DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Travis Robert Hensley | Capital Advisors, Inc. independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 11, 2026 | Apr 8, 2026 |
| Jordan Bradford Peterson | Capital Advisors, Inc. independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | May 2, 2025 | Aug 12, 2025 (102 d) |
| Heidi Ann Collins | Capital Advisors, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 2, 2024 | Dec 5, 2024 |
| Joshua Hunter Barditch | Capital Advisors, Inc. independent RIA | Corient independent RIA | RIA to RIA | Nov 25, 2024 | Jul 29, 2026 (611 d) |
| Nathan David Stewart | Capital Advisors, Inc. independent RIA | Alphacore Capital LLC independent RIA | RIA to RIA | Sep 20, 2024 | Sep 25, 2024 |
| Aubrey Jean Socha | Capital Advisors, Inc. independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 23, 2024 | Jul 30, 2024 |
| William J Freudenrich | Capital Advisors, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 11, 2024 | Apr 19, 2024 |
| Raul Rodriguez | Capital Advisors, Inc. independent RIA | Compound Advisers, Inc. independent RIA | RIA to RIA | Feb 16, 2023 | Mar 28, 2023 (40 d) |
| Julie Kay Nielsen | Capital Advisors, Inc. independent RIA | Vann Equity Management LLC mixed wealth | RIA to RIA | Jul 8, 2022 | Jul 3, 2024 (726 d) |
| Vivian La Bang | Capital Advisors, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 8, 2022 | Jun 28, 2022 (81 d) |
| Mark Aaron Symm | Capital Advisors, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 30, 2019 | Oct 16, 2020 (444 d) |
| Wil Patrick Dedmon | Capital Advisors, Inc. independent RIA | Krowten Equities state registered | RIA to a state-registered adviser | Dec 3, 2018 | Apr 11, 2022 (1225 d) |
| Kenzie L Conway | Capital Advisors, Inc. other | LPL Financial LLC independent RIA | Other | Nov 17, 2017 | Feb 5, 2018 (80 d) |
| David A Hathaway | Capital Advisors, Inc. other | Santander Securities other | Other | May 19, 2017 | Jan 5, 2018 (231 d) |
| Channing Stice Smith | Capital Advisors, Inc. other | Jackson Hole Capital Partners, LLC independent RIA | Other | Jan 3, 2017 | Jan 25, 2017 |
| Tracy Lyn Gallman | Capital Advisors, Inc. other | Primerica Advisors national BD | Other | Nov 10, 2014 | Nov 3, 2016 (724 d) |
| John Joseph Hastings | Capital Advisors, Inc. other | Financial Solutions, Inc. other | Other | Jun 18, 2013 | Jul 17, 2013 |
| Don Robert Guess | Capital Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Feb 10, 2005 | Feb 24, 2005 |
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18 moves match.