DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Frazier Financial Advisors, LLC CRD 106649 | Columbus, OH | independent RIA | $1.2B | 94% | 11 | $105M | 0 | 0 |
| Ancora Alternatives LLC CRD 311902 | Cleveland, OH | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 17 |
| Kohmann Bosshard Financial Services, LLC. CRD 138851 | Akron, OH | independent RIA | $1.1B | 90% | 3 | $375M | 0 | 0 |
| T•• J••••• G•••• C•••••• M••••••••• CRD 165311 | Columbus, OH | independent RIA | $1.1B | 97% | 9 | $121M | 0 | 0 |
| L••••••••• W••••• A••••••• CRD 173310 | Valley View, OH | independent RIA | $1.1B | 87% | 9 | $120M | 5 | 0 |
| B•• W••••• A•••••••• I••• CRD 106249 | Canfield, OH | mixed wealth | $1.1B | 39% | 7 | $155M | 0 | 0 |
| R••••••• C• I•• CRD 104868 | Cincinnati, OH | other | $1.1B | 16% | 4 | $271M | 1 | 0 |
| S•• C•••• A•••••••• L•• CRD 155064 | Mayfield Heights, OH | independent RIA | $1.1B | 98% | 4 | $267M | 0 | 0 |
| T••••• B•• P•••••••• L•• CRD 286653 | Cincinnati, OH | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 4 |
| M•• W••••• A••••••• CRD 104926 | Holland, OH | independent RIA | $1.0B | 95% | 15 | $69.2M | 12 | 0 |
| R•••••••• R•••••••• L•• CRD 162318 | Independence, OH | mixed wealth | $991M | 29% | 1 | $991M | 0 | 0 |
| P••• W••••• S•••••••• CRD 127391 | Pepper Pike, OH | independent RIA | $912M | 87% | 7 | $130M | 0 | 0 |
| D••• I••••••••• CRD 104635 | Beavercreek, OH | mixed wealth | $909M | 40% | 4 | $227M | 0 | 0 |
| F••••••••• A•••• M••••••••• L•• CRD 167555 | Cincinnati, OH | independent RIA | $903M | 95% | 15 | $60.2M | 3 | 1 |
| B••••• F•••••••• A••••••• L•• CRD 174334 | Cleveland, OH | independent RIA | $901M | 97% | 13 | $69.3M | 4 | 0 |
| R•• W••••• M••••••••• CRD 108913 | New Philadelphia, OH | independent RIA | $892M | 93% | 11 | $81.1M | 7 | 0 |
| G••••••• • A••••••••• CRD 321832 | Cincinnati, OH | independent RIA | $873M | 97% | 4 | $218M | 0 | 0 |
| C••••• P••••••• CRD 324812 | Cincinnati, OH | independent RIA | $869M | 100% | 3 | $290M | 0 | 0 |
| V•••••• F•••••••• G••••• I••• CRD 105950 | Cleveland, OH | independent RIA | $867M | 94% | 22 | $39.4M | 6 | 0 |
| T•• A••••• P•••••••• L•• CRD 305999 | Columbus, OH | independent RIA | $867M | 99% | 11 | $78.8M | 1 | 0 |
| W••••••••• W••••• M•••••••• L••• CRD 286093 | Mansfield, OH | independent RIA | $851M | 93% | 17 | $50.0M | 19 | 0 |
| H•• C•••••• M••••••••• I•• L•• CRD 283607 | Cincinnati, OH | asset manager | $840M | 0.0% | 0 | n/a | 2 | 0 |
| L•••••••• W••••• M••••••••• L•• CRD 314071 | Mentor, OH | independent RIA | $805M | 90% | 12 | $67.1M | 7 | 0 |
| T•••• W••••• CRD 336316 | Independence, OH | independent RIA | $804M | 100% | 7 | $115M | 0 | 0 |
| S•••••••• V•••• B••• P••••••• L•• CRD 282228 | Cleveland, OH | asset manager | $774M | 0.0% | 0 | n/a | 0 | 5 |
| N•••• P•••• P•••••••• M••••••• C••••••••• CRD 111257 | Orange Village, OH | independent RIA | $773M | 95% | 6 | $129M | 0 | 0 |
| D•••••• F•••••••• S••••••• C•••• CRD 120106 | Aurora, OH | independent RIA | $766M | 100% | 5 | $153M | 0 | 0 |
| C•••••• P••••••• CRD 160746 | Cleveland, OH | asset manager | $760M | 0.0% | 0 | n/a | 5 | 5 |
| G• C•••••• M••••••••• L•• CRD 286521 | Columbus, OH | independent RIA | $757M | 63% | 5 | $151M | 0 | 1 |
| W••••• F•••••••• P••••••• G••••• I••• CRD 159564 | Columbus, OH | independent RIA | $748M | 100% | 6 | $125M | 1 | 0 |
| J••• E• S•••••• A•• C•••••• CRD 108634 | Columbus, OH | independent RIA | $744M | 100% | 8 | $93.0M | 1 | 0 |
| F•••••••• M••••••••• S••••••••• I••• CRD 120818 | Broadview Hts., OH | independent RIA | $714M | 87% | 21 | $34.0M | 7 | 0 |
| W••••••• W••••• P••••••• CRD 340877 | Pepper Pike, OH | independent RIA | $712M | 97% | 3 | $237M | 0 | 0 |
| W••••••••• C•••••• M••••••••• L•• CRD 298254 | Westerville, OH | independent RIA | $710M | 100% | 5 | $142M | 1 | 0 |
| E•••••• I••••••••• P•••••••• L•• CRD 128215 | Cincinnati, OH | independent RIA | $692M | 82% | 1 | $692M | 0 | 0 |
| R• C•••••• CRD 162297 | Cincinnati, OH | asset manager | $682M | 0.0% | 0 | n/a | 1 | 11 |
| T••• W••••• M••••••••• I•• CRD 105902 | Cincinnati, OH | independent RIA | $679M | 96% | 8 | $84.8M | 1 | 0 |
| R••••••• W••••• A••••••• CRD 297122 | Fairview Park, OH | independent RIA | $676M | 99% | 8 | $84.6M | 3 | 0 |
| H•••••• F•••••••• A•••••••• L•• CRD 145552 | West Chester, OH | independent RIA | $671M | 100% | 9 | $74.6M | 0 | 0 |
| T•••••• F•••••••• A••••••• L•• CRD 133191 | Columbus, OH | independent RIA | $670M | 100% | 6 | $112M | 0 | 1 |
| A••••••• A•••• M••••••••• A•••••••• I••• CRD 119859 | Dublin, OH | other | $651M | 20% | 5 | $130M | 2 | 0 |
| P••• R••••••••• P•••••••• I••• CRD 317592 | Columbus, OH | independent RIA | $631M | 100% | 14 | $45.1M | 1 | 0 |
| C••••••••• W••••• M••••••••• CRD 106950 | Westlake, OH | independent RIA | $629M | 68% | 5 | $126M | 0 | 0 |
| W•••••• A•••• M••••••••• I•• CRD 106337 | Beachwood, OH | independent RIA | $627M | 68% | 4 | $157M | 0 | 0 |
| W••••• D••••••••• F••••• O•••••• I•• CRD 266787 | Cincinnati, OH | independent RIA | $626M | 100% | 7 | $89.4M | 0 | 0 |
| K••••• • N••••• F••••• W••••• CRD 173079 | Dublin, OH | independent RIA | $610M | 100% | 8 | $76.2M | 0 | 0 |
| H••••••• W••••• A••••••• CRD 312545 | Cincinnati, OH | independent RIA | $605M | 100% | 3 | $202M | 0 | 0 |
| G•••••• L•• CRD 120039 | Columbus, OH | independent RIA | $592M | 99% | 4 | $148M | 0 | 0 |
| C••••••••• F•••••••• CRD 119695 | Dublin, OH | mixed wealth | $589M | 42% | 5 | $118M | 0 | 0 |
| C••••••• C•••••• M••••••••• C•••••• L•• CRD 291405 | Cleveland, OH | asset manager | $583M | 0.0% | 0 | n/a | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
400 advisers match.