DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,576 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heath David Slain | Cetera Advisor Networks LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Nov 26, 2018 |
| Jay Richard Labarre | Cetera Advisor Networks LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Jan 8, 2019 |
| Evangeline Tyndall Herrington | Cetera Advisor Networks LLC BD affiliated | Xo Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 27, 2018 | Feb 28, 2019 (63 d) |
| Jill Aaron Brandon | Cetera Advisor Networks LLC BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Dec 19, 2018 |
| Julie Lynne Sharnowski | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Jan 3, 2019 |
| Gary Lee Meagher | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 12, 2018 |
| William John Hrapmann | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 12, 2018 |
| Dana Bruce Davidson | Cetera Advisor Networks LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Dec 7, 2018 |
| Wendi Pamela Lee Diacono | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2018 | Dec 7, 2018 |
| James Richard Jackson | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Dec 5, 2018 |
| William Lynn Bollinger | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Dec 6, 2018 |
| Amanda Lyvette Robinson | Cetera Advisor Networks LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Dec 5, 2018 |
| Robb Alec Dejonge | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 | Dec 6, 2018 |
| Tracy Neal Adams | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 | Dec 6, 2018 |
| Renee R Servis | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2018 | Nov 30, 2018 |
| Emily Dawn Buehler | Cetera Advisor Networks LLC BD affiliated | Bmo Harris Financial Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2018 | Feb 7, 2019 (65 d) |
| Terry Todd Thill | Cetera Advisor Networks LLC BD affiliated | Evidence Advisors Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 30, 2018 | Dec 4, 2018 |
| Jacqueline Lee Bulava | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2018 | Nov 30, 2018 |
| Joseph Tauer | Cetera Advisor Networks LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 28, 2018 | Nov 30, 2018 |
| Kimberly B Sparks | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Jul 10, 2019 (231 d) |
| Justin Carter Pritchard | Cetera Advisor Networks LLC BD affiliated | Approach Financial Planning unclassified | Other | Nov 21, 2018 | Dec 14, 2018 |
| Derek Hawk | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc other | Other | Nov 21, 2018 | Sep 2, 2016 |
| Joseph Nabozny | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Nov 15, 2018 |
| Keith Robert Benton | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc other | Other | Nov 19, 2018 | Sep 2, 2016 |
| Carl David Tolson | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc other | Other | Nov 19, 2018 | Sep 2, 2016 |
| Brent Roger Anderson | Cetera Advisor Networks LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2018 | Nov 2, 2018 |
| Jacob Charles Carr | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc other | Other | Nov 19, 2018 | Oct 6, 2017 |
| Austin Keith Terry | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | May 8, 2018 |
| Donald Cody Bowers | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc other | Other | Nov 19, 2018 | Feb 2, 2018 |
| Matthew Allen Sternkopf | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2018 | Nov 12, 2018 |
| Greg Robert Janssen | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 12, 2018 |
| James Nagao Fujita | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 21, 2018 |
| Bradley Joseph Lange | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 7, 2018 |
| Sean Yount Goldney | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Oct 29, 2018 |
| Frank Arthur Rizzo | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 2, 2018 |
| Lynnea Ann Kutcka | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 2, 2018 |
| David William Jones | Cetera Advisor Networks LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 7, 2018 |
| Robert Scott Groth | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Nov 1, 2018 |
| Agnes Ann Roach | Cetera Advisor Networks LLC BD affiliated | Aa Roach Financial Planning unclassified | Other | Nov 6, 2018 | May 26, 1998 |
| David John Henningfield | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2018 | Nov 1, 2018 |
| Wayne Joseph Pover | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 25, 2018 | Nov 17, 2011 |
| John Andrew Patterson | Cetera Advisor Networks LLC BD affiliated | Carroll Financial Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 26, 2018 |
| David Jenner Hubbard | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 20, 2018 | Jul 8, 2015 |
| Michael Hampton Westbrooks | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 18, 2018 |
| David Jason Dugger | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Stephen Ira Falk | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Daniel Emmett Malone | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Eric J Kuitu | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Oct 12, 2018 | Jan 29, 2014 |
| Justin Royal Kuitu | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Oct 12, 2018 | Jan 27, 2014 |
| Terrance Patrick Murphy | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 5, 2018 | Apr 12, 2007 |
| Douglas Edward Glick | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 5, 2018 | Apr 12, 2007 |
| Daniel Peter Larsen | Cetera Advisor Networks LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2018 | Nov 8, 2018 (34 d) |
| Maria Rutt Wilson | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 4, 2018 | Feb 10, 2012 |
| Ted L Coons | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 4, 2018 | Apr 17, 2007 |
| Brent Daniel Fields | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 4, 2018 | Apr 12, 2007 |
| Janis Sue Sleeter | Cetera Advisor Networks LLC BD affiliated | Total Clarity Wealth Management, Inc other | Other | Oct 2, 2018 | Apr 12, 2007 |
| Daniel Patrick Head | Cetera Advisor Networks LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Sep 3, 2021 (1068 d) |
| Brent Michael Pahnke | Cetera Advisor Networks LLC BD affiliated | Ignite Planners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 26, 2018 | Jan 11, 2018 |
| Jesse David Wagner | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2018 | Oct 17, 2018 |
| Heidi Elise Wallace | Cetera Advisor Networks LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Dec 5, 2018 (79 d) |