DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Efg Private Wealth Management (Americas) Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
George Gandarias	Efg Private Wealth Management (Americas) Corp. mixed wealth	Ucap Americas mixed wealth	RIA to RIA	Jan 5, 2026	Jan 29, 2026
Dilsa J Montoya	Efg Private Wealth Management (Americas) Corp. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Sep 29, 2025	Oct 2, 2025
Jessica Kaufman	Efg Private Wealth Management (Americas) Corp. mixed wealth	Acp Capital Management, LLC independent RIA	RIA to RIA	Mar 5, 2025	Oct 24, 2025 (233 d)
Paul Perez	Efg Private Wealth Management (Americas) Corp. mixed wealth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RIA to wirehouse	Oct 15, 2024	Feb 28, 2025 (136 d)
Carlos Guzman	Efg Private Wealth Management (Americas) Corp. mixed wealth	Creand Management independent RIA	RIA to RIA	May 31, 2024	Jun 25, 2024
Andres Aguero	Efg Private Wealth Management (Americas) Corp. mixed wealth	J.P. Morgan Securities LLC wirehouse	RIA to wirehouse	Jan 4, 2024	Dec 9, 2025 (705 d)
David Yepez	Efg Private Wealth Management (Americas) Corp. mixed wealth	Citigroup Global Markets Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Aug 18, 2023	Sep 13, 2023
Francisco Jose Soler	Efg Private Wealth Management (Americas) Corp. mixed wealth	Efg Capital International Corp. no RAUM	Other	Mar 28, 2023	May 3, 2021
Jose Luis Perich	Efg Private Wealth Management (Americas) Corp. mixed wealth	Creand Management independent RIA	RIA to RIA	Dec 1, 2022	Jun 19, 2024 (566 d)
Alexandra Marie Moriarty	Efg Private Wealth Management (Americas) Corp. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Oct 3, 2022	Oct 10, 2022
Alejandro Ramirez	Efg Private Wealth Management (Americas) Corp. mixed wealth	Morgan Stanley wirehouse	RIA to wirehouse	Oct 3, 2022	Oct 4, 2022
Melissa Alonzo	Efg Private Wealth Management (Americas) Corp. mixed wealth	J.P. Morgan Securities LLC wirehouse	RIA to wirehouse	Oct 3, 2022	Nov 28, 2022 (56 d)
Ana Cristina Schuler Azario	Efg Private Wealth Management (Americas) Corp. mixed wealth	J.P. Morgan Securities LLC wirehouse	RIA to wirehouse	Aug 1, 2022	Sep 1, 2022 (31 d)
Miguel Luis Ortiz	Efg Private Wealth Management (Americas) Corp. mixed wealth	Efg Capital International Corp. no RAUM	Other	Jul 6, 2022	Apr 30, 2021
Guillermo Porras	Efg Private Wealth Management (Americas) Corp. mixed wealth	Efg Capital International Corp. no RAUM	Other	Jul 6, 2022	Apr 30, 2021
Matthew Allen Beem	Efg Private Wealth Management (Americas) Corp. independent RIA	Efg Capital Advisors Inc. other	Other	Oct 8, 2021	Nov 18, 2015
Antonio Oliveira Moura	Efg Private Wealth Management (Americas) Corp. independent RIA	Mora Capital Management, LLC independent RIA	RIA to RIA	Jan 28, 2021	Jan 2, 2025 (1435 d)
Carl Henrik Gustaf Edlund	Efg Private Wealth Management (Americas) Corp. independent RIA	Mora Capital Management, LLC independent RIA	RIA to RIA	Jan 28, 2021	Aug 13, 2020
Renata V Benghira-Lima	Efg Private Wealth Management (Americas) Corp. independent RIA	Mora Capital Management, LLC independent RIA	RIA to RIA	Jan 28, 2021	Aug 14, 2020
Renata Mussalem Machado	Efg Private Wealth Management (Americas) Corp. independent RIA	Insigneo Advisory Services, LLC mixed wealth	RIA to RIA	Nov 6, 2020	Aug 11, 2021 (278 d)
Ana Maria Parra	Efg Private Wealth Management (Americas) Corp. independent RIA	Insigneo Advisory Services, LLC mixed wealth	RIA to RIA	Sep 17, 2020	Oct 6, 2020
Esteban Santiago Tormen	Efg Private Wealth Management (Americas) Corp. independent RIA	UBS Financial Services Inc. wirehouse	RIA to wirehouse	Jan 7, 2020	Jan 28, 2020
Atul Kumar Bhatia	Efg Private Wealth Management (Americas) Corp. independent RIA	RBC Capital Markets, LLC national BD	RIA to affiliated broker-dealer or bank	Sep 26, 2019	Oct 5, 2022 (1105 d)
Carlos Alberto Salzedo Navarro	Efg Private Wealth Management (Americas) Corp. independent RIA	Ekanta Wealth Advisors LLC other	Other	Apr 11, 2019	May 7, 2019
Charles Jefferson May	Efg Private Wealth Management (Americas) Corp. other	Efg Capital Advisors Inc. other	Other	Nov 28, 2016	Apr 1, 2014
Victor James Hebditch	Efg Private Wealth Management (Americas) Corp. other	Morgan Stanley wirehouse	Other	Aug 25, 2016	Aug 19, 2016
Fernando Javier Pou	Efg Private Wealth Management (Americas) Corp. other	Efg Capital Advisors Inc. other	Other	Jun 22, 2016	Jun 9, 2016
Atul Kumar Bhatia	Efg Private Wealth Management (Americas) Corp. other	Efg Capital Advisors Inc. other	Other	Jul 2, 2015	Jan 19, 2016 (201 d)
Alba Esparragoza	Efg Private Wealth Management (Americas) Corp. other	Wells Fargo Advisors wirehouse	Other	Jun 17, 2014	Jun 27, 2014
Francisco Jose Soler	Efg Private Wealth Management (Americas) Corp. other	Mas Advisors LLC other	Other	Jan 25, 2013	Apr 8, 2013 (73 d)

Page 1 of 1

30 moves match.