DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cooper Mcmanus

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Martin Jackson TadmanCooper Mcmanus independent RIATadman Financial state registeredRIA to a state-registered adviserJun 18, 2026May 19, 2026
Jacob Anthony DavelaarCooper Mcmanus independent RIATadman Financial state registeredRIA to a state-registered adviserJun 18, 2026Jun 16, 2026
Jack AzarCooper Mcmanus independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankAug 6, 2025Aug 6, 2025
Bradley Darren SicoffCooper Mcmanus independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 9, 2023
Bruce PorterCooper Mcmanus independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 9, 2023
Guillermo Alberto SileskyCooper Mcmanus independent RIASecure Investment Management, LLC independent RIARIA to RIASep 22, 2023Oct 13, 2023
Anna Lise AllemCooper Mcmanus independent RIABannerman Wealth independent RIARIA to RIAJun 30, 2022Jul 12, 2022
Kurtis Michael DesousaCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserJan 3, 2022Oct 29, 2021
Michael Ray ClarkCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 5, 2021
Shane Patrick BrosnanCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 26, 2021
Steven Tyler McbrayerCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Nov 3, 2021
Brian M LevyCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 5, 2021
Richard Barrett MangusCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 26, 2021
Rudy DahburaCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 26, 2021
Garrett Taylor YackCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 26, 2021
Anthony Joseph-Fahy SerranoCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Oct 26, 2021
Lauren Vera GershenCooper Mcmanus independent RIAWest Wealth Group, LLC no RAUMRIA to a newly registered adviserDec 3, 2021Dec 15, 2021
Arthur Daniel VeynaCooper Mcmanus independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2021Jun 16, 2021 (78 d)
Linda Diane DunbarCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2020Mar 25, 2020
Coley Baynes DavisCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2020Mar 11, 2020
Coley Baynes DavisCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2020Mar 13, 2020
Carol Lynn Knowlton-ChirkoCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2020Mar 3, 2020
Richard James LondonCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2020Mar 5, 2020
David Patrick ChandlerCooper Mcmanus independent RIAIp Financial Advisory Services LLC independent RIARIA to RIAFeb 25, 2020May 27, 2020 (92 d)
Frank J LupuCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2020Feb 20, 2020
Brandon Scott KatzCooper Mcmanus independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2020Mar 5, 2020
Kathleen Mary LadraCooper Mcmanus independent RIAOmega Investment Management unclassifiedOtherFeb 10, 2020Apr 7, 2017
Joseph Abraham PenceCooper Mcmanus independent RIAFinancial Advisors Network, Inc. independent RIARIA to RIAJul 12, 2019Mar 20, 2020 (252 d)
Steven Michio SmailesCooper Mcmanus independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2019Jun 4, 2019
Kyle LumCooper Mcmanus independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2018Apr 10, 2019 (128 d)
Shawn Joseph SandovalCooper Mcmanus otherIntegrated Advisors Network LLC otherOtherFeb 13, 2017Feb 10, 2017
Brian Jonathan MatzCooper Mcmanus otherWedbush Securities Inc. otherOtherDec 22, 2016Dec 20, 2016
John Stephen MckeanCooper Mcmanus otherLegacy Road LLC unclassifiedOtherApr 7, 2016Aug 2, 2017 (482 d)
Richard Alan HaginsCooper Mcmanus otherQuest Capital Strategies, Inc. otherOtherNov 6, 2015Sep 14, 2016 (313 d)
Kelly Joseph CarterCooper Mcmanus otherSmc Advisory Network, LLC unclassifiedOtherJan 10, 2014Sep 4, 2013
Darren James VilardoCooper Mcmanus otherStarfox Financial Services, LLC independent RIAOtherJan 3, 2013Feb 13, 2013 (41 d)
Michael Joseph MansfieldCooper Mcmanus otherGradient Advisors, LLC otherOtherFeb 23, 2012Feb 24, 2012
Michael Thomas RyanCooper Mcmanus otherNewport Coast Asset Management otherOtherSep 12, 2011Oct 12, 2011
Charles Michael HirlingerCooper Mcmanus otherCambridge Investment Research Advisors, Inc. otherOtherJul 7, 2011Jul 18, 2011
Sydney P. RiccioCooper Mcmanus otherSecurities America Advisors, Inc. otherOtherMar 11, 2011Mar 7, 2011
Brett Eric GottliebCooper Mcmanus otherLegacy Road LLC unclassifiedOtherJan 4, 2011Feb 10, 2012 (402 d)
Patricia Margaret KappenCooper Mcmanus otherTorrey Pines Securities, Inc. unclassifiedOtherSep 15, 2010Sep 7, 2010
Jason Roberts ColesCooper Mcmanus otherTorrey Pines Securities, Inc. unclassifiedOtherAug 23, 2010Oct 26, 2010 (64 d)
Brandon Michael KondaCooper Mcmanus otherSpc otherOtherMar 10, 2010May 4, 2010 (55 d)
David William ReasonerCooper Mcmanus otherLPL Financial LLC otherOtherMar 9, 2010Apr 13, 2010 (35 d)
Heidi Alberta CregorCooper Mcmanus otherFinancial Advisers Of America, LLC otherOtherNov 24, 2009Nov 24, 2009
Helen Sarah SeestadtCooper Mcmanus otherWestern Growers Financial Services state registeredOtherJun 24, 2008Sep 26, 2008 (94 d)
Randy Joe PierceCooper Mcmanus otherSecurities America Advisors, Inc. otherOtherJul 7, 2006Jul 14, 2006
Tonya Lanae CollierCooper Mcmanus otherSecurities America Advisors, Inc. otherOtherJul 9, 2004Jul 15, 2004
Robert E BudavichCooper Mcmanus otherFinancial West Group otherOtherMay 24, 2004Jun 10, 2004
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50 moves match.