DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Interactive Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
April Spittle BlakeInteractive Financial Advisors independent RIAFounders Financial Securities, LLC independent RIARIA to RIAMay 8, 2026Apr 20, 2026
Joanne Marie WoiteshekInteractive Financial Advisors independent RIAPmg Asset Management Inc unclassifiedOtherNov 17, 2025Jan 4, 2005
Craig Curtis AldenInteractive Financial Advisors independent RIAFounders Financial Securities, LLC independent RIARIA to RIASep 10, 2025Aug 15, 2025
Emily Elizabeth ParentInteractive Financial Advisors independent RIAFounders Financial Securities, LLC independent RIARIA to RIASep 10, 2025Aug 15, 2025
Michael Sadik WardehInteractive Financial Advisors independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2025Jul 10, 2025
Rowdee Jonathan TaylorInteractive Financial Advisors independent RIAPortfolio Medics, LLC independent RIARIA to RIAJun 20, 2023Jun 17, 2025 (728 d)
Michal FraserInteractive Financial Advisors independent RIAUSA Financial Securities LLC independent RIARIA to RIAApr 10, 2023Mar 20, 2023
Kara Maia MillerInteractive Financial Advisors independent RIAMacro Advisors, Inc. independent RIARIA to RIAOct 6, 2022Apr 23, 2024 (565 d)
Conor Avery JonassonInteractive Financial Advisors independent RIAThrivent Advisor Network, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2022Aug 23, 2022
Dennis Jacob KarstensInteractive Financial Advisors independent RIAKarstens Wealth state registeredRIA to a state-registered adviserMay 2, 2022Jul 14, 2022 (73 d)
Ian Conrad PowellInteractive Financial Advisors independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2021Aug 3, 2021
Joshua Jon CroweInteractive Financial Advisors independent RIASunpath Financial state registeredRIA to a state-registered adviserApr 1, 2021Jan 1, 2026 (1736 d)
Charles Dean JohnsonInteractive Financial Advisors independent RIAPmg Asset Management Inc unclassifiedOtherSep 29, 2020Jan 5, 2005
Aaron Daniel PughInteractive Financial Advisors independent RIADriven Investments LLC independent RIARIA to RIAAug 24, 2020Sep 22, 2020
Joshua Cole WeirInteractive Financial Advisors independent RIADriven Investments LLC independent RIARIA to RIAAug 24, 2020Sep 22, 2020
Marty Chris GrzynkowiczInteractive Financial Advisors independent RIAAcrylic Financial, Inc. independent RIARIA to RIAOct 7, 2019Jan 15, 2020 (100 d)
Marina Laura DeeringInteractive Financial Advisors independent RIAAcrylic Financial, Inc. independent RIARIA to RIAJun 7, 2019Jul 17, 2019 (40 d)
Amy Lynn BuikemaInteractive Financial Advisors independent RIAPtma Investment Advisors asset managerOtherMay 29, 2019Jun 20, 2019
Charles Anthony TruhlarInteractive Financial Advisors independent RIAAcrylic Financial, Inc. independent RIARIA to RIADec 10, 2018May 12, 2017
Matthew Dustin HoodInteractive Financial Advisors otherSpc otherOtherJan 12, 2018Jan 2, 2018
Steven Lowell SmithInteractive Financial Advisors otherQuest Capital Strategies, Inc. independent RIAOtherJan 2, 2018May 1, 2018 (119 d)
Scott Jay KarlInteractive Financial Advisors otherGuardian Pointe Private Wealth Management, LLC otherOtherJun 1, 2017Aug 2, 2017 (62 d)
Mark Lee NawrockiInteractive Financial Advisors otherCambridge Investment Research Advisors, Inc. otherOtherMay 18, 2017May 17, 2017
Daniel Thomas GoodwinInteractive Financial Advisors otherAvantax Advisory Services otherOtherJan 12, 2017Jan 6, 2017
Phillip Joseph RandazzoInteractive Financial Advisors otherClarity Council Financial, LLC state registeredOtherDec 31, 2015Jan 2, 2026 (3655 d)
Steven Jack HefterInteractive Financial Advisors otherVerity Asset Management independent RIAOtherSep 24, 2014Aug 26, 2019 (1797 d)
Jantz Clark HoffmanInteractive Financial Advisors otherPortsmouth Financial Services unclassifiedOtherJul 28, 2014Mar 9, 2016 (590 d)
Richard Austin HoltanInteractive Financial Advisors otherThe Ameriflex Group BD affiliatedOtherDec 31, 2013Jan 26, 2024 (3678 d)
Robert E. LaineInteractive Financial Advisors otherNext Financial Group, Inc. otherOtherAug 13, 2013Jul 19, 2013
Shannon Leigh Coady-RogersInteractive Financial Advisors otherCalamos Wealth Management LLC otherOtherMay 3, 2013May 14, 2013
Jerry Lee HaynesInteractive Financial Advisors otherGwn Securities Inc. otherOtherDec 12, 2012Dec 12, 2012
Sandra Renee LackmanInteractive Financial Advisors otherForesters Equity Services, Inc. otherOtherMay 2, 2012Jun 29, 2012 (58 d)
Maritza NevarezInteractive Financial Advisors otherTransamerica Financial Advisors, LLC otherOtherJan 12, 2012Jun 6, 2016 (1607 d)
Warren Stephen McclellanInteractive Financial Advisors otherGwn Securities Inc. otherOtherDec 31, 2011Jul 19, 2011
Ronald Wiatt GibbsInteractive Financial Advisors otherGwn Securities Inc. otherOtherJun 10, 2011Jun 10, 2011
Thomas Alexander ElyInteractive Financial Advisors otherGwn Securities Inc. otherOtherMay 13, 2011May 16, 2011
Robert L. CoxInteractive Financial Advisors otherGwn Securities Inc. otherOtherMay 13, 2011May 16, 2011
Douglas Edward JonesInteractive Financial Advisors otherMML Investors Services, LLC otherOtherMar 30, 2011Apr 28, 2011
Guy L. AustinInteractive Financial Advisors otherEdward Jones national BDOtherMar 16, 2009Mar 17, 2009
Patricia Mary LorisInteractive Financial Advisors otherSecurian Financial Services, Inc. otherOtherNov 4, 2005Nov 8, 2005
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40 moves match.