independent RIA | $167M | 92% | 5 | $33.4M | 0 | 0 |
| S••••••• W••••• U•• CRD 313358 | Houston, TX | independent RIA | $166M | 100% | 11 | $15.1M | 3 | 0 |
| R•• S••• P•••••• C••••• CRD 307278 | Houston, TX | other | $165M | 0.0% | 3 | $55.1M | 0 | 0 |
| W••••• F•••••••• L•• CRD 174873 | Dallas, TX | independent RIA | $165M | 94% | 3 | $54.9M | 0 | 1 |
| B•••• B••• F••••••••• L•• CRD 170885 | Austin, TX | independent RIA | $165M | 99% | 5 | $32.9M | 0 | 0 |
| P•••• C•••••• CRD 171657 | Houston, TX | asset manager | $164M | 0.0% | 0 | Not computed | 0 | 1 |
| T••••••• T••••••••• A••••••• CRD 339326 | Fort Worth, TX | independent RIA | $163M | 87% | 7 | $23.4M | 2 | 0 |
| M•••• P••• C•••••• CRD 335335 | Dallas, TX | asset manager | $162M | 0.0% | 0 | Not computed | 1 | 2 |
| P••• A••••••• I••••••••• A•••••••• I••• CRD 145056 | Plano, TX | independent RIA | $162M | 100% | 10 | $16.2M | 0 | 0 |
| I•••••• W••••• CRD 306403 | Cedar Park, TX | independent RIA | $162M | 100% | 6 | $27.0M | 1 | 0 |
| E••••• G••••• M••••••••• L• CRD 336829 | Houston, TX | asset manager | $160M | 0.0% | 0 | Not computed | 0 | 1 |
| S••••••• A•••••••• I••• CRD 114805 | Plano, TX | independent RIA | $160M | 100% | 4 | $40.0M | 4 | 0 |
| M••••• I••••••••• M••••••••• L•• CRD 146921 | Houston, TX | independent RIA | $159M | 97% | 1 | $159M | 0 | 0 |
| H•••••• F•••••••• G••••• L•• CRD 141656 | Wimberley, TX | independent RIA | $159M | 100% | 3 | $53.0M | 0 | 0 |
| G••••••••• P••••••• CRD 334967 | San Antonio, TX | asset manager | $159M | 0.0% | 1 | $159M | 0 | 8 |
| V•••• F•••••••• G•••• CRD 315153 | Sugar Land, TX | independent RIA | $159M | 99% | 4 | $39.7M | 2 | 0 |
| S•••••• F•••••••• A••••••• S•••••••• L•• CRD 317435 | Dallas, TX | independent RIA | $158M | 100% | 3 | $52.8M | 0 | 0 |
| S•••••••• W••••• M••••••••• L•• CRD 171908 | Bedford, TX | independent RIA | $158M | 99% | 2 | $78.9M | 0 | 0 |
| B•••• I••••••••• A•••••••• L•• CRD 149775 | The Woodlands, TX | independent RIA | $158M | 92% | 3 | $52.5M | 1 | 1 |
| C••••••••• W••••• A••••••• L•• CRD 289157 | Coppell, TX | independent RIA | $157M | 99% | 5 | $31.4M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.