DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brookstone Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Ard MendenallBrookstone Asset Management, LLC independent RIAWealthspan Investment Management, LLC independent RIARIA to RIADec 31, 2021Aug 13, 2024 (956 d)
Chessada Terrell LaneyBrookstone Asset Management, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 31, 2021Feb 17, 2022 (48 d)
Donald Raymond Delaria, Jr.Brookstone Asset Management, LLC independent RIACapital Financial Management Nc, Inc state registeredRIA to a state-registered adviserDec 31, 2021Apr 19, 2021
Jason Robert WenkBrookstone Asset Management, LLC independent RIAGraetz Wealth independent RIARIA to RIADec 31, 2021Jan 5, 2026 (1466 d)
Michael Adam WillardBrookstone Asset Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 31, 2021Sep 18, 2020
Edward Clymer BarnardBrookstone Asset Management, LLC independent RIASound Income Strategies, LLC independent RIARIA to RIADec 31, 2021Aug 2, 2023 (579 d)
Wesley Michael WhiteBrookstone Asset Management, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIADec 31, 2021Jan 14, 2022
Brendan Vincent GradyBrookstone Asset Management, LLC independent RIAGibbs Wealth Management, LLC independent RIARIA to RIADec 31, 2021Oct 31, 2022 (304 d)
Robert Anthony MendenallBrookstone Asset Management, LLC independent RIAWealthspan Investment Management, LLC independent RIARIA to RIADec 31, 2021Aug 7, 2024 (950 d)
Mark Alan HenryBrookstone Asset Management, LLC independent RIAAlloy Investment Management state registeredRIA to a state-registered adviserDec 31, 2021Mar 19, 2020
Reid SchmidelerBrookstone Asset Management, LLC independent RIAAlloy Investment Management state registeredRIA to a state-registered adviserDec 31, 2021Apr 28, 2020
Andrew Scott VanderschaafBrookstone Asset Management, LLC independent RIAAdvisor 123 LLC state registeredRIA to a state-registered adviserSep 14, 2021Oct 19, 2021 (35 d)
Jonathan Moser SpatzBrookstone Asset Management, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAMay 26, 2021Aug 13, 2019
Morris Craig MoserBrookstone Asset Management, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 3, 2021
Jeffrey Keith StukeyBrookstone Asset Management, LLC independent RIAStrategic Navigators Private Wealth state registeredRIA to a state-registered adviserFeb 1, 2021Jun 23, 2023 (872 d)
Derek PrusaBrookstone Asset Management, LLC independent RIABrookstone Wealth Advisors, LLC otherOtherOct 6, 2020Jul 27, 2016
Benjamin Noel WebsterBrookstone Asset Management, LLC independent RIAAspire Wealth state registeredRIA to a state-registered adviserOct 6, 2020Jan 1, 2025 (1548 d)
Bryan K GaiserBrookstone Asset Management, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAJul 6, 2020Jul 7, 2020
Stephen Jay WitteBrookstone Asset Management, LLC independent RIAMidwest Capital Advisors, LLC mixed wealthRIA to RIAApr 1, 2020Apr 2, 2020
Brian Richard RaleighBrookstone Asset Management, LLC independent RIAFreedom Investment Management, Inc. otherOtherMar 31, 2020May 25, 2017
Kyon PannillBrookstone Asset Management, LLC independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 22, 2019Feb 28, 2020 (98 d)
Paul Scott TaylorBrookstone Asset Management, LLC independent RIAAdvisory Alpha, LLC mixed wealthRIA to RIAJun 6, 2019Jun 12, 2019
Kevin Dean KellerBrookstone Asset Management, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAApr 11, 2019Sep 27, 2018
Christopher W CercyBrookstone Asset Management, LLC independent RIABrookstone Wealth Advisors, LLC otherOtherOct 15, 2018Jul 3, 2017
Joseph Cain LeonardBrookstone Asset Management, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAApr 9, 2018Apr 6, 2018
Donald Brian TrentlageBrookstone Asset Management, LLC independent RIATriumph Wealth Advisors, Inc. independent RIARIA to RIADec 26, 2017Jan 4, 2018
Matthew Keith UnderwoodBrookstone Asset Management, LLC otherGlobal Strategic Nextgen Ocio independent RIAOtherAug 28, 2017May 21, 2019 (631 d)
Daniel Ryan WhelessBrookstone Asset Management, LLC otherPortfolio Dynamix state registeredOtherApr 27, 2017Jan 31, 2020 (1009 d)
Paul Daniel SpurlockBrookstone Asset Management, LLC otherGlobal Financial Private Capital, Inc. otherOtherMay 13, 2016Apr 22, 2016
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29 moves match.