DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Linda Kay MaleyAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2020Jun 29, 2023 (967 d)
Robin Louise ClayAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2020Oct 26, 2020
Patricia Ann MaisongodfreyAvantax Advisory Services BD affiliatedArcher Investment Corporation independent RIAAffiliated broker-dealer or bank to independent RIAOct 14, 2020Nov 12, 2020
Eric J AyersmanAvantax Advisory Services BD affiliatedRetirement Planning Consultants Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 14, 2020Sep 29, 2020
Joan Lorraine HemenwayAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2020Oct 7, 2020
Geoffrey John HemenwayAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2020Oct 7, 2020
Casey W MossAvantax Advisory Services BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2020Dec 4, 2020 (74 d)
Jijo C ValiyaparambilAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 18, 2020Oct 15, 2020
Michele Christine HammannAvantax Advisory Services BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2020Sep 11, 2020
Sean Paul StorckAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2020Sep 16, 2020
Steven W PollockAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Sep 16, 2020
Scott Michael MartinAvantax Advisory Services BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Sep 17, 2020
Octavio A TudelaAvantax Advisory Services BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2020Sep 16, 2020
Bert Leroy FalleyAvantax Advisory Services BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2020Sep 11, 2020
James Raymond ColahanAvantax Advisory Services BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2020Sep 11, 2020
Brian P. LangAvantax Advisory Services BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2020Sep 11, 2020
David Michael CharnotAvantax Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2020Oct 18, 2020 (38 d)
Lafe Jeff WheelerAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherSep 9, 2020Sep 1, 2020
Curtis M. SimmonsAvantax Advisory Services BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2020Aug 31, 2020
Victor Fredrick Newman IIAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2020Sep 8, 2020
James Garrett JankaAvantax Advisory Services BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2020Nov 4, 2020 (57 d)
Luke Jess SuttonAvantax Advisory Services BD affiliatedDynamic independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2020Aug 31, 2020
Robert Terrence DignanAvantax Advisory Services BD affiliatedHighland Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2020Jan 13, 2021 (133 d)
Scott Clifton KimpsonAvantax Advisory Services BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 25, 2020Sep 23, 2020
Lanah Marie PhillipsAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 20, 2020Aug 17, 2020
David Mark WaltherAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2020Aug 7, 2020
James Michael BurgessAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2020Aug 10, 2020
Teddy K HallowsAvantax Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 11, 2020Aug 3, 2020
Aaron Michael PeloquinAvantax Advisory Services BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2020Aug 5, 2020
Robert Colin FellerAvantax Advisory Services BD affiliatedZelus Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 17, 2020Sep 30, 2020 (75 d)
Andrew S. WintersAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2020Jun 30, 2020
Ian Kenneth ClarkAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2020Jun 30, 2020
Janice Lynn BradyAvantax Advisory Services BD affiliatedConcepts Financial Services, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 29, 2020Jun 25, 2020
Steven Ray BaumruckerAvantax Advisory Services BD affiliatedAdamsbrown Wealth Consultants LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jul 2, 2020
Justin Trent MitchellAvantax Advisory Services BD affiliatedAdamsbrown Wealth Consultants LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jun 22, 2020
Brian Chad StaatsAvantax Advisory Services BD affiliatedAdamsbrown Wealth Consultants LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jun 22, 2020
Trent Lyndon WoodcockAvantax Advisory Services BD affiliatedAdamsbrown Wealth Consultants LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jun 23, 2020
Kimberly Crowl SteedAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJun 25, 2020Jun 18, 2020
Jude Anthony FoxAvantax Advisory Services BD affiliatedAdamsbrown Wealth Consultants LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2020Jun 22, 2020
Richard Joel WilsonAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 15, 2020
Joseph Anthony RosioAvantax Advisory Services BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 11, 2020
Timothy Kirk BennionAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 16, 2020Jun 15, 2020
Milan K. MadhaniAvantax Advisory Services BD affiliatedVanderbilt Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020Jun 17, 2020
Donald Melvin MastersAvantax Advisory Services BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2020Mar 22, 2021 (280 d)
Richard HappleAvantax Advisory Services BD affiliatedJaffe Tilchin Investment Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2020Jun 17, 2020
Matthew James BerryAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2020May 29, 2020
Chad Quinn PorzigAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2020May 5, 2021 (338 d)
Larry Dennis FittingAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2020May 29, 2020
Brian Thomas FittingAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2020Jun 1, 2020
Magnum DrewAvantax Advisory Services BD affiliatedFinancial Client state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 29, 2020Jun 18, 2022 (750 d)
Kyle Michael HarshaAvantax Advisory Services BD affiliatedRise Retirement, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 20, 2020May 19, 2020
Kenneth Adrian CornuttAvantax Advisory Services BD affiliatedWestside Financial Advisors LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 19, 2020May 24, 2023 (1100 d)
Deborah A TowersAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMay 18, 2020May 13, 2020
William W MeyersAvantax Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherMay 18, 2020May 13, 2020
Gene Mahanay WoodardAvantax Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2020Jul 24, 2020 (81 d)
David StephanAvantax Advisory Services BD affiliatedSummit Financial Group Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2020May 21, 2020
Richard Brian StewartAvantax Advisory Services BD affiliatedRb Stewart Financial LLC unclassifiedOtherApr 28, 2020Feb 10, 2025 (1749 d)
Adam GoldinAvantax Advisory Services BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 21, 2020Jun 29, 2020 (69 d)
Derek Angelo ButlerAvantax Advisory Services BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2020Apr 13, 2020
Barrett Fitzgerald JacksonAvantax Advisory Services BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 14, 2020Jul 22, 2020 (99 d)
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1,143 moves match.