DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trek Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Keturah Kay CoxTrek Financial independent RIAResonant Capital Advisors, LLC independent RIARIA to RIAJun 6, 2025Aug 7, 2025 (62 d)
David Orson HarrisTrek Financial independent RIAStatera Wealth Management no RAUMRIA to a newly registered adviserMay 20, 2025Feb 25, 2025
Anthony James ChristensenTrek Financial independent RIAStatera Wealth Management no RAUMRIA to a newly registered adviserMay 20, 2025Feb 25, 2025
Jordan Michael LindsayTrek Financial independent RIAStatera Wealth Management no RAUMRIA to a newly registered adviserMay 20, 2025Feb 25, 2025
Cameron Leon BlakeTrek Financial independent RIAStatera Wealth Management no RAUMRIA to a newly registered adviserMay 20, 2025Feb 25, 2025
Nicholas Jay TomanTrek Financial independent RIAJohn F Suby Wealth Management LLC otherOtherFeb 18, 2025Feb 21, 2025
George R DenhamTrek Financial independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2024Nov 13, 2024 (104 d)
Joshua ManwaringTrek Financial independent RIAManwaring Wealth Management independent RIARIA to RIAMay 7, 2024Jan 1, 2024
Rusty Lee MillerTrek Financial independent RIAAegis Wealth Management, Inc. independent RIARIA to RIAAug 7, 2023Aug 22, 2023
Walter Marvin WittrockTrek Financial independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAMay 16, 2023May 19, 2023
Angela Lee TalbotTrek Financial independent RIAGlobal Retirement Partners LLC institutionalOtherMar 6, 2023Apr 26, 2023 (51 d)
Kristi BartholomewTrek Financial independent RIAIams Wealth Management, LLC independent RIARIA to RIAJan 12, 2023Jan 19, 2023
Jeremy Orson DoppTrek Financial independent RIAIams Wealth Management, LLC independent RIARIA to RIAJan 11, 2023Jan 12, 2023
Corina KempeTrek Financial independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2021Nov 23, 2021 (312 d)
Kamron Chris WoottonTrek Financial independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2020Oct 20, 2022 (688 d)
Ann SpeerTrek Financial independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2020Jul 9, 2020 (41 d)
Peter Michael CymbalakTrek Financial independent RIAEmpowered Financial Investments, LLC unclassifiedOtherJan 23, 2019Sep 13, 2018
Mark David WhittakerTrek Financial otherEide Bailly Advisors, LLC otherOtherMar 7, 2018Feb 13, 2018
Marti Lynne BryantTrek Financial otherAshton Thomas Private Wealth otherOtherAug 31, 2017Jul 24, 2017
Dakoda Lamont PetersonTrek Financial otherEdward Jones national BDOtherJul 26, 2017Jun 5, 2017
Jared Duane WilliamsTrek Financial otherLevin Funding Group LLC independent RIAOtherJul 13, 2016Oct 22, 2015
John David LevinTrek Financial otherLevin Funding Group LLC independent RIAOtherJul 12, 2016Mar 18, 2014
Vincent Glenn BicicchiTrek Financial otherLevin Funding Group LLC independent RIAOtherFeb 17, 2015Jun 19, 2015 (122 d)
Joseph Michael PiscioneTrek Financial otherHelmstar Wealth Management otherOtherOct 1, 2013Oct 1, 2013
Brian Scott UrieTrek Financial otherLPL Financial LLC otherOtherMay 29, 2012Aug 28, 2015 (1186 d)
Brian Scott UrieTrek Financial otherMony Securities Corporation unclassifiedOtherJul 20, 2007Jul 23, 2002
Jared Nathan JohnsenTrek Financial otherEquitable Advisors, LLC national BDOtherMar 14, 2007Jun 1, 2005
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27 moves match.