DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Secure Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Michael StoltmanSecure Investment Management, LLC independent RIARegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2018Aug 13, 2018
Joseph Henry BorchersSecure Investment Management, LLC independent RIACpr Investments Inc independent RIARIA to RIAJul 24, 2018Aug 13, 2018
Leslie Lynette Davis SchoenhoferSecure Investment Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAMay 23, 2018May 11, 2018
Dow Spencer BartonSecure Investment Management, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMay 22, 2018Nov 3, 2021 (1261 d)
Johnson Curtis JimisonSecure Investment Management, LLC independent RIANamcoa independent RIARIA to RIAMay 14, 2018Oct 12, 2018 (151 d)
Lenny Ray MartinezSecure Investment Management, LLC otherIntegrity Alliance, LLC independent RIAOtherMar 28, 2018Feb 8, 2018
Joshua Brandon MusickSecure Investment Management, LLC otherBrookstone Capital Management LLC otherOtherMar 15, 2018Mar 16, 2018
Ruben Gerardo AnguloSecure Investment Management, LLC otherTrajan Wealth, L.L.C. independent RIAOtherFeb 21, 2018Mar 30, 2018 (37 d)
Mark Randolph FederationSecure Investment Management, LLC otherMadison Avenue Securities, LLC otherOtherJan 23, 2018Jan 22, 2018
Alastair David StansfieldSecure Investment Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 4, 2018Jan 29, 2018
Thomas Gerard AvellinoSecure Investment Management, LLC otherHorter Investment Management, LLC otherOtherNov 29, 2017Feb 28, 2018 (91 d)
Matthew Wade McintyreSecure Investment Management, LLC otherAe Wealth Management, LLC independent RIAOtherSep 27, 2017Nov 21, 2017 (55 d)
Joshua ManwaringSecure Investment Management, LLC otherTrajan Wealth, L.L.C. otherOtherAug 25, 2017Sep 21, 2017
Pelayo Nicholas GarciaSecure Investment Management, LLC otherBrookstone Capital Management LLC otherOtherAug 22, 2017Aug 30, 2017
Robert Mark CerritoSecure Investment Management, LLC otherPruco Securities, LLC otherOtherMay 12, 2017Jun 23, 2017 (42 d)
Laura Danielle JohnsonSecure Investment Management, LLC otherGradient Advisors, LLC otherOtherMar 22, 2017Mar 23, 2017
Jeremy David MellbergSecure Investment Management, LLC otherOcotillo Wealth Management LLC state registeredOtherMar 13, 2017Jun 30, 2017 (109 d)
Rick David MartinezSecure Investment Management, LLC otherCenter Street Advisors, Inc. otherOtherMar 9, 2017Mar 3, 2017
Mary Elaine LantermanSecure Investment Management, LLC otherEl Camino Real Financial Advisors state registeredOtherFeb 24, 2017Dec 12, 2017 (291 d)
Brent MatthewSecure Investment Management, LLC otherScottsdale Wealth Advisory LLC state registeredOtherNov 1, 2016Dec 2, 2016 (31 d)
Nancy Williams SchilreffSecure Investment Management, LLC otherCreativeone Securities, LLC otherOtherOct 5, 2016Sep 28, 2016
Danielle Marie MeisterSecure Investment Management, LLC otherUBS Financial Services Inc. wirehouseOtherSep 22, 2015Jan 7, 2016 (107 d)
Joshua ManwaringSecure Investment Management, LLC otherYellowstone Partners otherOtherAug 18, 2015Oct 6, 2015 (49 d)
Hense Reynolds EllisSecure Investment Management, LLC otherInsight Investments, LLC unclassifiedOtherMay 8, 2015Feb 17, 2016 (285 d)
Jeremy Orson DoppSecure Investment Management, LLC otherRegal Investment Advisors LLC otherOtherJan 6, 2015Jan 6, 2015
Andrew Benedict CorradettiSecure Investment Management, LLC otherOregon Pacific Wealth Management independent RIAOtherOct 6, 2014Jun 16, 2016 (619 d)
Heidi Anne CrawfordSecure Investment Management, LLC otherBell Investment Advisors Inc otherOtherNov 1, 2012Jun 2, 2014 (578 d)
Robert Allen StuberSecure Investment Management, LLC otherSagepoint Financial, Inc. otherOtherJun 6, 2011Oct 19, 2011 (135 d)
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88 moves match.