DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sb Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher C WaltersSb Advisory, LLC BD affiliatedWells Trecaso Financial Group, LLC no RAUMOtherMar 6, 2019Dec 22, 2017
Derrick GirardSb Advisory, LLC BD affiliatedScf Investment Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 17, 2019Feb 11, 2019
Jay H LevySb Advisory, LLC BD affiliatedMeasured Wealth Private Client Group, LLC otherOtherDec 12, 2018Jan 10, 2017
Patrick John FitzsimmonsSb Advisory, LLC BD affiliatedWoodstock Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 27, 2018Nov 19, 2018
Guy B DeemerSb Advisory, LLC BD affiliatedDeemer Wealth Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 5, 2018Nov 16, 2018
Edward Joseph SchiaviSb Advisory, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2018Oct 23, 2018
Christopher Hale StonerSb Advisory, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2018Jun 6, 2024 (2192 d)
Jay Alexander LizanichSb Advisory, LLC BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2018Apr 24, 2020 (750 d)
Joyce Carol TorricosSb Advisory, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMar 13, 2018May 9, 2018 (57 d)
David Romeo DicensoSb Advisory, LLC otherGreen Street Wealth Advisory, LLC state registeredOtherFeb 8, 2018Jan 1, 2026 (2884 d)
Daryl Anthony ArnettSb Advisory, LLC otherDominion Portfolio Management, Inc. otherOtherDec 19, 2017Dec 14, 2017
Jared Scott FriedmanSb Advisory, LLC otherRedwood Financial Planning, LLC independent RIAOtherNov 13, 2017Apr 20, 2018 (158 d)
Eric GraupenspergerSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherMay 3, 2017Apr 20, 2017
Stephen Harlowe PrindleSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherApr 18, 2017Apr 21, 2017
Frank Dominic CortoSb Advisory, LLC otherLombard Advisers Incorporated independent RIAOtherApr 7, 2017Apr 25, 2017
William Warren BellSb Advisory, LLC otherRca Advisory Services state registeredOtherMar 29, 2017Jul 6, 2016
Frank J BodiSb Advisory, LLC otherLandolt Securities, Inc. independent RIAOtherJan 3, 2017Jul 11, 2017 (189 d)
Lucien SanchezSb Advisory, LLC otherWealth Management Services Inc. state registeredOtherOct 26, 2016Jan 1, 2025 (2989 d)
Andrew Stephen RodgersSb Advisory, LLC otherDempsey Lord Smith, LLC otherOtherDec 31, 2015Aug 26, 2016 (239 d)
Jose Ivan Acosta JordanSb Advisory, LLC otherNpa Asset Management, LLC otherOtherSep 21, 2015Feb 3, 2016 (135 d)
John Andrew ShumskiSb Advisory, LLC otherIntercarolina Financial Services, Inc. mixed wealthOtherAug 5, 2015Aug 4, 2015
Bruce Lee MusselmanSb Advisory, LLC otherExodus Wealth, LLC otherOtherMar 25, 2015Jul 22, 2015 (119 d)
James Todd NewtonSb Advisory, LLC otherFreedom Investment Management, Inc. otherOtherDec 1, 2014Dec 12, 2014
Scott Lawrence OlsonSb Advisory, LLC otherFinancial West Group otherOtherOct 13, 2014Mar 9, 2016 (513 d)
Brian Lon BiedermanSb Advisory, LLC otherRidgeway Conger Advisory Services otherOtherJul 11, 2014May 26, 2014
Cecelia Wynette FairfaxSb Advisory, LLC otherC Financial And Tax Associates state registeredOtherFeb 4, 2014Mar 7, 2014 (31 d)
Kathryn Rene' BentonSb Advisory, LLC otherPnc Wealth Management otherOtherAug 15, 2013Aug 8, 2013
Giuliana PelletierSb Advisory, LLC otherPnc Wealth Management otherOtherJun 6, 2013Oct 15, 2012
Brian Robin DunhillSb Advisory, LLC otherConcert Wealth Management otherOtherAug 6, 2012Apr 9, 2013 (246 d)
Page 2 of 2Previous
89 moves match.