DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bergamot Asset Management LP CRD 309424 | Princeton, NJ | independent RIA | $106M | 68% | 3 | $35.5M | 0 | 7 |
| Md Wealth Advisors Inc CRD 304595 | Cranford, NJ | independent RIA | $105M | 87% | 1 | $105M | 1 | 0 |
| Millstone Financial Group CRD 297882 | Princeton, NJ | independent RIA | $104M | 100% | 6 | $17.4M | 2 | 0 |
| V•••••• W••••• P••••••• CRD 107203 | Mullica Hill, NJ | independent RIA | $102M | 62% | 5 | $20.5M | 1 | 0 |
| V••••• A•••• M••••••••• L•• CRD 323895 | Upper Saddle River, NJ | institutional | $100M | 0.0% | 0 | n/a | 0 | 0 |
| P•••••• G••••• L•• CRD 113499 | Morristown, NJ | independent RIA | $91.3M | 100% | 2 | $45.7M | 1 | 0 |
| C••••••••• C•••••• M••••••••• I••• CRD 119890 | Totowa, NJ | independent RIA | $77.5M | 100% | 8 | $9.7M | 4 | 0 |
| A••••• W••••• A••••••• CRD 336793 | Woodcliff Lake, NJ | independent RIA | $75.4M | 92% | 1 | $75.4M | 0 | 0 |
| G•••••••• I••••••••• M••••••••• C••• CRD 106679 | Glen Rock, NJ | independent RIA | $54.7M | 80% | 2 | $27.4M | 0 | 0 |
| A•••••• CRD 325090 | Kingston, NJ | mixed wealth | $51.2M | 32% | 0 | n/a | 0 | 0 |
| B•••• P•••• C•••••• M••••••••• L•• CRD 282078 | Metuchen, NJ | independent RIA | $48.4M | 69% | 1 | $48.4M | 0 | 0 |
| Y•••••••• A•••••• E•••••••• L•• CRD 336431 | Mountainside, NJ | asset manager | $42.6M | 0.0% | 0 | n/a | 0 | 0 |
| G•••• H••••• C•••••• M••••••••• L•• CRD 312912 | Tenafly, NJ | asset manager | $41.0M | 0.0% | 0 | n/a | 0 | 0 |
| G•••• S••• A•••• M••••••••• L•• CRD 161122 | Englewood Cliffs, NJ | mixed wealth | $35.0M | 43% | 0 | n/a | 0 | 1 |
| G•• G•••• CRD 8000 | East Hanover, NJ | other | $19.8M | 0.0% | 6 | $3.3M | 1 | 0 |
| R••• H•••••••• L•• CRD 317097 | Saddle Brook, NJ | other | $18.8M | 3.3% | 0 | n/a | 1 | 0 |
| B••••••• A••••••• L•• CRD 326599 | Jersey City, NJ | other | $8.9M | 0.0% | 0 | n/a | 1 | 0 |
| A•••• A•••• M••••••••• L•• CRD 340572 | Princeton, NJ | independent RIA | $6.6M | 100% | 1 | $6.6M | 0 | 0 |
| P•••••• A••••••• L•• CRD 337502 | Jersey City, NJ | independent RIA | $94,783 | 97% | 1 | $94,783 | 0 | 0 |
| C••••• W••• L•• CRD 109066 | Lawrenceville, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| B••••••••• C••••••••• L•• CRD 111188 | Millburn, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| H••••••••• G••••• L•• CRD 150897 | Red Bank, NJ | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| I••••• D•••••••• CRD 157342 | Basking Ridge, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| F••••• L••• F••••••••• L•• CRD 169289 | Princeton, NJ | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| P•••••• A•••••• N••••••• L•• CRD 299133 | Morristown, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| E•••• U•• A••••••• I••• CRD 300271 | Hoboken, NJ | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| P••••• I••••••••• I••• CRD 318475 | Princeton, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| P••• R••• E••••• A••••••• L•• CRD 327165 | Newark, NJ | no RAUM | $0 | n/a | 0 | n/a | 3 | 0 |
| L••• A••••• C•• M••••••••• L• CRD 334025 | Jersey City, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| L•••• C•••••• L•• CRD 337680 | Jersey City, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| C•• G•••• A•••••••• L•• CRD 338012 | Wall Township, NJ | no RAUM | $0 | n/a | 7 | n/a | 1 | 0 |
| T••••• CRD 340227 | Colts Neck, NJ | no RAUM | $0 | n/a | 3 | n/a | 1 | 0 |
| I•••• W••••• A••••••••• CRD 340777 | Union, NJ | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| S••••••• F•••••••• C••• CRD 342546 | Byram Township, NJ | no RAUM | $0 | n/a | 3 | n/a | 0 | 0 |
| W••• CRD 342763 | Union City, NJ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| I•••• C•••• C•••••• CRD 343009 | Camden, NJ | no RAUM | $0 | n/a | 1 | n/a | 1 | 0 |
| P•••• S••••••••• L•• CRD 5685 | Newark, NJ | no RAUM | $0 | n/a | 18 | n/a | 4 | 0 |
| E•••• • Y•••• I••••••••• A••••••• L•• CRD 110921 | Secaucus, NJ | no RAUM | n/a | n/a | 116 | n/a | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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388 advisers match.