DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Belmont Private Wealth CRD 331436 | Chesterfield, MO | independent RIA | $192M | 100% | 3 | $64.0M | 2 | 0 |
| Daytona Street Capital CRD 316666 | Saint Louis, MO | independent RIA | $189M | 97% | 4 | $47.3M | 0 | 1 |
| The Worley Banks Group, LLC CRD 306890 | Creve Coeur, MO | independent RIA | $184M | 97% | 3 | $61.4M | 0 | 0 |
| C••••• F•••••••• G••••• L•• CRD 117608 | Chesterfield, MO | independent RIA | $178M | 100% | 2 | $88.9M | 0 | 0 |
| M••••• F•••••••• P•••••••• L•• CRD 169583 | Springfield, MO | independent RIA | $176M | 86% | 2 | $88.0M | 0 | 0 |
| P•••••••• P•••••• W••••• CRD 167003 | St. Louis, MO | independent RIA | $176M | 100% | 3 | $58.6M | 0 | 1 |
| R•• F•••••••• CRD 151778 | Springfield, MO | independent RIA | $174M | 100% | 3 | $57.9M | 1 | 0 |
| W•••• S••• W••••• M••••••••• CRD 304614 | Liberty, MO | independent RIA | $172M | 96% | 4 | $43.1M | 0 | 0 |
| W•••••••• C•••••• L•• CRD 296504 | St. Louis, MO | asset manager | $171M | 0.0% | 0 | n/a | 0 | 2 |
| T••••••• B••••• W•••••• L•• CRD 310346 | St. Louis, MO | independent RIA | $171M | 100% | 3 | $56.9M | 2 | 0 |
| S••••••••• C•••••• CRD 110944 | Independence, MO | independent RIA | $168M | 98% | 4 | $42.1M | 0 | 0 |
| F•••• F•••••••• G•••• L•• CRD 226773 | Springfield, MO | independent RIA | $164M | 100% | 1 | $164M | 0 | 0 |
| R••••• C•••••• M••••••••• L•• CRD 157271 | Ellisville, MO | independent RIA | $163M | 100% | 1 | $163M | 0 | 0 |
| F•••••• F•••••••• P•••••••• L•• CRD 141698 | Saint Charles, MO | independent RIA | $160M | 100% | 1 | $160M | 1 | 0 |
| M••••• D••••• P•••••••• L•• CRD 174695 | St. Louis, MO | independent RIA | $159M | 100% | 2 | $79.6M | 0 | 0 |
| H••••••• A•••• M••••••••• L•• CRD 323344 | Belton, MO | independent RIA | $155M | 99% | 2 | $77.5M | 0 | 0 |
| S•••• F•••••••• G••••• I••• CRD 122547 | Kansas City, MO | independent RIA | $150M | 93% | 2 | $74.9M | 0 | 0 |
| F•••••• C•••••• P•••••••• L•• CRD 173709 | Kansas City, MO | asset manager | $148M | 0.0% | 0 | n/a | 0 | 0 |
| E•••• R•••• C•••••• G••••• L•• CRD 145795 | St. Louis, MO | independent RIA | $146M | 100% | 0 | n/a | 0 | 0 |
| C•••••• M••••••••• S•••••••• I••• CRD 118260 | Manchester, MO | independent RIA | $145M | 100% | 7 | $20.7M | 3 | 0 |
| S•••••• I••••••••• L•• CRD 166567 | St. Louis, MO | independent RIA | $142M | 99% | 7 | $20.3M | 2 | 0 |
| B••••• P••••••••• L•• CRD 288605 | Lee'S Summit, MO | asset manager | $136M | 0.0% | 1 | $136M | 0 | 0 |
| C•••••• F•••••••• P••••••• CRD 277114 | Clayton, MO | independent RIA | $132M | 99% | 1 | $132M | 0 | 0 |
| L•••••• W••••• L•• CRD 167867 | Clayton, MO | independent RIA | $132M | 100% | 2 | $65.9M | 1 | 0 |
| D•••• W••••• M••••••••• CRD 318241 | Kansas City, MO | independent RIA | $127M | 100% | 4 | $31.9M | 1 | 0 |
| H•••••• W••••• M••••••••• L•• CRD 298475 | Springfield, MO | independent RIA | $127M | 100% | 2 | $63.3M | 0 | 0 |
| I•• CRD 311647 | Clayton, MO | institutional | $127M | 0.0% | 1 | $127M | 0 | 0 |
| L••• • B•••••• I••• CRD 137346 | Washington, MO | independent RIA | $123M | 100% | 2 | $61.6M | 0 | 0 |
| V••••• F•••••••• G•••• CRD 317832 | Olivette, MO | independent RIA | $119M | 100% | 5 | $23.9M | 2 | 0 |
| F•••••• W•••••• I••• CRD 297433 | St. Louis, MO | independent RIA | $115M | 100% | 3 | $38.3M | 0 | 0 |
| R••• P•••• • C•• CRD 157432 | Kansas City, MO | independent RIA | $114M | 100% | 3 | $38.1M | 0 | 0 |
| S•••••• C•••••• M••••••••• I•• CRD 106616 | St. Louis, MO | mixed wealth | $113M | 31% | 1 | $113M | 0 | 1 |
| C•••••• W••••• CRD 282420 | St. Louis, MO | independent RIA | $112M | 100% | 7 | $16.0M | 1 | 0 |
| T•• P•••• P••••••• L••••• CRD 169364 | Clayton, MO | other | $109M | 14% | 1 | $109M | 1 | 0 |
| T••••• W••••• A••••••• CRD 334752 | Columbia, MO | independent RIA | $106M | 87% | 3 | $35.3M | 2 | 0 |
| B•••••• W••••• M••••••••• L•• CRD 342447 | St. Louis, MO | independent RIA | $72.3M | 100% | 2 | $36.1M | 0 | 0 |
| B•••• A•••• M••••••••• CRD 298354 | Jefferson City, MO | asset manager | $64.6M | 3.8% | 3 | $21.5M | 0 | 1 |
| C•• C•••••• M••••••••• CRD 319557 | Chesterfield, MO | institutional | $27.4M | 0.0% | 0 | n/a | 0 | 0 |
| U•• F•••••••• S•••••••• I••• CRD 17073 | Kansas City, MO | independent RIA | $5.0M | 100% | 44 | $114,621 | 19 | 0 |
| S•• L•••• F•••••••• P••••••• I••• CRD 105511 | Chesterfield, MO | no RAUM | $0 | n/a | 3 | n/a | 0 | 0 |
| U••• I••••••••• C••••••••• CRD 135555 | Chesterfield, MO | no RAUM | $0 | n/a | 1 | n/a | 1 | 0 |
| S••••• W••••• T•••••• CRD 291897 | St. Louis, MO | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| H••••• W••••• M••••••••• CRD 342340 | Chesterfield, MO | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S••••••• G•••• C•••••• CRD 342641 | St. Charles, MO | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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194 advisers match.