DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Westmount Partners, LLC CRD 158857 | Los Angeles, CA | independent RIA | $5.9B | 91% | 26 | $228M | 1 | 0 |
| Index Fund Advisors, Inc. CRD 109143 | Irvine, CA | independent RIA | $5.9B | 88% | 17 | $349M | 0 | 0 |
| American Assets Investment Management, LLC CRD 131660 | San Diego, CA | institutional | $5.9B | 0.1% | 1 | $5.9B | 0 | 1 |
| S•••• I••••••••• A•••••••• L•• CRD 169572 | Irvine, CA | asset manager | $5.8B | 0.0% | 0 | n/a | 0 | 7 |
| S•••••••• G•••• P•••••• D••• L•• CRD 323711 | La Jolla, CA | asset manager | $5.8B | 0.0% | 0 | n/a | 1 | 1 |
| D••••• I••••••••• I••• CRD 308609 | El Segundo, CA | other | $5.7B | 4.2% | 0 | n/a | 6 | 9 |
| W•••••• S••••••••• I••• CRD 877 | Pasadena, CA | BD affiliated | $5.7B | 95% | 220 | $25.8M | 58 | 0 |
| M•••• G••••• P•••••••• L•• CRD 167276 | San Diego, CA | asset manager | $5.7B | 0.0% | 0 | n/a | 0 | 13 |
| D••••• CRD 13162 | San Diego, CA | independent RIA | $5.6B | 91% | 30 | $188M | 1 | 1 |
| A••••••••• I••• CRD 130115 | Corona Del Mar, CA | institutional | $5.6B | 0.0% | 0 | n/a | 0 | 0 |
| S••••• I••••••••• P•••••••• I••• CRD 110954 | Walnut Creek, CA | institutional | $5.5B | 0.0% | 0 | n/a | 2 | 0 |
| A•••• V••••••• M••••••••• I••• CRD 162777 | Burlingame, CA | asset manager | $5.4B | 0.0% | 0 | n/a | 0 | 57 |
| Q•••• C•••••• M••••••••• L•• CRD 287484 | San Francisco, CA | asset manager | $5.4B | 0.0% | 0 | n/a | 1 | 62 |
| S••••• R••• F•••••••• L• CRD 283335 | Los Angeles, CA | asset manager | $5.4B | 0.0% | 0 | n/a | 1 | 15 |
| S•••••••• I••••••••• I••• CRD 160297 | Menlo Park, CA | other | $5.4B | 0.0% | 0 | n/a | 4 | 7 |
| A•••• C•••••• A••••••• CRD 170313 | Los Angeles, CA | asset manager | $5.3B | 0.0% | 0 | n/a | 1 | 26 |
| G•••••• C•••••• M••••••••• L••• CRD 166119 | Santa Monica, CA | asset manager | $5.2B | 0.0% | 0 | n/a | 0 | 3 |
| L•••••• E••• I••••••••• A••••••••• CRD 136476 | San Francisco, CA | institutional | $5.2B | 0.0% | 0 | n/a | 0 | 0 |
| N•••• C•••••• M••••••••• L• CRD 168618 | Los Angeles, CA | asset manager | $5.1B | 0.0% | 0 | n/a | 0 | 15 |
| S••••• C•••••• M••••••••• C••••••• L••••• CRD 160292 | San Francisco, CA | asset manager | $5.1B | 0.0% | 0 | n/a | 1 | 13 |
| W•••• O•• G••••• A•••••••• L•• CRD 149659 | San Francisco, CA | asset manager | $5.1B | 0.0% | 0 | n/a | 2 | 37 |
| G••••• C•••••• M••••••••• CRD 108618 | Los Angeles, CA | independent RIA | $5.1B | 83% | 21 | $243M | 1 | 0 |
| B••••••••• CRD 132657 | San Francisco, CA | independent RIA | $5.1B | 94% | 34 | $150M | 13 | 0 |
| F•••• F••••••••• A••••••• CRD 106075 | Irvine, CA | independent RIA | $5.1B | 74% | 29 | $175M | 11 | 0 |
| P•••••••• C•••••• CRD 312004 | San Francisco, CA | asset manager | $5.1B | 0.0% | 0 | n/a | 1 | 0 |
| T•• C•••••••• M••••••••• L•• CRD 311718 | Palo Alto, CA | asset manager | $5.1B | 0.0% | 0 | n/a | 2 | 3 |
| E••••••• C•••••• P•••••••• L• CRD 138978 | Los Angeles, CA | asset manager | $5.0B | 0.0% | 0 | n/a | 1 | 1 |
| D••••••••• W••••• M••••••••• CRD 110365 | Walnut Creek, CA | independent RIA | $4.9B | 98% | 38 | $130M | 0 | 0 |
| P•••••• M••••••••• G•••• I•• CRD 104707 | Irvine, CA | independent RIA | $4.9B | 93% | 29 | $169M | 1 | 0 |
| R•••••• G•••• CRD 143606 | Larkspur, CA | asset manager | $4.7B | 0.0% | 0 | n/a | 2 | 20 |
| M•••• E••••••• CRD 162139 | M•••• Park, CA | asset manager | $4.7B | 0.0% | 0 | n/a | 2 | 6 |
| R•••• O•• I••••••••• C••••••• L••• CRD 156398 | San Francisco, CA | asset manager | $4.7B | 0.0% | 0 | n/a | 1 | 3 |
| G•••••••• C•••••• L• CRD 106417 | San Diego, CA | other | $4.6B | 0.0% | 1 | $4.6B | 1 | 4 |
| H••• R•••• C•••••• M••••••••• L• CRD 163818 | Los Angeles, CA | asset manager | $4.5B | 0.0% | 0 | n/a | 3 | 1 |
| S••••••••• CRD 194512 | San Francisco, CA | asset manager | $4.5B | 0.0% | 0 | n/a | 1 | 52 |
| H••••••••• A•••• M••••••••• CRD 305194 | El Segundo, CA | asset manager | $4.5B | 0.0% | 0 | n/a | 0 | 10 |
| C••••••• S••• I••••••••• C••••••••• CRD 108033 | Pasadena, CA | independent RIA | $4.5B | 84% | 17 | $264M | 0 | 0 |
| S•••••••• C••••••• L••• CRD 281570 | Burlingame, CA | asset manager | $4.4B | 0.0% | 0 | n/a | 1 | 20 |
| B•••••• C•••••• M••••••••• L•• CRD 156920 | Foster City, CA | asset manager | $4.4B | 0.0% | 0 | n/a | 1 | 9 |
| N••• L••••• M••••••••• L•• CRD 156640 | Portola Valley, CA | asset manager | $4.4B | 0.0% | 0 | n/a | 1 | 47 |
| S••• H••• G••••• A•••••••• L•• CRD 111295 | Palo Alto, CA | independent RIA | $4.4B | 83% | 19 | $231M | 1 | 0 |
| S••• C•••••• L•• CRD 322776 | San Francisco, CA | independent RIA | $4.4B | 98% | 12 | $365M | 0 | 8 |
| H•••• C•••••• CRD 296844 | San Francisco, CA | asset manager | $4.4B | 0.0% | 0 | n/a | 1 | 40 |
| S•• C•••••• P••••••• L• CRD 332592 | Los Angeles, CA | asset manager | $4.4B | 0.0% | 0 | n/a | 0 | 1 |
| T•••• I••••••••• CRD 169347 | San Francisco, CA | asset manager | $4.3B | 0.0% | 0 | n/a | 0 | 2 |
| H••••••• A•••••••• I••• CRD 110770 | Novato, CA | asset manager | $4.3B | 0.0% | 1 | $4.3B | 3 | 0 |
| S••••• I••••••••• L•• CRD 105508 | Los Gatos, CA | mixed wealth | $4.2B | 32% | 6 | $702M | 1 | 0 |
| H•••••• H••••••• CRD 105515 | Long Beach, CA | independent RIA | $4.2B | 87% | 43 | $97.8M | 25 | 0 |
| T••••••• C•••••• M••••••••• L•• CRD 323910 | Los Angeles, CA | asset manager | $4.2B | 0.0% | 0 | n/a | 0 | 13 |
| F••••••• • C••••••• I••••••••• CRD 105499 | Pasadena, CA | asset manager | $4.1B | 0.0% | 0 | n/a | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,869 advisers match.