DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Great Lakes Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Alfred SommerfieldGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherMar 31, 2026Mar 2, 2026
Elliott Joseph SilverGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2025May 23, 2005
James Alfred SommerfieldGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2025May 23, 2005
Joseph Francis SciaccottaGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherDec 31, 2025Jan 23, 2025
Nicholas Rocco RossettiGreat Lakes Advisors, LLC otherCommonwealth Financial Network national BDOtherOct 8, 2025Oct 6, 2025
Adam Michael LiebmanGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherJan 30, 2025Jan 23, 2025
Bonnie Joann FloodGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherJan 30, 2025Jan 23, 2025
Tracy N MillerGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherJan 30, 2025Jan 23, 2025
Kurt RoGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherJan 30, 2025Jan 23, 2025
Michael Shawn GandyGreat Lakes Advisors, LLC otherWintrust Investments mixed wealthOtherMar 24, 2023Feb 24, 2022
Jacqueline Paredes SedlakGreat Lakes Advisors, LLC otherWilliam Blair & Company L.L.C. BD affiliatedOtherMay 6, 2022May 9, 2022
Jenny Ann NotteGreat Lakes Advisors, LLC otherNational Investment Services Of America, LLC institutionalOtherDec 21, 2021Jan 27, 2022 (37 d)
Timothy SweeneyGreat Lakes Advisors, LLC otherCharles Schwab & Co., Inc. national BDOtherJun 17, 2021Mar 10, 2022 (266 d)
Sarah DeskovichGreat Lakes Advisors, LLC otherWintrust Investments mixed wealthOtherNov 11, 2019Apr 9, 2019
Joshua LuffGreat Lakes Advisors, LLC otherClp Asset Management, LLC independent RIAOtherAug 16, 2019Jul 22, 2025 (2167 d)
Daria Marie MackGreat Lakes Advisors, LLC otherLPL Financial LLC BD affiliatedOtherApr 10, 2018Jan 23, 2025 (2480 d)
David Deshler CoxGreat Lakes Advisors, LLC otherHightower Advisors, LLC BD affiliatedOtherJan 26, 2017Feb 16, 2018 (386 d)
Brett E SuchyGreat Lakes Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 24, 2016May 3, 2016 (69 d)
William Newton GreggGreat Lakes Advisors, LLC otherNorth Shore Private Asset Management, LLC otherOtherAug 6, 2015Jul 8, 2016 (337 d)
Alan Clark AshworthGreat Lakes Advisors, LLC otherThe London Company Of Virginia otherOtherJan 14, 2011May 18, 2016 (1951 d)
Daniel Joseph CardellGreat Lakes Advisors, LLC otherChancellor Financial Group Wb LP no RAUMOtherSep 7, 2010Sep 12, 2012 (736 d)
Jerry Roy YockeyGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2009Apr 11, 2006
James Edward CorbettGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2009May 28, 2009
Steven Mark DiamondGreat Lakes Advisors, LLC otherWintrust Investments otherOtherNov 18, 2008Nov 18, 2008
Brian Francis AntenucciGreat Lakes Advisors, LLC otherLPL Financial LLC otherOtherSep 12, 2008Jan 7, 2009 (117 d)
Mark Thomas WagnerGreat Lakes Advisors, LLC otherWells Fargo Advisors wirehouseOtherSep 9, 2008Apr 18, 2011 (951 d)
Lawrence Michael DoodyGreat Lakes Advisors, LLC otherHowe Barnes Capital Management, Inc. unclassifiedOtherAug 15, 2008Aug 18, 2008
Peter Van NiceGreat Lakes Advisors, LLC otherUBS Financial Services Inc. wirehouseOtherJul 9, 2008Jan 11, 2008
Luigi Edward MancusiGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2007Oct 4, 2006
James John BannGreat Lakes Advisors, LLC otherUBS Financial Services Inc. wirehouseOtherDec 21, 2007Feb 2, 2007
Grove Newhard MowerGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 16, 2008 (381 d)
Linda Clair BeckerGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006May 1, 2008 (487 d)
Jeannette Ann AdcockGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Aug 1, 2006
Mark Alan GeertsmaGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 8, 2007
Jeffry Peter KrausGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Mar 17, 2008 (442 d)
Philip Scott ParkGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Dec 1, 2009 (1066 d)
Patricia Ann MarshGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006May 1, 2008 (487 d)
Michelle Kay BiondoGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Mar 6, 2006
Brian Scott SiegelGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 16, 2008 (381 d)
Todd Alan BesseyGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jun 10, 2008 (527 d)
Lorraine Geraldine HutchinsonGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Feb 27, 2008 (423 d)
Jackson John LounsberryGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 8, 2007
Bradford Mcmurray WalkerGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Oct 3, 2005
Aimee E MorrinGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jun 21, 2011 (1633 d)
Richard Harvey HiattGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Apr 10, 2006
Bethann Stroud GoodrickGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Sep 22, 2005
Danny Thomas ReevesGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 8, 2007
Chrysanthe Maria KarayannisGreat Lakes Advisors, LLC otherUBS Financial Services Inc. wirehouseOtherDec 31, 2006Jan 11, 2008 (376 d)
Cesar G SisonGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Apr 10, 2006
Michelle C HughesGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006May 1, 2008 (487 d)
Ryan Richard RuffcornGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2006Jan 8, 2007
Scott Whitney TurnerGreat Lakes Advisors, LLC otherLandolt Securities, Inc. independent RIAOtherDec 18, 2006Apr 19, 2010 (1218 d)
Robert Andrew HonGreat Lakes Advisors, LLC otherCredit Suisse Securities (USA) LLC otherOtherDec 13, 2006Nov 22, 2006
Richard WholeyGreat Lakes Advisors, LLC otherRobert W. Baird & Co. Incorporated otherOtherJul 10, 2006Jul 7, 2006
David Philip PoitrasGreat Lakes Advisors, LLC otherRobert W. Baird & Co. Incorporated otherOtherJul 10, 2006Jul 7, 2006
Richard Robert RushGreat Lakes Advisors, LLC otherWells Fargo Advisors wirehouseOtherMay 30, 2006Aug 21, 2012 (2275 d)
Gerald Edward PruimGreat Lakes Advisors, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 15, 2006Jan 2, 2009 (963 d)
Cecilia BrunettiGreat Lakes Advisors, LLC otherWilliam Blair & Company L.L.C. otherOtherApr 7, 2006Apr 18, 2006
Michael F. StarshakGreat Lakes Advisors, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherFeb 27, 2006Feb 27, 2006
Pamela S RasmussenGreat Lakes Advisors, LLC otherMorgan Stanley Dw Inc. unclassifiedOtherJan 24, 2006May 6, 2005
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69 moves match.