RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Smith Shellnut Wilson CRD 106235 | Ridgeland, MS | other | $6.9B | 6.8% | 12 | $577M | 5 | 0 |
| Hardy Reed, LLC CRD 141024 | Tupelo, MS | independent RIA | $2.9B | 56% | 13 | $222M | 2 | 0 |
| The Molpus Woodlands Group, LLC CRD 114575 | Ridgeland, MS | asset manager | $1.8B | 0.0% | 0 | n/a | 5 | 9 |
| M•• C•• CRD 298398 | Ridgeland, MS | independent RIA | $1.7B | 55% | 16 | $106M | 3 | 0 |
| B••••• P••••• F•••••••• A•••••••• L•• CRD 142944 | Clarksdale, MS | independent RIA | $1.3B | 75% | 8 | $164M | 5 | 0 |
| B••••• A••••••• I•• CRD 110522 | Jackson, MS | mixed wealth | $1.3B | 49% | 8 | $162M | 0 | 0 |
| F•••••••• C••••••• CRD 157616 | Columbus, MS | independent RIA | $1.1B | 97% | 4 | $272M | 0 | 0 |
| E•••••• W•••••• L•• CRD 114968 | Ridgeland, MS | independent RIA | $744M | 72% | 13 | $57.2M | 0 | 0 |
| A••••• W•••••• L•• CRD 311685 | Ridgeland, MS | independent RIA | $487M | 94% | 6 | $81.2M | 0 | 0 |
| L••••• W••••• M••••••••• L•• CRD 304659 | Ridgeland, MS | independent RIA | $459M | 98% | 4 | $115M | 0 | 0 |
| T•••••• C•••••• I•••••••• CRD 110798 | Jackson, MS | other | $458M | 0.0% | 0 | n/a | 0 | 0 |
| M••••••• W••••• M••••••••• I••• CRD 115046 | Clinton, MS | independent RIA | $425M | 97% | 3 | $142M | 0 | 0 |
| R••••••• W••••• S••••••••• L•• CRD 318599 | Jackson, MS | independent RIA | $388M | 92% | 6 | $64.6M | 0 | 0 |
| L•••••• W••••• M••••••••• L•• CRD 312823 | Corinth, MS | independent RIA | $371M | 97% | 4 | $92.7M | 0 | 0 |
| P•••••••• I••••••••• A•••••••• L•• CRD 153081 | Madison, MS | independent RIA | $368M | 89% | 3 | $123M | 1 | 0 |
| P••••••• W••••• P••••••• L•• CRD 319226 | Starkville, MS | independent RIA | $341M | 96% | 2 | $170M | 0 | 0 |
| W••••••••• C••••••• L•• CRD 149476 | Jackson, MS | independent RIA | $319M | 100% | 4 | $79.9M | 1 | 0 |
| N•• P••••••••• I••• CRD 113925 | Ridgeland, MS | independent RIA | $309M | 98% | 4 | $77.2M | 1 | 0 |
| M••••••••• C•••••• M••••••••• CRD 115613 | Jackson, MS | independent RIA | $306M | 100% | 3 | $102M | 0 | 0 |
| O•••••• F•••••••• S•••••••• L•• CRD 105878 | Jackson, MS | independent RIA | $300M | 95% | 3 | $100M | 0 | 0 |
| B••••••• W••••• A••••••• CRD 152588 | Jackson, MS | independent RIA | $264M | 98% | 14 | $18.8M | 2 | 0 |
| S••••••••• W••••• M••••••••• CRD 297059 | Hattiesburg, MS | independent RIA | $226M | 97% | 7 | $32.2M | 0 | 0 |
| I•••• J•••• W••••• M••••••••• L•• CRD 329603 | Hattiesburg, MS | independent RIA | $225M | 92% | 3 | $75.0M | 0 | 0 |
| E••••• I••••••••• C••••••••• I••• CRD 307258 | Ridgeland, MS | independent RIA | $224M | 100% | 2 | $112M | 0 | 0 |
| A•••••• A•••••••• L•• CRD 282244 | Tupelo, MS | independent RIA | $222M | 52% | 4 | $55.4M | 1 | 41 |
| S•••• F•••••••• S••••••••• G••••• L•• CRD 286261 | Madison, MS | independent RIA | $218M | 61% | 5 | $43.5M | 0 | 0 |
| D•••••••• W•••• • D•••• I••••••••• A•••••••• L•• CRD 127506 | Ridgeland, MS | independent RIA | $157M | 100% | 3 | $52.4M | 1 | 0 |
| R••••••••• A••••••• CRD 175254 | Ridgeland, MS | independent RIA | $147M | 98% | 2 | $73.7M | 0 | 0 |
| F••••• C•••••• A•••••••• L•• •••••••• O••••• I••••••••• A••• CRD 149447 | Oxford, MS | independent RIA | $141M | 93% | 2 | $70.6M | 0 | 0 |
| L•••••• F•••••••• S•••••••• I•• CRD 113983 | Hattiesburg, MS | independent RIA | $132M | 95% | 1 | $132M | 0 | 0 |
| G••••••••• W••••• P••••••• CRD 333768 | Cleveland, MS | independent RIA | $127M | 89% | 3 | $42.3M | 1 | 0 |
| C•••• • P••••• CRD 29163 | Jackson, MS | independent RIA | $126M | 88% | 1 | $126M | 3 | 0 |
| H•••• W••••• M••••••••• I••• CRD 339998 | Tupelo, MS | independent RIA | $102M | 100% | 1 | $102M | 0 | 0 |
| N•••••• C•••••• M••••••••• I••• CRD 296877 | Hattiesburg, MS | independent RIA | $100M | 100% | 1 | $100M | 2 | 0 |
| T••••••• W••••• G••••• L•• CRD 342570 | Hattiesburg, MS | no RAUM | $0 | n/a | 3 | n/a | 0 | 0 |
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