DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Flagstar Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karli Vazquez-MendezFlagstar Securities, Inc. independent RIANew Edge Wealth BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2026Sep 8, 2026
Moses Tk LinFlagstar Securities, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJun 30, 2026Jul 3, 2026
Konstantin Solomon PrivesFlagstar Securities, Inc. independent RIARBC Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2026Mar 4, 2026
Karma ShahinFlagstar Securities, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 3, 2026Feb 2, 2026
Paul Anthony PedrettiFlagstar Securities, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 10, 2025Dec 5, 2025
Anthony FellaFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2025Dec 2, 2025
Gregory P CantoneFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2025Dec 2, 2025
Jay David SladeFlagstar Securities, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 15, 2025Jul 14, 2025
Vincenzo IannucciFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jun 24, 2025
Daniel John MentonFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jun 24, 2025
Adam L. WaldmanFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jun 24, 2025
Kamaldai RahmanFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jun 24, 2025
Jonathan Matthew LucenteFlagstar Securities, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jun 24, 2025
Christopher MerrifieldFlagstar Securities, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 6, 2025Mar 19, 2025
Ivor Patrick O'KeeffeFlagstar Securities, Inc. independent RIARBC Securities, Inc. independent RIARIA to RIAJul 19, 2024Sep 16, 2024 (59 d)
Eric BarriosFlagstar Securities, Inc. independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2023Sep 1, 2023
Evan Andrew SallFlagstar Securities, Inc. independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Aug 3, 2023
Bonnie L. MauteFlagstar Securities, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023May 30, 2023
Edwin Keith MilnerFlagstar Securities, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023May 30, 2023
Laura Michelle PalaciosFlagstar Securities, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023May 30, 2023
Jason Mark KurzFlagstar Securities, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023May 30, 2023
Eric Jordan LyonsFlagstar Securities, Inc. independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2022Oct 17, 2022
Matthew Allen PetersenFlagstar Securities, Inc. independent RIALincoln Investment independent RIARIA to RIAJan 11, 2022Jul 26, 2022 (196 d)
Luis TavaresFlagstar Securities, Inc. independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 9, 2021Nov 12, 2021
Gregory PrymaczekFlagstar Securities, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJul 9, 2019Jun 12, 2019
Steven VerveniotisFlagstar Securities, Inc. independent RIAHsbc Securities (USA) Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 18, 2019Apr 24, 2019
Anowar Sadat Mohammed OsmaniFlagstar Securities, Inc. independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2019Jul 17, 2019 (91 d)
Theologos Stavros BasisFlagstar Securities, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2018Jul 8, 2019 (255 d)
Thomas AstaFlagstar Securities, Inc. otherCetera Advisor Networks LLC otherOtherDec 4, 2017Feb 1, 2018 (59 d)
Angela Di MartinoFlagstar Securities, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 12, 2017Feb 27, 2018 (168 d)
Louis Anthony MazzoneFlagstar Securities, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherAug 30, 2017Mar 21, 2024 (2395 d)
Patricia Elizabeth WeinshankFlagstar Securities, Inc. otherLPL Financial LLC BD affiliatedOtherApr 4, 2016Aug 3, 2021 (1947 d)
Sheldon Wallace FerrissFlagstar Securities, Inc. otherWells Fargo Advisors wirehouseOtherMay 14, 2012May 11, 2012
Kevin Michael FilosaFlagstar Securities, Inc. otherLPL Financial LLC otherOtherAug 12, 2011Aug 16, 2011
Justin Christopher PaganFlagstar Securities, Inc. otherSummit Financial Group Inc otherOtherJul 7, 2009Jul 27, 2009
Kenneth CloughFlagstar Securities, Inc. otherChase Investment Services Corp. otherOtherFeb 2, 2009Feb 12, 2009
Matthew James RozziFlagstar Securities, Inc. otherOnedigital institutionalOtherJul 31, 2006Aug 13, 2025 (6953 d)
John Henry HugFlagstar Securities, Inc. otherLehman Brothers Inc. unclassifiedOtherApr 11, 2006Jun 19, 2006 (69 d)
Maria Consuelo TarazonaFlagstar Securities, Inc. otherCitigroup Global Markets Inc. otherOtherApr 8, 2005Sep 3, 2008 (1244 d)
Gustavo Ariel DardikFlagstar Securities, Inc. otherUBS International Inc. unclassifiedOtherMar 9, 2004Mar 10, 2004
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40 moves match.