RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Schwarz Investment Partners CRD 113556 | Silver Lake, KS | independent RIA | $185M | 98% | 2 | $92.4M | 0 | 0 |
| Freestate Advisors LLC CRD 145800 | Overland Park, KS | independent RIA | $182M | 99% | 9 | $20.2M | 3 | 0 |
| Balanced Financial Planning, Inc. CRD 128161 | Overland Park, KS | independent RIA | $181M | 100% | 1 | $181M | 0 | 0 |
| C••••••••• P•••••••• M••••••••• CRD 332929 | Overland Park, KS | independent RIA | $179M | 85% | 4 | $44.7M | 0 | 0 |
| G•••• L•••• C•••••• M••••••••• L•• CRD 290064 | Overland Park, KS | independent RIA | $178M | 100% | 2 | $89.2M | 0 | 0 |
| S••• F•••••••• G•••• CRD 285946 | Mcpherson, KS | independent RIA | $175M | 100% | 12 | $14.5M | 6 | 0 |
| D••••••• I••••••••• G•••• CRD 331223 | Wichita, KS | independent RIA | $174M | 94% | 2 | $86.8M | 0 | 0 |
| P•••••••• C•••••• M••••••••• I••• CRD 297791 | Topeka, KS | independent RIA | $171M | 81% | 2 | $85.3M | 0 | 0 |
| N••••••• W••••• M••••••••• CRD 148229 | Overland Park, KS | independent RIA | $168M | 90% | 6 | $28.0M | 0 | 0 |
| C••••• C•••••• A••••••• CRD 330835 | Overland Park, KS | independent RIA | $166M | 100% | 2 | $82.8M | 0 | 0 |
| R•• F•••••••• CRD 316557 | Overland Park, KS | independent RIA | $162M | 100% | 5 | $32.4M | 2 | 0 |
| Q•••••• F•••••••• P••••••• L•• CRD 138112 | Overland Park, KS | independent RIA | $149M | 53% | 7 | $21.2M | 1 | 0 |
| D•••• F•••••••• M••••••••• I••• CRD 143410 | Overland Park, KS | independent RIA | $145M | 64% | 1 | $145M | 0 | 0 |
| R•• I••••••••• L•• CRD 323527 | Overland Park, KS | independent RIA | $141M | 100% | 7 | $20.1M | 3 | 0 |
| S••••••••• C•••••• P•••••••• L•• CRD 161678 | Overland Park, KS | asset manager | $139M | 0.0% | 0 | n/a | 1 | 0 |
| P•••••• F•••••••• S••••••••• I••• CRD 340594 | Salina, KS | independent RIA | $135M | 100% | 8 | $16.9M | 0 | 0 |
| B••••••• C•••••• M••••••••• L•• CRD 149229 | Ellsworth, KS | independent RIA | $128M | 93% | 2 | $64.2M | 1 | 0 |
| N••• G••••••••• I••••••••• L•• CRD 149017 | Topeka, KS | independent RIA | $128M | 98% | 3 | $42.7M | 0 | 0 |
| K•••• G••••• W••••• G•••• CRD 331692 | Overland Park, KS | independent RIA | $125M | 100% | 2 | $62.6M | 1 | 0 |
| U•• P•••••• W••••• M••••••••• L•• CRD 306374 | Overland Park, KS | mixed wealth | $125M | 43% | 40 | $3.1M | 14 | 0 |
| B••••• W••••• CRD 162231 | Overland Park, KS | independent RIA | $122M | 97% | 3 | $40.8M | 0 | 0 |
| K•••••• K•••••• A•••••••• L•• CRD 335041 | Overland Park, KS | other | $117M | 0.0% | 4 | $29.2M | 0 | 0 |
| E••••• W••••• A•••••••• L•• CRD 289996 | Overland Park, KS | mixed wealth | $112M | 36% | 3 | $37.4M | 0 | 0 |
| P••••• S••••• P•••••• C••••• M••••••••• L•• CRD 324817 | Mission Woods, KS | asset manager | $77.2M | 0.0% | 0 | n/a | 2 | 1 |
| 9• S••••• C•••••• P••••••• L•• CRD 340394 | Leawood, KS | asset manager | $73.9M | 0.0% | 0 | n/a | 0 | 3 |
| A•••• I••••••••• A•••••••• L•• CRD 155541 | Overland Park, KS | independent RIA | $73.6M | 100% | 8 | $9.2M | 3 | 0 |
| C•••••••• C•••••• L•• CRD 305897 | Prairie Village, KS | asset manager | $60.3M | 0.0% | 0 | n/a | 0 | 1 |
| M•••••• C••••••• L•• CRD 323764 | Fairway, KS | asset manager | $28.7M | 0.6% | 3 | $9.6M | 0 | 0 |
| C•• N•• O••••••••• L•• CRD 301887 | Merriam, KS | asset manager | $1.3M | 0.0% | 4 | $324,243 | 0 | 2 |
| O••••••••• A•••• M••••••••• CRD 320608 | Overland Park, KS | asset manager | $762,310 | 0.0% | 0 | n/a | 0 | 0 |
| D••••••• CRD 105500 | Overland Park, KS | no RAUM | $0 | n/a | 9 | n/a | 0 | 0 |
| L•••••• I••••••••• A•••••••• L•• CRD 144133 | Overland Park, KS | no RAUM | $0 | n/a | 22 | n/a | 0 | 0 |
| S•••••• B•••• C•••••• A•••••••• L•• CRD 148651 | Overland Park, KS | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| M•••••• W••••• CRD 289886 | Overland Park, KS | no RAUM | $0 | n/a | 66 | n/a | 0 | 0 |
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