DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Beacon Pointe Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ralph Frederick WetmoreBeacon Pointe Advisors, LLC independent RIAFiduciary Wealth Partners, LLC independent RIARIA to RIAOct 13, 2021Jan 11, 2022 (90 d)
Matthew James MurphyBeacon Pointe Advisors, LLC independent RIAFisher Investments independent RIARIA to RIASep 13, 2021Sep 14, 2021
Elizabeth Louise JohnstonBeacon Pointe Advisors, LLC independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJul 15, 2021Aug 6, 2021
Chitra Raghavan StaleyBeacon Pointe Advisors, LLC independent RIATpw Finance LLC state registeredRIA to a state-registered adviserJul 8, 2021Jan 17, 2025 (1289 d)
Michael Gregory JensenBeacon Pointe Advisors, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJun 15, 2021Jun 14, 2021
Brittany Elizabeth FarrellBeacon Pointe Advisors, LLC independent RIAWestern International Securities BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2021Mar 30, 2021
Jordan FreundBeacon Pointe Advisors, LLC independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseMay 18, 2021Jun 30, 2021 (43 d)
James G ElliottBeacon Pointe Advisors, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIAAug 5, 2020Jun 30, 2020
Gary Keith DorfmanBeacon Pointe Advisors, LLC independent RIAOne Capital Management, LLC independent RIARIA to RIAJan 14, 2020Jan 14, 2020
Eric John HamelBeacon Pointe Advisors, LLC independent RIAOne Capital Management, LLC independent RIARIA to RIAJan 13, 2020Jan 14, 2020
Sara KalsmanBeacon Pointe Advisors, LLC independent RIAOne Capital Management, LLC independent RIARIA to RIAJan 2, 2020Jan 7, 2020
Douglas IgelBeacon Pointe Advisors, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 5, 2019Nov 5, 2019
Michael Charles Di RoccoBeacon Pointe Advisors, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2019Dec 5, 2019
Andrew Christopher HuntBeacon Pointe Advisors, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIAJan 23, 2019Jun 1, 2018
Indya Maree YuillBeacon Pointe Advisors, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIAJan 7, 2019Jan 7, 2019
Mark DonnellyBeacon Pointe Advisors, LLC independent RIAAtlas Sustainable Wealth, LLC state registeredRIA to a state-registered adviserDec 13, 2018Jan 1, 2026 (2576 d)
Kary Joshua SilversBeacon Pointe Advisors, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIAOct 15, 2018Aug 22, 2018
Ellie S ChizmarovaBeacon Pointe Advisors, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJun 15, 2018Jun 20, 2018
Jace David ProwsBeacon Pointe Advisors, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIAJun 7, 2018Apr 12, 2018
Paul Joseph DeeleyBeacon Pointe Advisors, LLC otherCapvisor Associates, LLC otherOtherJul 12, 2017Nov 16, 2017 (127 d)
Paul Joseph SalernoBeacon Pointe Advisors, LLC otherBeacon Pointe Wealth Advisors, LLC otherOtherMar 30, 2017Jun 23, 2015
Matthew David BelfantiBeacon Pointe Advisors, LLC otherAdviceperiod, LLC otherOtherSep 15, 2016Sep 14, 2016
Michael Thomas LambrakisBeacon Pointe Advisors, LLC otherAdviceperiod, LLC otherOtherSep 15, 2016Sep 14, 2016
James Glenn HerrellBeacon Pointe Advisors, LLC otherBeacon Pointe Wealth Advisors, LLC otherOtherSep 14, 2016Jun 2, 2016
Lydia DupontBeacon Pointe Advisors, LLC otherD.A. Davidson & Co. otherOtherMar 22, 2016Mar 22, 2016
Robert ParkBeacon Pointe Advisors, LLC otherSvb Wealth otherOtherJun 10, 2015Jul 1, 2015
Stephanie Anne RumoldBeacon Pointe Advisors, LLC otherBeacon Pointe Wealth Advisors, LLC otherOtherSep 18, 2013Aug 27, 2013
Jeremy Ian SaltzbergBeacon Pointe Advisors, LLC otherSpectrum Asset Management Inc otherOtherApr 2, 2013Apr 22, 2013
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88 moves match.