DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| The Professional Financial Company LLC CRD 286419 | Orem, UT | independent RIA | $246M | 84% | 3 | $82.0M | 0 | 0 |
| Kultura Capital Management LP CRD 327510 | Park City, UT | asset manager | $245M | 0.0% | 0 | n/a | 0 | 2 |
| Burrus CRD 141435 | Salt Lake City, UT | independent RIA | $241M | 100% | 2 | $120M | 0 | 0 |
| E• P••••••••• CRD 326617 | Midvale, UT | independent RIA | $239M | 99% | 3 | $79.8M | 0 | 0 |
| R••• I••••••••• M••••••••• L•• CRD 309186 | Lehi, UT | asset manager | $234M | 0.0% | 1 | $234M | 0 | 3 |
| P••••••• W••••• M••••••••• CRD 333404 | Midvale, UT | independent RIA | $217M | 100% | 3 | $72.5M | 0 | 0 |
| A•••• W••••• F••••• L•• CRD 150231 | Park City, UT | mixed wealth | $214M | 32% | 11 | $19.5M | 0 | 5 |
| R•••••• W••••• M••••••••• CRD 169563 | Salt Lake City, UT | independent RIA | $211M | 100% | 5 | $42.2M | 0 | 0 |
| T•••• W••••• G•••• L•• CRD 311230 | Murray, UT | independent RIA | $204M | 96% | 6 | $34.0M | 2 | 0 |
| P••••••• W••••••••• L•• CRD 321789 | Lehi, UT | independent RIA | $198M | 100% | 2 | $99.2M | 0 | 0 |
| S•••••• W••••• M••••••••• CRD 333710 | St. George, UT | independent RIA | $185M | 100% | 5 | $36.9M | 0 | 0 |
| J••••••••• C•••••• CRD 323676 | Salt Lake City, UT | asset manager | $179M | 0.0% | 0 | n/a | 0 | 3 |
| P••••••• L• CRD 144256 | St. George, UT | independent RIA | $177M | 100% | 3 | $59.1M | 0 | 0 |
| P••••••• R••••• P•••••• W•••••• L•• CRD 324001 | Salt Lake City, UT | independent RIA | $177M | 86% | 4 | $44.3M | 0 | 0 |
| G••••••• W••••• M••••••••• CRD 146923 | Salt Lake City, UT | independent RIA | $175M | 100% | 3 | $58.3M | 0 | 0 |
| E••••••• C••••••• L•• CRD 325781 | Park City, UT | independent RIA | $174M | 89% | 2 | $87.2M | 1 | 0 |
| T•••••• C•••• C••••••• L•• CRD 331449 | Lehi, UT | asset manager | $161M | 0.0% | 0 | n/a | 0 | 0 |
| M•••••• W••••• P•••••••• I••• CRD 282904 | Draper, UT | independent RIA | $161M | 99% | 4 | $40.2M | 2 | 0 |
| P•••••••• L••••• F•••••••• S••••••• CRD 282665 | Lehi, UT | independent RIA | $158M | 94% | 3 | $52.7M | 1 | 0 |
| H••••• D•••• I••••••••• CRD 1582 | Logan, UT | independent RIA | $158M | 97% | 8 | $19.8M | 0 | 0 |
| P•••••• W••••• M••••••••• CRD 105962 | Provo, UT | independent RIA | $153M | 85% | 3 | $51.1M | 0 | 2 |
| F•••••••• A••••••• S••••••• CRD 118496 | Salt Lake City, UT | independent RIA | $147M | 74% | 0 | n/a | 0 | 0 |
| O•••••• P•••• F••••••••• L•• CRD 283040 | Sandy, UT | independent RIA | $141M | 100% | 1 | $141M | 0 | 0 |
| H••••• F••••••••• P• CRD 134578 | Cedar City, UT | independent RIA | $140M | 98% | 2 | $70.1M | 1 | 0 |
| L••••• W••••••• W••••• A•••••••• L•• CRD 311414 | Cedar City, UT | independent RIA | $140M | 94% | 2 | $70.0M | 0 | 0 |
| S••••••••• W•••••• L•• CRD 327618 | Lehi, UT | independent RIA | $139M | 100% | 4 | $34.8M | 1 | 0 |
| L••••••• W••••• A•••••••• L•• CRD 166989 | Farmington, UT | independent RIA | $136M | 99% | 2 | $67.9M | 0 | 0 |
| V•••••• W••••• M••••••••• L•• CRD 160600 | Salt Lake City, UT | independent RIA | $136M | 93% | 1 | $136M | 0 | 0 |
| J•• W••••• M••••••••• L•• CRD 306294 | South Jordan, UT | independent RIA | $135M | 89% | 2 | $67.5M | 1 | 0 |
| P••••••• W••••• M••••••••• CRD 147725 | Draper, UT | independent RIA | $133M | 100% | 3 | $44.4M | 2 | 0 |
| B••••••• W••••• M••••••••• I••• CRD 148457 | Cottonwood Heights, UT | independent RIA | $132M | 96% | 1 | $132M | 2 | 0 |
| A••••• P•••••• W••••• L•• CRD 340533 | Centerville, UT | independent RIA | $129M | 76% | 0 | n/a | 0 | 0 |
| O••••• Q••••••••• I••••••••• M••••••••• L•• CRD 165355 | Salt Lake City, UT | asset manager | $128M | 5.6% | 3 | $42.7M | 0 | 0 |
| S••••••••• C•••••• M••••••••• L•• CRD 322596 | Lehi, UT | asset manager | $128M | 0.0% | 4 | $31.9M | 0 | 1 |
| L••• P••• A••••••• CRD 296772 | Draper, UT | independent RIA | $125M | 100% | 9 | $13.9M | 0 | 0 |
| R•••• S• C•••••• A•••••••• L•• CRD 336507 | Logan, UT | bank affiliated | $119M | 91% | 3 | $39.6M | 0 | 0 |
| C•••••• W•••••• L•• CRD 289574 | Lehi, UT | independent RIA | $116M | 97% | 4 | $29.0M | 0 | 0 |
| W••••• F••••••••• P•••••••• L•• CRD 330999 | Salt Lake City, UT | independent RIA | $111M | 93% | 9 | $12.3M | 8 | 0 |
| O••••• W••••• M••••••••• CRD 332725 | Lindon, UT | independent RIA | $110M | 99% | 3 | $36.5M | 0 | 0 |
| S••••••• W••••• M••••••••• CRD 340580 | Pleasant Grove, UT | independent RIA | $108M | 100% | 11 | $9.8M | 2 | 0 |
| H••••• W••••• M••••••••• L•• CRD 305852 | Salt Lake City, UT | independent RIA | $107M | 100% | 4 | $26.7M | 1 | 0 |
| Y••• I•• L•• CRD 338535 | St. George, UT | independent RIA | $107M | 97% | 28 | $3.8M | 19 | 0 |
| A• F•••••••• CRD 140226 | Salt Lake City, UT | independent RIA | $103M | 82% | 2 | $51.7M | 1 | 0 |
| C••••••• • W••••• M••••••••• CRD 160962 | Salt Lake City, UT | asset manager | $101M | 4.1% | 4 | $25.2M | 0 | 4 |
| S•••• C•••••• A•••••••• L•• CRD 290334 | Salt Lake City, UT | asset manager | $90.0M | 8.0% | 4 | $22.5M | 0 | 2 |
| M• P•••••• T••• CRD 311144 | Lehi, UT | independent RIA | $58.2M | 100% | 4 | $14.6M | 0 | 7 |
| C••••••• P•••••••• A••••••• L•• CRD 337747 | Salt Lake City, UT | bank affiliated | $5.8M | 100% | 6 | $963,748 | 7 | 0 |
| C•••• C•••••• CRD 338182 | St. George, UT | independent RIA | $1.4M | 100% | 1 | $1.4M | 1 | 0 |
| S•••••• P•••••• W••••• L•• CRD 335925 | Orem, UT | independent RIA | $305,047 | 100% | 1 | $305,047 | 0 | 0 |
| M••••••• W••••• M••••••••• CRD 343428 | Orem, UT | no RAUM | n/a | n/a | 0 | n/a | 1 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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150 advisers match.