DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Advocates Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Henry RiesenweberFinancial Advocates Investment Management independent RIACornerstone Wealth Strategies, Inc. independent RIARIA to RIADec 18, 2018Oct 30, 2018
Matthew David WiserFinancial Advocates Investment Management independent RIACornerstone Wealth Strategies, Inc. independent RIARIA to RIADec 18, 2018Oct 30, 2018
Kathryn Alyssa MulhausenFinancial Advocates Investment Management independent RIACornerstone Wealth Strategies, Inc. independent RIARIA to RIADec 18, 2018Oct 30, 2018
Thomas A WalkerFinancial Advocates Investment Management independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2018Dec 3, 2018
Lance Eric PetersFinancial Advocates Investment Management independent RIASpotlight Asset Group independent RIARIA to RIANov 6, 2018Nov 5, 2018
Bradley Alan BergerFinancial Advocates Investment Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 1, 2018Oct 26, 2018
William Thomas PicklesFinancial Advocates Investment Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 1, 2018Oct 26, 2018
James Bruce WilsonFinancial Advocates Investment Management independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 1, 2018Oct 26, 2018
Scott Douglas MaloyFinancial Advocates Investment Management independent RIALPL Financial LLC independent RIARIA to RIAOct 11, 2018Oct 11, 2018
Kirk Norman MattesonFinancial Advocates Investment Management independent RIACwm, LLC independent RIARIA to RIAOct 1, 2018Oct 1, 2018
Drew SchaeferFinancial Advocates Investment Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2018Feb 20, 2020 (507 d)
Jacki FarrarFinancial Advocates Investment Management otherThreadline Wealth independent RIAOtherAug 2, 2018Oct 9, 2018 (68 d)
Louise Hutchins BryantFinancial Advocates Investment Management otherFinancial Spyglass® state registeredOtherApr 6, 2018Aug 30, 2021 (1242 d)
Brenda Michelle BrownFinancial Advocates Investment Management otherFinancial Advocates Advisory Services no RAUMOtherApr 4, 2018Mar 5, 2012
Wade A DavisFinancial Advocates Investment Management otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2017Jan 9, 2018
Michael Ruben CraggettFinancial Advocates Investment Management otherLPL Financial LLC otherOtherJul 13, 2017Jun 20, 2017
Ellwood John DerricksFinancial Advocates Investment Management otherPartnership Wealth Management independent RIAOtherDec 7, 2016Dec 1, 2016
Michael Devin McdonaldFinancial Advocates Investment Management otherWestern Wealth Management LLC otherOtherNov 9, 2016Oct 21, 2016
John David DubinskyFinancial Advocates Investment Management otherNorth Financial Inc state registeredOtherAug 1, 2016Aug 2, 2016
Nathaniel James AngeloFinancial Advocates Investment Management otherColumbia River Advisors otherOtherJun 22, 2016Jun 20, 2016
Gregory TalcottFinancial Advocates Investment Management otherScottrade Investment Management otherOtherDec 16, 2015Jan 24, 2017 (405 d)
Andre William DuboisFinancial Advocates Investment Management otherGolden State Wealth Management, LLC otherOtherNov 20, 2015Sep 14, 2015
Chad Brandon BushonFinancial Advocates Investment Management otherTd Ameritrade, Inc. no RAUMOtherNov 11, 2015Dec 1, 2015
Teriann KruseFinancial Advocates Investment Management otherTandem Views Investment Services, LLC state registeredOtherOct 9, 2015Jan 4, 2016 (87 d)
Terrance Edward OneilFinancial Advocates Investment Management otherClear Creek Financial Management, LLC otherOtherAug 3, 2015Sep 18, 2015 (46 d)
Jeffery Paul LewisFinancial Advocates Investment Management otherBrookstone Wealth Advisors, LLC otherOtherJun 12, 2015Jun 17, 2015
Michael Scott WehnerFinancial Advocates Investment Management otherWoodbury Financial Services, Inc. BD affiliatedOtherFeb 11, 2015Aug 29, 2019 (1660 d)
Jason Andrew PrattesFinancial Advocates Investment Management otherPence Wealth Management, Inc. unclassifiedOtherAug 13, 2013Sep 3, 2014 (386 d)
Kristina Pauline KeckFinancial Advocates Investment Management otherFinancial Telesis, Inc. otherOtherJan 24, 2013Mar 21, 2013 (56 d)
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209 moves match.