DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Convergent Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven David Lockshin	Convergent Wealth Advisors, LLC other	Adviceperiod, LLC no RAUM	Other	Oct 31, 2016	Jan 16, 2014
David Charles Kahn	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
John Thomas Elmes	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Michael Alexander Slud	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Charles Michael Anthony Winn	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Matthew Steiger	Convergent Wealth Advisors, LLC other	RBC Securities, Inc. other	Other	Oct 31, 2016	Nov 7, 2016
Sheila Denise Stinson	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Janice Marie Powell	Convergent Wealth Advisors, LLC other	The Index Group, Limited Liability Company other	Other	Oct 31, 2016	Jun 7, 2017 (219 d)
John Gabriel Decker	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
John Robert Workman	Convergent Wealth Advisors, LLC other	Pathstone independent RIA	Other	Oct 31, 2016	Jul 25, 2022 (2093 d)
Kurt Erik Odegard	Convergent Wealth Advisors, LLC other	Fisher Investments independent RIA	Other	Oct 31, 2016	Apr 1, 2024 (2709 d)
Allison Winn Kaplan	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Karen Adelle Smith	Convergent Wealth Advisors, LLC other	Wealthspire Advisors independent RIA	Other	Oct 31, 2016	Jan 29, 2019 (820 d)
Paul Daniel Gloth	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Christopher Allan Owens	Convergent Wealth Advisors, LLC other	Spire Wealth Management, LLC other	Other	Oct 31, 2016	Nov 23, 2016
Erik Paul Gulsrud	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Michael Nicholas Cafarchia	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
William M Bagnard	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 3, 2016
James Patrick Whalen	Convergent Wealth Advisors, LLC other	Pathstone independent RIA	Other	Oct 31, 2016	Oct 3, 2024 (2894 d)
Sumedha Malhotra	Convergent Wealth Advisors, LLC other	Edelman Financial Services, LLC other	Other	Oct 31, 2016	Oct 24, 2017 (358 d)
Francois Maximilian Schramek	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 3, 2016
Michelle Fran Zlotnik Epstein	Convergent Wealth Advisors, LLC other	Pathstone independent RIA	Other	Oct 31, 2016	Dec 15, 2021 (1871 d)
Nathan William Guy	Convergent Wealth Advisors, LLC other	Pathstone other	Other	Oct 31, 2016	Nov 2, 2016
Dawn Marie Page	Convergent Wealth Advisors, LLC other	Pagnatokarp Partners, LLC other	Other	Oct 17, 2016	Jul 5, 2017 (261 d)
Jennifer Smith	Convergent Wealth Advisors, LLC other	UBS Financial Services Inc. wirehouse	Other	Oct 17, 2016	May 9, 2016
Andrew James Woolridge	Convergent Wealth Advisors, LLC other	Pagnatokarp Partners, LLC other	Other	Aug 29, 2016	Sep 6, 2016
William Dennis Bancroft	Convergent Wealth Advisors, LLC other	Pagnatokarp Partners, LLC other	Other	Aug 29, 2016	Sep 2, 2016
Kevin Wallace Smith	Convergent Wealth Advisors, LLC other	Pagnatokarp Partners, LLC other	Other	Aug 29, 2016	Sep 2, 2016
Victoria Ashleigh Dyson	Convergent Wealth Advisors, LLC other	Capital Bank And Trust Company other	Other	Aug 26, 2016	Jul 26, 2016
Jonathan Brett Rosner	Convergent Wealth Advisors, LLC other	Wealthspire Advisors other	Other	Jul 27, 2016	Aug 3, 2016
Marc Lee Russell	Convergent Wealth Advisors, LLC other	Adviceperiod, LLC no RAUM	Other	Jan 14, 2016	Jan 24, 2014
Samantha L Dean	Convergent Wealth Advisors, LLC other	Presidio Capital Advisors LLC other	Other	Dec 8, 2014	Dec 5, 2014
Brian Andrew Pierson	Convergent Wealth Advisors, LLC other	Presidio Capital Advisors LLC other	Other	Dec 8, 2014	Dec 5, 2014
Gregory Edward Blake	Convergent Wealth Advisors, LLC other	Wms Partners, LLC other	Other	Nov 19, 2014	Dec 5, 2014
Max Joseph Meltzer	Convergent Wealth Advisors, LLC other	Highline Wealth Management, LLC other	Other	Nov 11, 2014	Nov 18, 2014
Scott Debeck	Convergent Wealth Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Sep 8, 2014	Jun 10, 2025 (3928 d)
Richard Leslie Wells	Convergent Wealth Advisors, LLC other	Sheaff Brock Investment Advisors, LLC other	Other	Jun 27, 2014	Aug 12, 2014 (46 d)
Ryan M Campbell	Convergent Wealth Advisors, LLC other	Threshold Group, LLC other	Other	May 22, 2014	Sep 16, 2014 (117 d)
Jonathan Paul Straub	Convergent Wealth Advisors, LLC other	Adviceperiod, LLC no RAUM	Other	Apr 2, 2014	Jan 15, 2014
Joshua F Rowe	Convergent Wealth Advisors, LLC other	Wms Partners, LLC independent RIA	Other	Mar 3, 2014	Dec 9, 2019 (2107 d)
Bryan Lennon	Convergent Wealth Advisors, LLC other	Personal Capital Advisors Corporation other	Other	Jul 22, 2013	Oct 22, 2013 (92 d)
Eric Louis Gabor	Convergent Wealth Advisors, LLC other	Aj Wealth other	Other	Jun 28, 2013	Jul 2, 2013
Mark Axmacher	Convergent Wealth Advisors, LLC other	MML Investors Services, LLC other	Other	Jun 6, 2013	Apr 2, 2014 (300 d)
Matthew Allan Lettinga	Convergent Wealth Advisors, LLC other	Pathstone independent RIA	Other	Nov 27, 2012	Jul 7, 2025 (4605 d)
Mary Cunningham Short	Convergent Wealth Advisors, LLC other	Wilshire other	Other	Nov 16, 2012	Sep 26, 2014 (679 d)
Henry Anderson Dudley	Convergent Wealth Advisors, LLC other	Dyson Capital Advisors, LLC other	Other	May 4, 2012	Apr 11, 2013 (342 d)
Thierry Jean Dominique Brunel	Convergent Wealth Advisors, LLC other	Gfo Advisory Services, LLC other	Other	Dec 1, 2011	Dec 5, 2011
Jeffrey David Santos	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 31, 2011	Sep 29, 2011
Katie Jean Poole	Convergent Wealth Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 31, 2011	Nov 15, 2011
Lawrence Kenneth Miles	Convergent Wealth Advisors, LLC other	Adviceperiod, LLC other	Other	Oct 18, 2011	Aug 25, 2015 (1407 d)
Richard H Van Kuren	Convergent Wealth Advisors, LLC other	Lvw Advisors, LLC independent RIA	Other	Oct 12, 2011	Sep 3, 2021 (3614 d)
Christine Mary Porter	Convergent Wealth Advisors, LLC other	Karpus Investment Management independent RIA	Other	Oct 12, 2011	Feb 10, 2022 (3774 d)
Jeffrey Reed Wagner	Convergent Wealth Advisors, LLC other	Lvw Advisors, LLC independent RIA	Other	Oct 12, 2011	Aug 7, 2021 (3587 d)
Thomas Harris Hawks	Convergent Wealth Advisors, LLC other	Flower City Capital LLC independent RIA	Other	Oct 12, 2011	Jul 22, 2021 (3571 d)
Peter Finley Dunne	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 29, 2011
Bruce Russell Wall	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 29, 2011
David Michael Sotsky	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 30, 2011
Charles Wi Ross	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 29, 2011
Mark D. Randall	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 29, 2011
George Anthony Dunn	Convergent Wealth Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 29, 2011	Sep 30, 2011

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83 moves match.