DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lifemark Securities Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Alan MorrisLifemark Securities Corp. BD affiliatedIp Financial Advisory Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2026Aug 31, 2026
Scott BranishLifemark Securities Corp. BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2026Mar 13, 2026
Kevin John HackettLifemark Securities Corp. BD affiliatedParacca Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2025Dec 23, 2025
Bon Myeon KooLifemark Securities Corp. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherSep 26, 2024Nov 27, 2024 (62 d)
Lavelle KnightLifemark Securities Corp. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMay 21, 2024Aug 5, 2024 (76 d)
Samuel Frank GalatiotoLifemark Securities Corp. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseFeb 22, 2024Jan 29, 2024
Jon David HeddlesonLifemark Securities Corp. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2023Dec 12, 2023
Archibald William McmichaelLifemark Securities Corp. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2023Jun 7, 2023
Russell George LuceLifemark Securities Corp. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2022Oct 10, 2022
Jenna A BrownLifemark Securities Corp. BD affiliatedEmpirikal Partners LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 30, 2022Jul 17, 2023 (290 d)
David BlockLifemark Securities Corp. BD affiliatedIp Financial Advisory Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 12, 2022Sep 7, 2022
Ronald Francis MurthaLifemark Securities Corp. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2021Sep 1, 2021
Gordon Spencer CampbellLifemark Securities Corp. BD affiliatedAegis Wealth Management, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 2, 2019Nov 22, 2019
Darrin Mitchel MccomasLifemark Securities Corp. BD affiliatedAbraham & Co., Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 19, 2019
Russell George LuceLifemark Securities Corp. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2018Nov 14, 2018
Michael Oneal SharptonLifemark Securities Corp. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2018Sep 10, 2018
Marc Brian AsherLifemark Securities Corp. otherFounders Financial Securities, LLC otherOtherFeb 13, 2018Feb 5, 2018
Seth Aaron RosenbergLifemark Securities Corp. otherCapital Executive Solutions unclassifiedOtherJan 31, 2018Jan 24, 2018
Dhruv Pershad GuptaLifemark Securities Corp. otherForesters Equity Services, Inc. otherOtherJan 24, 2017Feb 15, 2017
John-Paul DavisLifemark Securities Corp. otherTrutoro independent RIAOtherApr 28, 2016Apr 26, 2016
Bradley Thomas GossLifemark Securities Corp. otherTrutoro independent RIAOtherApr 28, 2016Apr 27, 2016
Frank Charles ParlatoLifemark Securities Corp. otherCalton & Associates, Inc. otherOtherSep 17, 2014Sep 16, 2014
Robert Scott HarshaLifemark Securities Corp. otherCommonwealth Financial Network national BDOtherMar 3, 2014Mar 3, 2014
Sidney Yves PrepetitLifemark Securities Corp. otherMoloney Securities Co., Inc. otherOtherMay 5, 2011Apr 21, 2011
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24 moves match.