DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Sallyport CRD 327533 | Houston, TX | asset manager | $157M | 0.0% | 0 | Not computed | 0 | 1 |
| Jts Fund Advisors, LLC CRD 283677 | Waco, TX | asset manager | $156M | 0.0% | 0 | Not computed | 0 | 6 |
| Dfs Advisory CRD 324992 | Denton, TX | independent RIA | $156M | 79% | 3 | $52.0M | 0 | 0 |
| P•••••• C•••••• R••••• A•••••••• L•• CRD 161129 | Addison, TX | asset manager | $156M | 0.0% | 2 | $77.9M | 0 | 0 |
| L••• O•• W••••• A••••••• G••••• L•• CRD 154962 | Houston, TX | independent RIA | $155M | 100% | 4 | $38.9M | 2 | 0 |
| C•• I••••••• S•••••••• CRD 286078 | Austin, TX | independent RIA | $155M | 97% | 2 | $77.7M | 2 | 0 |
| T••••••• C•••••• A•••••••• L•• CRD 339604 | Houston, TX | independent RIA | $154M | 100% | 2 | $77.2M | 0 | 0 |
| U••••• C•••••• A••••••• CRD 171401 | Dallas, TX | independent RIA | $154M | 97% | 2 | $76.9M | 0 | 0 |
| S•• W••••• M••••••••• CRD 130652 | Grand Prairie, TX | independent RIA | $154M | 100% | 4 | $38.4M | 0 | 0 |
| A••••••••• • B••• F•••••••• A••••••• CRD 169799 | Dallas, TX | independent RIA | $153M | 100% | 2 | $76.6M | 0 | 0 |
| P•••••••• M••••••••• L•• CRD 107129 | Austin, TX | independent RIA | $152M | 100% | 2 | $76.0M | 0 | 0 |
| I••••••••• W••••• S••••••••• L•• CRD 155254 | Austin, TX | independent RIA | $152M | 100% | 2 | $75.8M | 0 | 0 |
| P•••••••• C••••••• L•• CRD 166154 | Fort Worth, TX | independent RIA | $149M | 100% | 4 | $37.4M | 0 | 0 |
| B•••••••• W•••••• L•• CRD 322787 | Austin, TX | independent RIA | $149M | 97% | 1 | $149M | 0 | 0 |
| S•••••• L•• CRD 282882 | Spring, TX | independent RIA | $148M | 100% | 4 | $37.1M | 1 | 0 |
| P••••••• W••••• M••••••••• CRD 336264 | Southlake, TX | independent RIA | $148M | 100% | 5 | $29.7M | 1 | 0 |
| S••••• W••••• T••••••• S•••••••• CRD 328185 | Houston, TX | independent RIA | $148M | 98% | 4 | $37.0M | 0 | 0 |
| A•• C••••••• L••• CRD 146740 | Dallas, TX | asset manager | $148M | 0.0% | 1 | $148M | 0 | 1 |
| C•••• W• I••••••••• G••••• L•• CRD 170362 | Sugar Land, TX | independent RIA | $147M | 80% | 2 | $73.7M | 0 | 1 |
| M•••• M•••••••• I••• CRD 104529 | San Antonio, TX | independent RIA | $147M | 100% | 3 | $48.9M | 1 | 0 |
| L••••• S••••••• • G••• A••••••• G•••• I•• CRD 112641 | Austin, TX | independent RIA | $147M | 98% | 3 | $48.9M | 0 | 0 |
| F••• A••••••• I•• CRD 299243 | Austin, TX | independent RIA | $146M | 100% | 3 | $48.8M | 3 | 0 |
| B••••••• W••••• CRD 138872 | Austin, TX | independent RIA | $146M | 98% | 6 | $24.4M | 0 | 0 |
| A•••••••• W•••••• L•• CRD 170819 | Leander, TX | independent RIA | $146M | 100% | 6 | $24.3M | 3 | 0 |
| M••••••••• I••••••••• A••••••• CRD 165094 | Wichita Falls, TX | independent RIA | $146M | 97% | 2 | $73.0M | 0 | 0 |
| B•• W••••• S••••••••• L•• CRD 319185 | Dallas, TX | independent RIA | $145M | 100% | 1 | $145M | 0 | 0 |
| W••••••• W•••••• L•• CRD 317181 | Waco, TX | independent RIA | $145M | 100% | 5 | $29.0M | 0 | 0 |
| C•• C•••••• M••••••••• L••• CRD 158340 | Houston, TX | asset manager | $145M | 0.0% | 0 | Not computed | 0 | 7 |
| C•••••••• F•••••••• S••••••••• C••••••••• CRD 114361 | Dallas, TX | independent RIA | $144M | 95% | 1 | $144M | 1 | 0 |
| P••••••• W••••• CRD 307799 | Montgomery, TX | independent RIA | $144M | 100% | 1 | $144M | 0 | 0 |
| S•••••• W••••• S••••••••• L•• CRD 170655 | Houston, TX | independent RIA | $144M | 98% | 17 | $8.5M | 4 | 0 |
| P•• F••••• O•••••• L•• CRD 312154 | Plano, TX | independent RIA | $144M | 100% | 2 | $72.0M | 0 | 0 |
| G•• A•••• M••••••••• L•• CRD 154664 | Dallas, TX | asset manager | $143M | 0.0% | 0 | Not computed | 0 | 2 |
| K••••• A•••• M••••••••• L•• CRD 152693 | Mckinney, TX | independent RIA | $143M | 100% | 2 | $71.3M | 0 | 0 |
| T•• A••••••• G•••• CRD 290104 | Lubbock, TX | independent RIA | $142M | 99% | 2 | $71.2M | 0 | 0 |
| P•••• P•••• A•••••••• L•• CRD 130562 | Bellaire, TX | independent RIA | $142M | 100% | 2 | $70.8M | 0 | 0 |
| S•••••••• P••••••• A••••••• G••••• L•• CRD 165880 | Spring, TX | independent RIA | $141M | 94% | 3 | $47.0M | 0 | 0 |
| C•••• S•• F••••••••• L• CRD 298551 | Prosper, TX | independent RIA | $141M | 100% | 3 | $46.9M | 0 | 0 |
| F••••••• I••••••••• M••••••••• L•• CRD 332788 | Houston, TX | asset manager | $140M | 0.0% | 4 | $35.0M | 0 | 2 |
| A•••••• C•••••• P•••••••• L•• CRD 335079 | Houston, TX | independent RIA | $140M | 84% | 2 | $69.8M | 0 | 0 |
| B••••••• I••••••••• L•• CRD 131184 | Dallas, TX | other | $139M | 15% | 2 | $69.7M | 0 | 2 |
| C•••••• B••••••• P•••••• W••••• M••••••••• L•• CRD 162673 | Dallas, TX | independent RIA | $139M | 99% | 2 | $69.7M | 0 | 0 |
| S••••••• C• M•••••• L• CRD 339218 | Dallas, TX | asset manager | $139M | 0.0% | 0 | Not computed | 0 | 4 |
| R••••• C•••••• M••••••••• L• CRD 306662 | Dallas, TX | asset manager | $139M | 0.0% | 0 | Not computed | 0 | 2 |
| T•• W••••• M••••••••• L•• CRD 158498 | Dallas, TX | independent RIA | $139M | 57% | 5 | $27.7M | 0 | 0 |
| E•••••• H••••• • A••••••••• L•• CRD 226519 | Plano, TX | independent RIA | $138M | 100% | 2 | $68.8M | 0 | 0 |
| S•••••••• P•••••••• S••••••••• L•• CRD 156374 | Dallas, TX | independent RIA | $136M | 100% | 5 | $27.2M | 2 | 0 |
| P••••••• A•••••••• L•• CRD 114515 | Dallas, TX | independent RIA | $136M | 96% | 3 | $45.4M | 1 | 0 |
| A•••••• M•••••• P••••••• L•• CRD 324740 | Houston, TX | asset manager | $135M | 0.0% | 0 | Not computed | 0 | 4 |
| F•••••• W••••• M••••••••• I••• CRD 283998 | Missouri City, TX | independent RIA | $135M | 94% | 1 | $135M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.