DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Altriarch Asset Management, LLC CRD 328482 | Charleston, SC | asset manager | $349M | 0.0% | 0 | n/a | 0 | 7 |
| Core Advisory Group CRD 306661 | Rock Hill, SC | independent RIA | $338M | 98% | 10 | $33.8M | 3 | 0 |
| Apricus Wealth LLC CRD 306239 | Beaufort, SC | independent RIA | $336M | 100% | 4 | $83.9M | 4 | 0 |
| C•••••• R•••• C•••••• CRD 134217 | Lake Wylie, SC | independent RIA | $325M | 88% | 3 | $108M | 1 | 0 |
| N•••••••• W••••• M••••••••• G•••• CRD 327001 | Charleston, SC | independent RIA | $322M | 92% | 2 | $161M | 0 | 0 |
| B•• P•••••• W•••••• I••• CRD 140913 | Greenville, SC | independent RIA | $317M | 99% | 5 | $63.5M | 1 | 0 |
| C••••••• W••••• A••••••• CRD 288837 | Myrtle Beach, SC | independent RIA | $313M | 98% | 4 | $78.4M | 0 | 0 |
| V••••••• C•••••• M••••••••• I••• CRD 107665 | Charleston, SC | other | $306M | 15% | 3 | $102M | 0 | 0 |
| Y•• D•••• • A••••••••• I•• CRD 111491 | Columbia, SC | institutional | $305M | 0.0% | 2 | $152M | 0 | 0 |
| T••••••• A••••••• CRD 304558 | Greenville, SC | independent RIA | $301M | 100% | 11 | $27.3M | 3 | 0 |
| O•• A•••••••• L•• CRD 137192 | Bluffton, SC | independent RIA | $285M | 100% | 6 | $47.5M | 0 | 0 |
| C••••••••• C••••••• L•• CRD 117823 | Clover, SC | independent RIA | $282M | 93% | 4 | $70.4M | 0 | 0 |
| R•••••••• W••••• M••••••••• L•• CRD 302031 | Myrtle Beach, SC | independent RIA | $281M | 95% | 4 | $70.2M | 0 | 0 |
| C•••••• P••••••• P••••••• L•• CRD 294673 | Charleston, SC | independent RIA | $274M | 95% | 2 | $137M | 0 | 0 |
| J• W••••• M••••••••• I••• CRD 129475 | Mt. Pleasant, SC | independent RIA | $274M | 99% | 2 | $137M | 3 | 0 |
| H•••••• W••••• M••••••••• G••••• I••• CRD 314496 | Daniel Island, SC | independent RIA | $266M | 84% | 3 | $88.7M | 0 | 0 |
| C••••••••• F•••••••• A•••••••• L•• CRD 137536 | Charleston, SC | independent RIA | $262M | 97% | 2 | $131M | 0 | 0 |
| S••• C••••••• L•• CRD 159515 | Mount Pleasant, SC | independent RIA | $239M | 94% | 3 | $79.7M | 0 | 0 |
| C••••••• F•••••••• R•••••••• CRD 117836 | York, SC | independent RIA | $231M | 98% | 2 | $115M | 1 | 0 |
| B•••••• C••••••• L•• CRD 170509 | Charleston, SC | asset manager | $230M | 0.0% | 0 | n/a | 0 | 3 |
| B••••• I•••• C•••••• M••••••••• L•• CRD 282056 | Mt. Pleasant, SC | asset manager | $228M | 0.0% | 1 | $228M | 1 | 1 |
| M••••••• F•••••••• P••••••• S•••••••• I••• CRD 135759 | Seneca, SC | independent RIA | $226M | 93% | 3 | $75.2M | 0 | 1 |
| D•••••• F•••••••• D•••••• CRD 163362 | Columbia, SC | independent RIA | $223M | 99% | 5 | $44.6M | 0 | 0 |
| C•••••• I••••••••• I••• CRD 311180 | Mt Pleasant, SC | independent RIA | $221M | 100% | 2 | $111M | 0 | 0 |
| K•••••• L•• CRD 290449 | Charleston, SC | mixed wealth | $215M | 44% | 1 | $215M | 0 | 0 |
| C•••••••• C••••••• W••••• L•• CRD 338227 | Bluffton, SC | independent RIA | $214M | 100% | 2 | $107M | 2 | 0 |
| 3•• F•••••••• P•••••••• L•• CRD 169280 | Mount Pleasant, SC | independent RIA | $207M | 97% | 3 | $68.8M | 0 | 0 |
| T•• B••••••••• G•••• CRD 118794 | Bluffton, SC | independent RIA | $199M | 99% | 2 | $99.5M | 1 | 0 |
| O•••••••• A••••••• L•• CRD 170307 | Mount Pleasant, SC | independent RIA | $191M | 96% | 4 | $47.8M | 0 | 0 |
| K••• C••••••• L•• CRD 145023 | Chapin, SC | independent RIA | $180M | 82% | 4 | $44.9M | 4 | 0 |
| B•••• K•••• F•••••••• A•••••••• L•• CRD 160286 | Columbia, SC | independent RIA | $179M | 100% | 1 | $179M | 0 | 0 |
| W•••••• B• W••••• • A••••••••• I••• CRD 135533 | Columbia, SC | mixed wealth | $178M | 45% | 3 | $59.4M | 1 | 13 |
| I••••••••• CRD 318570 | Fort Mill, SC | independent RIA | $176M | 96% | 3 | $58.6M | 1 | 0 |
| J• F•••••• • A••••••••• CRD 144039 | Greenville, SC | independent RIA | $175M | 81% | 1 | $175M | 0 | 0 |
| A•••••• I••••••••• M••••••••• L•• CRD 124645 | Columbia, SC | independent RIA | $170M | 96% | 2 | $85.2M | 1 | 0 |
| W•••••• I••••••••• L•• CRD 162976 | Columbia, SC | independent RIA | $168M | 97% | 3 | $56.1M | 0 | 0 |
| F•••••••• H••••••••• P••••••• CRD 311770 | Charleston, SC | asset manager | $168M | 0.0% | 0 | n/a | 1 | 3 |
| I•• E••••••••• L•• CRD 324430 | Charleston, SC | asset manager | $155M | 0.0% | 0 | n/a | 0 | 4 |
| V•• D•• N•••• F•••••••• A•••••••• I••• CRD 135556 | Greer, SC | independent RIA | $152M | 98% | 2 | $76.0M | 1 | 0 |
| D•• B•• M•••• R••••••••• A•• B•• R••••••••• CRD 318698 | Greenville, SC | independent RIA | $147M | 99% | 11 | $13.4M | 6 | 0 |
| W••••• F•••••••• S••••••••• I•• CRD 289496 | Georgetown, SC | independent RIA | $138M | 95% | 1 | $138M | 0 | 0 |
| S•• V•••••• P•••••••• L•• CRD 301483 | Charleston, SC | asset manager | $137M | 0.0% | 0 | n/a | 0 | 0 |
| A••••••• G••••• I••••••••• CRD 110313 | Rock Hill, SC | independent RIA | $134M | 98% | 3 | $44.5M | 0 | 0 |
| S•••••••• F•••••••• A••••••• CRD 121757 | Greenville, SC | independent RIA | $133M | 99% | 2 | $66.5M | 0 | 0 |
| I•••••• W••••• L•• CRD 322130 | Mount Pleasant, SC | independent RIA | $132M | 100% | 2 | $65.8M | 0 | 0 |
| W••••• C•••••• G•••• CRD 137449 | Charleston, SC | independent RIA | $131M | 52% | 3 | $43.7M | 0 | 0 |
| A••••••••• CRD 318823 | Charleston, SC | independent RIA | $127M | 100% | 3 | $42.3M | 0 | 0 |
| O•• S••••• A••••••• CRD 139400 | Myrtle Beach, SC | independent RIA | $126M | 99% | 2 | $63.1M | 1 | 0 |
| T•••• C•••• C•••••• A••••••• CRD 287840 | Bluffton, SC | independent RIA | $126M | 99% | 5 | $25.2M | 0 | 0 |
| T•••••••• W•••••• L•• CRD 281814 | Mount Pleasant, SC | independent RIA | $125M | 100% | 2 | $62.5M | 0 | 0 |
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115 advisers match.