| Jason David Blum | Creativeone Securities, LLC other | Cetera Investment Advisers LLC other | Other | Mar 17, 2017 | Mar 17, 2017 |
| Cassandra Carol Camerer | Creativeone Securities, LLC other | Ten Capital Wealth Advisors, LLC other | Other | Mar 13, 2017 | Mar 13, 2017 |
| Theodore Robert Meyer | Creativeone Securities, LLC other | Creativeone Wealth, LLC other | Other | Jan 30, 2017 | Jan 26, 2017 |
| John Hardaway Hays | Creativeone Securities, LLC other | Creativeone Wealth, LLC other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Jason James Smitka | Creativeone Securities, LLC other | Ae Wealth Management, LLC other | Other | Dec 31, 2016 | Jan 3, 2017 |
| Matthew John Green | Creativeone Securities, LLC other | Creativeone Wealth, LLC other | Other | Dec 31, 2016 | Jan 5, 2017 |
| Daniel Justin Agemy | Creativeone Securities, LLC other | Agemy Wealth Advisors, LLC independent RIA | Other | Oct 5, 2016 | Oct 7, 2016 |
| Jeffrey Richard Walker | Creativeone Securities, LLC other | Citizens Securities, Inc. other | Other | Jun 28, 2016 | Jun 29, 2016 |
| Craig James Snedden | Creativeone Securities, LLC other | Barber Financial Group other | Other | Feb 9, 2016 | Apr 13, 2016 (64 d) |
| Matthew Perry Johnson | Creativeone Securities, LLC other | Sound Income Strategies, LLC other | Other | Aug 12, 2015 | Jul 1, 2015 |
| Andrew Allen Agemy | Creativeone Securities, LLC other | Agemy Wealth Advisors, LLC independent RIA | Other | Jul 23, 2015 | Jul 23, 2015 |
| Brian Alan Ambrose | Creativeone Securities, LLC other | Integrity Alliance, LLC other | Other | Mar 5, 2015 | Mar 5, 2015 |
| Chano Jesse John Arellano | Creativeone Securities, LLC other | Calton & Associates, Inc. other | Other | Dec 31, 2014 | May 27, 2015 (147 d) |
| James D Zifer | Creativeone Securities, LLC other | Creativeone Wealth, LLC other | Other | Dec 31, 2014 | Jan 5, 2017 (736 d) |
| Bart Anthony Spachek | Creativeone Securities, LLC other | Bedrock Investment Advisors other | Other | Dec 31, 2014 | Jan 6, 2015 |
| John Bocking Fitch | Creativeone Securities, LLC other | Larson Financial Group, LLC other | Other | Dec 22, 2014 | Jan 19, 2015 |
| Michael Thomas Ball | Creativeone Securities, LLC other | Commonwealth Financial Network national BD | Other | Nov 21, 2014 | Jan 5, 2015 (45 d) |
| Kevin Mckinley Schaefer | Creativeone Securities, LLC other | Gradient Advisors, LLC other | Other | Aug 22, 2014 | Sep 12, 2014 |
| Ashod Garabed Toumayants | Creativeone Securities, LLC other | Brookstone Wealth Advisors, LLC other | Other | Jul 3, 2014 | Jul 2, 2014 |
| Leslie Lynette Davis Schoenhofer | Creativeone Securities, LLC other | Secure Investment Management, LLC other | Other | Feb 13, 2014 | Feb 19, 2014 |
| Mark Alan Vosika | Creativeone Securities, LLC other | Transamerica Financial Advisors, LLC other | Other | Aug 28, 2013 | Feb 27, 2014 (183 d) |
| Jason Allen Rockman | Creativeone Securities, LLC other | Questar Asset Management, Inc. other | Other | Dec 31, 2012 | Mar 21, 2013 (80 d) |
| Brandy Marie Branstetter | Creativeone Securities, LLC other | Vsr Advisory Services other | Other | Nov 19, 2012 | Nov 19, 2012 |
| John Christopher Schnorr | Creativeone Securities, LLC other | Global Financial Private Capital, Inc. other | Other | Feb 2, 2012 | Mar 13, 2012 (40 d) |