DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Provenance Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Pedro Ernesto Harth-SilvaProvenance Wealth Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2026Mar 31, 2026
Melvin Ovet PerezProvenance Wealth Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2026Apr 1, 2026
Oscar Jesus CastellanosProvenance Wealth Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2026Apr 1, 2026
Lauren ChaffeeProvenance Wealth Advisors independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 19, 2025Jan 8, 2026
Robert Mark WeissProvenance Wealth Advisors independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2024Dec 4, 2024
Melissa McgrathProvenance Wealth Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 29, 2024Jun 19, 2024
Justin PullaroProvenance Wealth Advisors independent RIACore Planning independent RIARIA to RIAMay 29, 2024Aug 2, 2024 (65 d)
Carlos Fernando MenesesProvenance Wealth Advisors independent RIAEfg Private Wealth Management (Americas) Corp. mixed wealthRIA to RIAMar 14, 2024May 6, 2024 (53 d)
Jamel GordonProvenance Wealth Advisors institutionalRose Capital Advisors, LLC independent RIAOtherApr 12, 2022Apr 4, 2022
Douglas Adam GerrardProvenance Wealth Advisors no RAUMTlg Advisors, Inc. BD affiliatedOtherDec 17, 2018Jan 12, 2026 (2583 d)
Paul Wolfson CarmanProvenance Wealth Advisors no RAUMOsaic Fa, Inc. otherOtherJun 17, 2016Jun 6, 2016
Raquel NaloProvenance Wealth Advisors no RAUMMorgan Stanley wirehouseOtherNov 22, 2011Feb 6, 2012 (76 d)
Ericka KingProvenance Wealth Advisors no RAUMMorgan Stanley wirehouseOtherAug 30, 2011Aug 8, 2025 (5092 d)
Christopher Lemoine SilversmithProvenance Wealth Advisors no RAUMAlpha Capital Management Group LLC no RAUMOtherSep 13, 2010Jul 12, 2016 (2129 d)
Jeffrey Thomas YoungProvenance Wealth Advisors no RAUMWalnut Street Securities, Inc. otherOtherJan 2, 2008Aug 1, 2003
Robert GordonProvenance Wealth Advisors no RAUMInvestor Solutions otherOtherSep 5, 2007Feb 20, 2008 (168 d)
Danielle VivadoProvenance Wealth Advisors no RAUMCitigroup Global Markets Inc. BD affiliatedOtherSep 5, 2007Dec 7, 2020 (4842 d)
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17 moves match.