DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Blackrock Capital Management, Inc. CRD 108069 | Wilmington, DE | asset manager | $173B | 1.1% | 0 | n/a | 6 | 8 |
| Blackrock Capital Investment Advisors, LLC CRD 290336 | Wilmington, DE | asset manager | $67B | 0.0% | 0 | n/a | 6 | 162 |
| Wilmington Trust Investment Advisors, Inc. CRD 106909 | Wilmington, DE | other | $18B | 0.2% | 18 | $991M | 15 | 0 |
| Wilmington Funds Management Corporation CRD 105163 | Wilmington, DE | asset manager | $16B | 0.0% | 0 | n/a | 1 | 0 |
| Brandywine Managers, LLC CRD 137388 | Hockessin, DE | asset manager | $14B | 0.0% | 0 | n/a | 0 | 42 |
| Dupont Capital Management CRD 107145 | Wilmington, DE | institutional | $10B | 0.0% | 0 | n/a | 0 | 2 |
| Spearhead Administrative Services, LLC CRD 319289 | Greenville, DE | other | $3.8B | 0.0% | 5 | $766M | 3 | 25 |
| Diversified, LLC CRD 331709 | Wilmington, DE | independent RIA | $2.8B | 95% | 30 | $93.0M | 11 | 1 |
| Ashford Capital Management Inc CRD 110696 | Wilmington, DE | mixed wealth | $966M | 29% | 3 | $322M | 0 | 4 |
| Riversedge Advisors CRD 298390 | Wilmington, DE | independent RIA | $928M | 89% | 11 | $84.4M | 1 | 0 |
| Affinity Wealth Management LLC CRD 290735 | Wilmington, DE | independent RIA | $873M | 98% | 7 | $125M | 0 | 0 |
| Clariti Wealth Advisors CRD 104804 | Wilmington, DE | independent RIA | $798M | 94% | 6 | $133M | 1 | 0 |
| Grey Fox Wealth Advisors, LLC CRD 307172 | Rockland, DE | independent RIA | $699M | 79% | 11 | $63.5M | 0 | 0 |
| Westover Capital Advisors, LLC CRD 126520 | Wilmington, DE | independent RIA | $653M | 86% | 6 | $109M | 0 | 0 |
| N1 Advisors CRD 147048 | Newark, DE | independent RIA | $445M | 85% | 3 | $148M | 4 | 0 |
| Big Investment Services CRD 291437 | Dover, DE | independent RIA | $425M | 98% | 4 | $106M | 0 | 0 |
| Bdfs Capital LLC CRD 287680 | Rehoboth Beach, DE | independent RIA | $411M | 99% | 7 | $58.8M | 0 | 0 |
| Long Angle Management, LLC CRD 330169 | Dover, DE | asset manager | $405M | 0.0% | 1 | $405M | 1 | 59 |
| Realta Investment Advisors, Inc CRD 134952 | Wilmington, DE | BD affiliated | $385M | 98% | 57 | $6.8M | 28 | 0 |
| Blue Rock Financial Group CRD 298558 | Rehoboth Beach, DE | independent RIA | $382M | 68% | 5 | $76.4M | 1 | 0 |
| Wilmington Trust Asset Management, LLC CRD 325489 | Wilmington, DE | asset manager | $271M | 0.0% | 0 | n/a | 2 | 5 |
| Ih2 Advisors & Company CRD 325788 | Wilmington, DE | asset manager | $265M | 0.0% | 3 | $88.4M | 0 | 0 |
| Delaware Wealth Planners CRD 306818 | Wilmington, DE | independent RIA | $256M | 74% | 3 | $85.2M | 0 | 0 |
| Investment Management & Planning LLC CRD 146041 | Greenville, DE | independent RIA | $239M | 98% | 4 | $59.7M | 1 | 0 |
| Windmark Investment Partners, Inc. CRD 131880 | Wilmington, DE | institutional | $233M | 0.0% | 6 | $38.9M | 1 | 0 |
| Marvin & Palmer Associates CRD 105399 | Wilmington, DE | mixed wealth | $196M | 36% | 2 | $97.8M | 0 | 2 |
| Donald W. Nicholson & Associates Ltd CRD 107054 | Wilmington, DE | independent RIA | $171M | 99% | 3 | $57.1M | 0 | 0 |
| Wilmington Trust Investment Management CRD 19396 | Wilmington, DE | bank affiliated | $141M | 100% | 0 | n/a | 14 | 0 |
| Morningside Asset Management CRD 268789 | Wilmington, DE | institutional | $136M | 0.0% | 0 | n/a | 2 | 0 |
| Benchmark Financial, LLC CRD 297443 | Wilmington, DE | independent RIA | $132M | 100% | 4 | $32.9M | 1 | 0 |
| Montchanin Asset Management, LLC CRD 304367 | Montchanin, DE | independent RIA | $121M | 100% | 2 | $60.4M | 0 | 0 |
| Back Bay Financial Planning & Investments CRD 335236 | Bethany Beach, DE | independent RIA | $120M | 99% | 2 | $60.2M | 1 | 0 |
| Stratfi CRD 164744 | Wilmington, DE | independent RIA | $115M | 100% | 2 | $57.5M | 0 | 0 |
| Third Sigma Investment Advisors LLC CRD 151188 | Wilmington, DE | mixed wealth | $98.8M | 46% | 4 | $24.7M | 1 | 0 |
| Streetbeat LLC CRD 315893 | Wilmington, DE | independent RIA | $4.9M | 100% | 1 | $4.9M | 0 | 0 |
| Cagr Finance LLC CRD 337809 | Lewes, DE | independent RIA | $31,840 | 100% | 1 | $31,840 | 0 | 0 |
| Climate Finance Partners LLC CRD 306077 | Wilmington, DE | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| 8figures CRD 337941 | Dover, DE | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
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38 advisers match.