DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bny Mellon Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Lee Kieran	Bny Mellon Advisors, Inc. other	Icon Advisers, Inc. other	Other	Dec 4, 2006	Nov 8, 2007 (339 d)
Jeffrey Paul Chapracki	Bny Mellon Advisors, Inc. other	Citigroup Global Markets Inc. other	Other	Apr 17, 2006	May 10, 2006
Maninder Kaur Gill	Bny Mellon Advisors, Inc. other	Citigroup Global Markets Inc. other	Other	Apr 11, 2006	Apr 25, 2008 (745 d)
Frank Anthony Germana	Bny Mellon Advisors, Inc. other	J.P. Morgan Investment Management Inc. other	Other	Jun 21, 2005	Sep 15, 2005 (86 d)
Christopher Paydock	Bny Mellon Advisors, Inc. other	Icon Advisers, Inc. other	Other	Jan 27, 2005	Mar 21, 2006 (418 d)
Daniel Joseph Dixon	Bny Mellon Advisors, Inc. other	Triboro Investment Management, LLC unclassified	Other	Sep 10, 2004	Mar 27, 2014 (3485 d)
Theodore Raymond Wozniak	Bny Mellon Advisors, Inc. other	American Beacon Advisors, Inc. other	Other	Jul 30, 2004	Oct 8, 2024 (7375 d)
Brad Michael Maurer	Bny Mellon Advisors, Inc. other	Brinker Capital Inc other	Other	May 12, 2004	May 18, 2004
John Smith Swarts	Bny Mellon Advisors, Inc. other	Cbf Advisors, LLC asset manager	Other	Mar 22, 2004	Oct 4, 2005 (561 d)
Richard John Walsh	Bny Mellon Advisors, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Mar 3, 2004	Apr 20, 2004 (48 d)
Richard Garrett	Bny Mellon Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 3, 2004	Mar 8, 2005 (370 d)
William Tennyson Sanders	Bny Mellon Advisors, Inc. other	Matterhorn Capital Management, LLC other	Other	Mar 2, 2004	Apr 22, 2015 (4068 d)
Robert B Jorgensen	Bny Mellon Advisors, Inc. other	Spire Wealth Management, LLC other	Other	Jan 8, 2004	Jan 12, 2004
Jonathan Moore Chesshire	Bny Mellon Advisors, Inc. other	Cbf Advisors, LLC asset manager	Other	Dec 12, 2003	Mar 18, 2010 (2288 d)
Michael Domenic Finelli	Bny Mellon Advisors, Inc. other	Pricewaterhousecoopers Investment Advisers LLC no RAUM	Other	May 27, 2003	Nov 19, 2003 (176 d)
Nathan Krys Trotman	Bny Mellon Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 3, 2003	Jan 12, 2009 (2142 d)

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76 moves match.