DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hennion & Walsh Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Javier A. TovarHennion & Walsh Asset Management, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJun 18, 2026Jul 2, 2026
Justin PlanteHennion & Walsh Asset Management, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2026Apr 21, 2026
Josiann StrafaciHennion & Walsh Asset Management, Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 6, 2026Apr 29, 2026
Scott Marshall SteeleHennion & Walsh Asset Management, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2025Nov 10, 2025
Daniel MendozaHennion & Walsh Asset Management, Inc. BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseJun 9, 2025Aug 21, 2025 (73 d)
David Andrew PittHennion & Walsh Asset Management, Inc. BD affiliatedBeacon Trust independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2025May 13, 2025
Kevin KowalczykHennion & Walsh Asset Management, Inc. BD affiliatedCumberland Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2025Sep 23, 2025 (264 d)
Steven T HynsonHennion & Walsh Asset Management, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 8, 2023May 2, 2023
Richard G JaegerHennion & Walsh Asset Management, Inc. BD affiliatedAdvisors Asset Management, Inc. otherOtherMar 3, 2023Mar 1, 2023
Charles Jon StrlekarHennion & Walsh Asset Management, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2023Feb 16, 2023
Daniel Joseph DrollingerHennion & Walsh Asset Management, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseDec 20, 2022Jul 10, 2023 (202 d)
Ian A LovegroveHennion & Walsh Asset Management, Inc. BD affiliatedJ.P. Morgan Private Wealth Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022Apr 29, 2022
Robert T EckroteHennion & Walsh Asset Management, Inc. BD affiliatedBlackrock Investment Management, LLC otherOtherJun 15, 2021Jul 13, 2021
Philip CarrollHennion & Walsh Asset Management, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMay 26, 2021Jun 14, 2021
Thomas P HigginsHennion & Walsh Asset Management, Inc. BD affiliatedAdvisors Asset Management, Inc. otherOtherOct 23, 2020Oct 19, 2020
Ryan ClayHennion & Walsh Asset Management, Inc. BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseJun 2, 2020Jun 17, 2020
Jana Lynn AbelsHennion & Walsh Asset Management, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 12, 2020Jun 9, 2020
Lisa Anne CrostaHennion & Walsh Asset Management, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2020Feb 18, 2020
John David DuboisHennion & Walsh Asset Management, Inc. BD affiliatedOppenheimer & Co. Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2018Sep 12, 2018
Sean D FentonHennion & Walsh Asset Management, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 6, 2018Jul 17, 2018
Bryan Robert HuhnHennion & Walsh Asset Management, Inc. BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2018Jul 19, 2018
Levan ChubinishviliHennion & Walsh Asset Management, Inc. BD affiliatedAccess Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2018Jul 18, 2018
Marc Alexander GuidoHennion & Walsh Asset Management, Inc. BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2018Feb 15, 2019 (260 d)
Dara RoughleyHennion & Walsh Asset Management, Inc. BD affiliatedRBC Rochdale, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2018Jun 5, 2018
Kelsey Lynn SlonieskiHennion & Walsh Asset Management, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherNov 29, 2016Dec 22, 2017 (388 d)
James C CantelaHennion & Walsh Asset Management, Inc. otherValley Wealth Managers, Inc. independent RIAOtherNov 7, 2016Mar 14, 2019 (857 d)
Andrew ByersHennion & Walsh Asset Management, Inc. otherRegentatlantic otherOtherJan 26, 2016Mar 30, 2016 (64 d)
James BedrockHennion & Walsh Asset Management, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherFeb 2, 2015Oct 21, 2019 (1722 d)
Tyler J FrechHennion & Walsh Asset Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 17, 2014Jan 29, 2014
Frank James ManzianoHennion & Walsh Asset Management, Inc. otherSimplyria Advisor Network independent RIAOtherJun 25, 2013Sep 11, 2026 (4826 d)
Veronica C VorhiesHennion & Walsh Asset Management, Inc. otherMorgan Stanley wirehouseOtherDec 12, 2011Dec 9, 2011
Jason ChambeauHennion & Walsh Asset Management, Inc. otherMorgan Stanley wirehouseOtherAug 4, 2011Jul 14, 2011
Cordia J TaylorHennion & Walsh Asset Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 31, 2011May 11, 2011 (100 d)
William Knowis KaiserHennion & Walsh Asset Management, Inc. otherAdvanced Equities, Inc. otherOtherDec 14, 2009Feb 16, 2011 (429 d)
Teresa Carol IncaoHennion & Walsh Asset Management, Inc. otherOppenheimer & Co. Inc. otherOtherMay 27, 2009Mar 25, 2009
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35 moves match.