DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kalos Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon PoynterKalos Management otherMorgan Stanley wirehouseOtherApr 7, 2014Nov 16, 2019 (2049 d)
Thomas Edward SmithKalos Management otherAmeriprise Financial Services, LLC national BDOtherMar 17, 2014Mar 24, 2014
Philip Alan GoldsteinKalos Management otherVere Asset Management, Inc. otherOtherFeb 14, 2014Apr 14, 2016 (790 d)
Dylan Edward BondKalos Management otherGlobal Financial Private Capital, Inc. otherOtherDec 31, 2013Jan 6, 2014
Robert Douglas RussellKalos Management otherRussell Capital Management, LLC unclassifiedOtherJul 1, 2013May 28, 2013
Robert Harry FugateKalos Management otherGlobal Financial Private Capital, Inc. otherOtherJun 4, 2012Jun 11, 2012
Steven Andrew GreerKalos Management otherGlobal Financial Private Capital, Inc. otherOtherApr 12, 2012Feb 2, 2012
Christopher Scott HobartKalos Management otherGlobal Financial Private Capital, Inc. otherOtherMar 23, 2012Feb 2, 2012
Richard David AllenKalos Management other4 Seasons Advisors state registeredOtherDec 1, 2011Jul 20, 2012 (232 d)
Jessie Dennis Dwayne ThompsonKalos Management other4 Seasons Advisors state registeredOtherDec 1, 2011Jul 20, 2012 (232 d)
Todd Franklin GregoryKalos Management otherMonticello Investment Services, Inc. otherOtherOct 27, 2011Oct 27, 2011
Jimmy Elton SloanKalos Management otherGlobal Financial Private Capital, Inc. otherOtherNov 10, 2010Apr 9, 2010
Steven Richard FaganKalos Management otherAmeriprise Financial Services, LLC national BDOtherAug 30, 2010Aug 25, 2010
Steven Alan SuibKalos Management otherPreservation Wealth Management state registeredOtherJan 5, 2010Jul 14, 2014 (1651 d)
Timothy Roy LovingKalos Management otherPoterack Capital Advisory, Inc. otherOtherDec 17, 2009Dec 23, 2009
Evelyn Kay DukaKalos Management otherFinancial Telesis, Inc. otherOtherJun 4, 2009Jun 3, 2009
David Stephen WilkinsKalos Management otherSecure Retirement Advisors, LLC state registeredOtherFeb 24, 2009Mar 17, 2011 (751 d)
Brent A MarshallKalos Management otherHorter Investment Management, LLC otherOtherNov 3, 2008Oct 31, 2008
Benjamin Nathaniel RickerKalos Management otherRicker, Benjamin N. unclassifiedOtherDec 31, 2007Jul 21, 2008 (203 d)
Robert HarwoodKalos Management otherTrustmont Advisory Group, Inc. otherOtherDec 31, 2007Apr 16, 2008 (107 d)
Russell Lee GameKalos Management otherPlanmember Securities Corporation otherOtherDec 19, 2007Sep 22, 2008 (278 d)
Thomas Samuel LiskKalos Management otherThacker & Associates, Inc. unclassifiedOtherDec 19, 2007Oct 29, 2008 (315 d)
Christopher Shawn McintireKalos Management otherHorter Investment Management, LLC otherOtherOct 31, 2007Nov 29, 2007
John Malcolm MullisKalos Management otherLPL Financial LLC otherOtherAug 31, 2007Aug 31, 2007
Angela Mullis BenderKalos Management otherLPL Financial LLC otherOtherAug 31, 2007Aug 31, 2007
Chad A SlagleKalos Management otherBrookstone Capital Management LLC otherOtherDec 19, 2006Dec 13, 2006
Jeremy Matthew RettichKalos Management otherBrookstone Capital Management LLC otherOtherOct 3, 2006Apr 10, 2007 (189 d)
Steven Lind BowldsKalos Management otherBrookstone Capital Management LLC otherOtherOct 2, 2006Jan 19, 2007 (109 d)
Mark Andrew TrewittKalos Management otherMadison Avenue Advisors, Inc. unclassifiedOtherSep 25, 2006Sep 22, 2006
William Kenneth MccarthyKalos Management otherPartners Investment Services, Inc state registeredOtherJun 2, 2006Jan 26, 2007 (238 d)
Robert B ScottKalos Management otherGlobal Financial Private Capital, Inc. otherOtherApr 25, 2006Jan 19, 2011 (1730 d)
Lorenz John WesslerKalos Management otherJohn Wessler & Associates state registeredOtherApr 25, 2006Jun 28, 2006 (64 d)
Richard Anthony BerryKalos Management otherMadison Avenue Advisors, Inc. unclassifiedOtherApr 5, 2006Jun 12, 2006 (68 d)
Richard David WilliamsKalos Management otherMadison Avenue Advisors, Inc. unclassifiedOtherMar 31, 2006Mar 30, 2006
Mark Steven KennedyKalos Management otherMuch Wealth Management, Inc. state registeredOtherJan 31, 2006Apr 21, 2010 (1541 d)
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155 moves match.