DFX Intelligence
Advisor moves
Departures from Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lee Douglas Hooks | Private Advisor Group, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 27, 2020 | Nov 12, 2024 (1751 d) |
| Mark G Comyns | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Stephen Matthew Schlichter | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Brian D Platt | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Thomas Joseph Mchugh | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Monica Anne Pedano | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Michael Andrew Slattery | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Joseph Black Elliott | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Jan 14, 2020 | Aug 14, 2012 |
| Mark Ailer Mcmahon | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Blaise James Milanek | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Erik Clifford Lindholm | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Douglas John Sweeney | Private Advisor Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 14, 2020 | Oct 4, 2018 |
| John Robert Delp | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Daniel Martin Agoglia | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Jesse Levy | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| William Patrick Touey | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Richard Joseph Catanese | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 16, 2020 |
| Christopher George Groeber | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 13, 2020 |
| Jordan Christian Norley | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 16, 2020 |
| Shane Patrick Smith | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Jan 14, 2020 | Sep 26, 2013 |
| Eric Justin Long | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Jan 14, 2020 | Jun 1, 2017 |
| Brenton Friden Stransky | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Meg Ryan | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Jan 17, 2020 |
| Daniel J Morse | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 25, 2019 |
| Zachary Scott Mineur | Private Advisor Group, LLC independent RIA | Independence Square Holdings, LLC no RAUM | RIA to a newly registered adviser | Jan 14, 2020 | Oct 28, 2019 |
| Lindsey Nelson Toole | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2019 | Feb 19, 2020 (63 d) |
| Kevin Joseph Welu | Private Advisor Group, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2019 | Dec 6, 2019 |
| Thomas Rush | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| George Davis | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| Adrian Elder | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 13, 2019 |
| Shawn Mckeown | Private Advisor Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2019 | Nov 11, 2019 |
| Lori Resnick Price | Private Advisor Group, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 1, 2019 | Nov 3, 2019 |
| Emily Susan Boothroyd | Private Advisor Group, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 1, 2019 | Nov 1, 2019 |
| Hollis Jill Hardiman | Private Advisor Group, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 1, 2019 | Nov 1, 2019 |
| Gerad Martin Thorell | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Oct 28, 2019 | Jan 28, 2016 |
| Peter William Grassi | Private Advisor Group, LLC independent RIA | Global Retirement Partners LLC institutional | Other | Oct 28, 2019 | Oct 24, 2019 |
| Ambler P Selway | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Oct 28, 2019 | Jul 21, 2016 |
| Robert Clements | Private Advisor Group, LLC independent RIA | LPL Financial LLC other | Other | Oct 28, 2019 | May 15, 2014 |
| Laura Renee Shrawder-Miles | Private Advisor Group, LLC independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2019 | Feb 28, 2020 (142 d) |
| John Edward Connor | Private Advisor Group, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2019 | Oct 7, 2019 |
| Michael P Mcdermott | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Oct 1, 2019 |
| Kevin Mcdermott | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Oct 1, 2019 |
| Geoffrey Frederick Forcino | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Sep 30, 2019 |
| Nicholas Olesen | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Oct 1, 2019 |
| Brian Lynch | Private Advisor Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 1, 2019 | Sep 21, 2018 |
| Nicholas Reed Ryder | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Oct 1, 2019 |
| Clare P Diamond | Private Advisor Group, LLC independent RIA | Kathmere Capital Management, LLC no RAUM | RIA to a newly registered adviser | Oct 1, 2019 | Oct 1, 2019 |
| Matthew Edward Lengel | Private Advisor Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 1, 2019 | Sep 5, 2018 |
| Agustin Hernandez | Private Advisor Group, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | Sep 18, 2019 | Sep 4, 2021 (717 d) |
| Andrew Patrick Campbell | Private Advisor Group, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2019 | May 8, 2019 |
| Melanie Schott | Private Advisor Group, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 15, 2019 | Apr 26, 2019 |
| Norman Stanley Batansky | Private Advisor Group, LLC independent RIA | Blackridge Asset Management, LLC independent RIA | RIA to RIA | Apr 10, 2019 | Feb 7, 2019 |
| Dominic Garcia | Private Advisor Group, LLC independent RIA | Rochester Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 3, 2019 | Dec 12, 2018 |
| Steven Bernknopf | Private Advisor Group, LLC independent RIA | Pm Wealth Management, LLC independent RIA | RIA to RIA | Mar 14, 2019 | Mar 19, 2019 |
| Thomas Joseph Haggerty | Private Advisor Group, LLC independent RIA | Pm Wealth Management, LLC independent RIA | RIA to RIA | Mar 14, 2019 | Mar 23, 2019 |
| James Riley Weikart | Private Advisor Group, LLC independent RIA | Pm Wealth Management, LLC independent RIA | RIA to RIA | Mar 14, 2019 | Apr 2, 2019 |
| Marc Adam Specht | Private Advisor Group, LLC independent RIA | Pm Wealth Management, LLC independent RIA | RIA to RIA | Mar 14, 2019 | Mar 19, 2019 |
| Glenn S Dydak | Private Advisor Group, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 27, 2019 | Feb 26, 2019 |
| Timothy Ray Pollard | Private Advisor Group, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 27, 2019 | Feb 27, 2019 |
| Mark John Fisher | Private Advisor Group, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2019 | Feb 1, 2019 |
375 moves match.