DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Richard FrenchBb&T Securities, LLC otherUBS Financial Services Inc. wirehouseOtherSep 24, 2015Sep 17, 2015
Rodney Burton LineberryBb&T Securities, LLC otherRaymond James & Associates, Inc. national BDOtherSep 23, 2015Oct 2, 2015
Alison Leslie LewisBb&T Securities, LLC otherDavenport & Company LLC otherOtherSep 16, 2015Sep 16, 2015
James HowardBb&T Securities, LLC otherMorgan Stanley wirehouseOtherSep 14, 2015Sep 28, 2015
Samuel Garrett ManessBb&T Securities, LLC otherRaymond James & Associates, Inc. national BDOtherJul 1, 2015Jun 23, 2015
Bruce Randall ArnettBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherJan 27, 2015Jan 16, 2015
Randall Alexander ArnettBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherJan 27, 2015Jan 16, 2015
Wendy Katherine WilliamsBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherJan 26, 2015Jan 16, 2015
Alfred Bernard CrakeBb&T Securities, LLC otherBb&T Investment Services, Inc. no RAUMOtherJan 15, 2015Jan 15, 2015
James Ryan ChandlerBb&T Securities, LLC otherEquitable Advisors, LLC national BDOtherNov 25, 2014Dec 3, 2014
Theresa J ManderskiBb&T Securities, LLC otherBb&T Investment Services, Inc. no RAUMOtherSep 18, 2014Jul 30, 2013
Thomas Cushman TeagleBb&T Securities, LLC otherWells Fargo Advisors wirehouseOtherJul 2, 2014Jun 27, 2014
Marsha VaughanBb&T Securities, LLC otherRaymond James & Associates, Inc. national BDOtherJul 2, 2014Jul 5, 2016 (734 d)
Michael Patrick HugghinsBb&T Securities, LLC otherMorgan Stanley wirehouseOtherJun 18, 2014Jun 13, 2014
Kelsey Mansmann BeaulieuBb&T Securities, LLC otherMorgan Stanley wirehouseOtherMay 19, 2014May 28, 2014
Amy Rosen RiceBb&T Securities, LLC otherMorgan Stanley wirehouseOtherMay 5, 2014May 13, 2014
Paul Timothy ReidyBb&T Securities, LLC otherSecurities America Advisors, Inc. otherOtherApr 2, 2014Apr 15, 2016 (744 d)
Faith Goldman RashBb&T Securities, LLC otherOsaic Fs, Inc. otherOtherMar 11, 2014Mar 12, 2014
Philip David StairBb&T Securities, LLC otherMorgan Stanley wirehouseOtherJan 17, 2014Jan 15, 2014
Kenneth Gregory BarnesBb&T Securities, LLC otherCetera Advisor Networks LLC otherOtherJan 17, 2014Mar 12, 2014 (54 d)
Lori S SmithBb&T Securities, LLC otherUBS Financial Services Inc. wirehouseOtherNov 20, 2013Jan 27, 2014 (68 d)
Frankie PortugalBb&T Securities, LLC otherFifth Third Securities, Inc. BD affiliatedOtherNov 5, 2013Sep 20, 2023 (3606 d)
Chad Gregory GreenholtzBb&T Securities, LLC otherRBC Capital Markets, LLC national BDOtherNov 5, 2013Nov 5, 2013
Paul Joseph MitkishBb&T Securities, LLC otherSuntrust Investment Services, Inc. otherOtherSep 24, 2013Sep 16, 2013
Richard William MaurerBb&T Securities, LLC otherMorgan Stanley wirehouseOtherSep 17, 2013Sep 6, 2013
Michele Pike SmithBb&T Securities, LLC otherMorgan Stanley wirehouseOtherAug 21, 2013Aug 15, 2013
Boyd Brian BurkholderBb&T Securities, LLC otherAmeriprise Financial Services, LLC national BDOtherAug 20, 2013Aug 9, 2013
John Draper EllisonBb&T Securities, LLC otherRichmond Quantitative Advisors, LLC independent RIAOtherAug 20, 2013Nov 13, 2017 (1546 d)
Christina Elizabeth ToddBb&T Securities, LLC otherMorgan Stanley wirehouseOtherAug 9, 2013Aug 19, 2013
Jennifer J NelsonBb&T Securities, LLC otherSagepoint Financial, Inc. otherOtherJul 11, 2013Dec 14, 2016 (1252 d)
Carl Anthony MooreBb&T Securities, LLC otherSecurities America Advisors, Inc. otherOtherJun 20, 2013Jun 19, 2013
Sara Averette JohnsonBb&T Securities, LLC otherBb&T Investment Services, Inc. no RAUMOtherJun 7, 2013Jun 24, 2013
Sean Erik EkiertBb&T Securities, LLC otherRaymond James & Associates, Inc. national BDOtherMay 31, 2013May 29, 2013
William Gourdin McmasterBb&T Securities, LLC otherMorgan Stanley wirehouseOtherMay 21, 2013May 1, 2013
Jessica CosteBb&T Securities, LLC otherE*Trade Capital Management, LLC otherOtherMar 4, 2013Apr 1, 2013
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275 moves match.